3rd Dec 2015 15:54
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 01 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 29,000 | 50.2300 USD | 49.8100 USD |
A ADSs | SALES | 14,475 | 50.1850 USD | 49.8100 USD |
B ADSs | PURCHASES | 4,300 | 50.4800 USD | 50.1800 USD |
B ADSs | SALES | 200 | 50.4300 USD | 50.4300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 24 | 49.8200 USD |
A ADSs | CFD | LONG | 300 | 49.8333 USD |
A ADSs | CFD | LONG | 2,370 | 49.9255 USD |
A ADSs | CFD | LONG | 1,200 | 49.9354 USD |
A ADSs | CFD | LONG | 9,700 | 49.9695 USD |
A ADSs | CFD | LONG | 52 | 49.9708 USD |
A ADSs | CFD | LONG | 200 | 49.9800 USD |
A ADSs | CFD | LONG | 200 | 50.0200 USD |
A ADSs | CFD | LONG | 12 | 50.0300 USD |
A ADSs | CFD | LONG | 17 | 50.0300 USD |
A ADSs | CFD | LONG | 200 | 50.0900 USD |
A ADSs | CFD | LONG | 200 | 50.1000 USD |
A ADSs | CFD | SHORT | 500 | 49.8400 USD |
A ADSs | CFD | SHORT | 100 | 49.9100 USD |
A ADSs | CFD | SHORT | 3,000 | 49.9320 USD |
A ADSs | CFD | SHORT | 9,500 | 49.9344 USD |
A ADSs | CFD | SHORT | 201 | 49.9699 USD |
A ADSs | CFD | SHORT | 1,600 | 50.0413 USD |
A ADSs | CFD | SHORT | 199 | 50.0851 USD |
A ADSs | CFD | SHORT | 13,900 | 50.0908 USD |
B ADSs | CFD | LONG | 200 | 50.4300 USD |
B ADSs | CFD | SHORT | 200 | 50.1800 USD |
B ADSs | CFD | SHORT | 100 | 50.1800 USD |
B ADSs | CFD | SHORT | 700 | 50.2507 USD |
B ADSs | CFD | SHORT | 1,400 | 50.2900 USD |
B ADSs | CFD | SHORT | 1,900 | 50.2963 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,346 | 23.5524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 30 | 23.5524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 49 | 23.5524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,700 | 23.5639 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,329 | 23.5701 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31 | 23.5756 EUR |
EUR 0.07 A ordinary | CFD | LONG | 910 | 23.5756 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20 | 23.5756 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,247 | 23.6072 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 23.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,812 | 23.5607 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 23.5800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 533 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,535 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,760 | 16.4557 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,430 | 16.4613 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,040 | 16.4634 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,440 | 16.4634 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,600 | 16.4704 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,249 | 16.5039 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 16.3955 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 16.3955 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,068 | 16.4300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,434 | 16.4407 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 16.4492 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 903 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 441 | 16.4998 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26 | 23.8900 EUR |
EUR 0.07 B ordinary | CFD | LONG | 19 | 16.5538 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27 | 16.5538 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,422 | 16.5862 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,836 | 16.5862 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12 | 16.5950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 627 | 16.5960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,859 | 16.6023 GBP |
EUR 0.07 B ordinary | CFD | LONG | 85,604 | 16.6033 GBP |
EUR 0.07 B ordinary | CFD | LONG | 67 | 16.6064 GBP |
EUR 0.07 B ordinary | CFD | LONG | 637 | 16.6070 GBP |
EUR 0.07 B ordinary | CFD | LONG | 100 | 16.6550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,666 | 16.5800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,529 | 16.5875 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,471 | 16.5884 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 226 | 16.5908 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,617 | 16.5970 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,659 | 16.6027 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,260 | 16.6253 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,153 | 16.6388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,166 | 16.6388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,730 | 16.6566 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L