14th Oct 2015 15:47
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 9,624 | 55.4300 USD | 54.7897 USD |
A ADSs | SALES | 3,754 | 55.0900 USD | 54.7897 USD |
B ADSs | PURCHASES | 4,000 | 56.1300 USD | 55.5200 USD |
B ADSs | SALES | 920 | 55.7000 USD | 55.6200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 857 | 54.8059 USD |
A ADSs | CFD | LONG | 78 | 54.8059 USD |
A ADSs | CFD | LONG | 2,819 | 55.0145 USD |
A ADSs | CFD | SHORT | 6,200 | 54.9466 USD |
A ADSs | CFD | SHORT | 2,524 | 55.0092 USD |
A ADSs | CFD | SHORT | 700 | 55.0735 USD |
A ADSs | CFD | SHORT | 51 | 55.0800 USD |
A ADSs | CFD | SHORT | 39 | 55.0800 USD |
A ADSs | CFD | SHORT | 47 | 55.0936 USD |
A ADSs | CFD | SHORT | 63 | 55.0936 USD |
B ADSs | CFD | LONG | 524 | 55.6712 USD |
B ADSs | CFD | LONG | 396 | 55.6712 USD |
B ADSs | CFD | SHORT | 600 | 55.5666 USD |
B ADSs | CFD | SHORT | 1,800 | 55.6013 USD |
B ADSs | CFD | SHORT | 800 | 55.6275 USD |
B ADSs | CFD | SHORT | 800 | 55.6779 USD |
EUR 0.07 A ordinary | CFD | LONG | 42 | 24.2313 EUR |
EUR 0.07 A ordinary | CFD | LONG | 112 | 24.2700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 85 | 24.2700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 42 | 24.4601 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 110 | 24.2250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 76 | 24.2294 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 24.2294 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 24.2294 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,750 | 24.2475 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,095 | 24.2700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 159 | 24.2700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 24.3369 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,562 | 24.3383 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19 | 17.9050 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,163 | 18.0360 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,800 | 17.9003 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,730 | 17.9012 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,417 | 17.9573 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,383 | 17.9573 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,882 | 18.0063 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,700 | 18.0063 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,811 | 18.0063 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,586 | 18.0164 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,984 | 18.2421 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,843 | 18.2421 GBP |
EUR 0.07 B ordinary | CFD | LONG | 167 | 18.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 432 | 18.2005 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,871 | 18.2394 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,979 | 18.2394 GBP |
EUR 0.07 B ordinary | CFD | LONG | 470 | 18.2394 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,820 | 18.0998 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,947 | 18.1886 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,653 | 18.1948 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,100 | 18.2069 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 261 | 18.2186 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,739 | 18.2660 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,602 | 18.2850 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,398 | 18.2943 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 497 | 18.3217 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 43,503 | 18.3226 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L