21st Aug 2015 14:36
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 19 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 270 | 55.0000 USD | 55.0000 USD |
A ADSs | SALES | 270 | 55.0000 USD | 55.0000 USD |
EUR 0.07 A ordinary | PURCHASES | 1,662,030 | 25.1200 EUR | 24.5450 EUR |
EUR 0.07 A ordinary | SALES | 1,531,137 | 25.1200 EUR | 24.5450 EUR |
EUR 0.07 A ordinary | PURCHASES | 177,220 | 21.0000 GBP | 17.2700 GBP |
EUR 0.07 A ordinary | SALES | 365,464 | 17.6400 GBP | 17.2600 GBP |
EUR 0.07 B ordinary | PURCHASES | 23,166 | 25.3100 EUR | 24.8050 EUR |
EUR 0.07 B ordinary | SALES | 23,166 | 25.3017 EUR | 25.0821 EUR |
EUR 0.07 B ordinary | PURCHASES | 413,314 | 17.7850 GBP | 17.3800 GBP |
EUR 0.07 B ordinary | SALES | 451,924 | 17.7700 GBP | 17.3800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 25 | 55.4300 USD |
B ADSs | CFD | LONG | 25 | 55.4300 USD |
EUR 0.07 A ordinary | CFD | LONG | 3,370 | 24.5876 EUR |
EUR 0.07 A ordinary | CFD | LONG | 871 | 24.5876 EUR |
EUR 0.07 A ordinary | CFD | LONG | 102 | 24.5966 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,339 | 24.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8 | 24.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,184 | 24.8899 EUR |
EUR 0.07 A ordinary | CFD | LONG | 375,710 | 24.9228 EUR |
EUR 0.07 A ordinary | CFD | LONG | 546 | 24.9228 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,358 | 24.9319 EUR |
EUR 0.07 A ordinary | CFD | LONG | 217 | 24.9319 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,159 | 24.9319 EUR |
EUR 0.07 A ordinary | CFD | LONG | 150 | 24.9550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,337 | 24.9698 EUR |
EUR 0.07 A ordinary | CFD | LONG | 150 | 24.9698 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,901 | 24.9834 EUR |
EUR 0.07 A ordinary | CFD | LONG | 898 | 24.9834 EUR |
EUR 0.07 A ordinary | CFD | LONG | 181 | 24.9834 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,841 | 24.9983 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11 | 25.0250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 72 | 25.0250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 113 | 25.0250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,100 | 24.5450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 361,237 | 24.9131 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,946 | 24.9383 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29,019 | 24.9543 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,785 | 24.9647 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,541 | 24.9669 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 475 | 24.9972 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,726 | 25.0305 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,287 | 17.2848 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,263 | 17.2848 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,627 | 17.2900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 684 | 17.2900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 328 | 17.2900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 138 | 17.2900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 101,540 | 17.4687 GBP |
EUR 0.07 A ordinary | CFD | LONG | 37,224 | 17.4860 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,791 | 17.4974 GBP |
EUR 0.07 A ordinary | CFD | LONG | 136 | 17.5850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,092 | 17.2900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 180 | 17.2900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 864 | 17.2900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 348 | 17.2900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,217 | 17.2900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 748 | 17.3648 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,785 | 17.3648 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,922 | 17.3648 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,172 | 17.4863 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,181 | 17.5150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 17.5403 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,788 | 17.4581 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,877 | 17.4000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 899 | 17.4000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 379 | 17.4000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,076 | 17.5331 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,586 | 17.5942 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,232 | 17.6032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 209 | 17.6250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,001 | 17.6637 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,470 | 17.4000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 17.4000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 17.4528 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,282 | 17.5121 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,797 | 17.5121 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 957 | 17.5121 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,066 | 17.5189 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,153 | 17.5708 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,578 | 17.5987 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 54,900 | 17.6050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 400 | 17.6130 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,900 | 17.6550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33 | 17.6676 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | PUT | PURCHASE | 165,300 | 57.5000 | A | 18/09/2015 | 3.2700 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 A ordinary | PUT | 22,000 | 21.0000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L