26th Oct 2015 15:24
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 22 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 31,407 | 55.4600 USD | 54.9700 USD |
A ADSs | SALES | 4,187 | 55.4302 USD | 54.9200 USD |
B ADSs | PURCHASES | 6,000 | 56.0700 USD | 55.7300 USD |
B ADSs | SALES | 300 | 55.9500 USD | 55.8600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 500 | 55.0976 USD |
A ADSs | CFD | LONG | 1,800 | 55.2341 USD |
A ADSs | CFD | LONG | 16 | 55.3200 USD |
A ADSs | CFD | LONG | 12 | 55.3200 USD |
A ADSs | CFD | LONG | 1,859 | 55.3334 USD |
A ADSs | CFD | SHORT | 200 | 54.9800 USD |
A ADSs | CFD | SHORT | 30,798 | 55.1620 USD |
A ADSs | CFD | SHORT | 396 | 55.3054 USD |
A ADSs | CFD | SHORT | 13 | 55.4000 USD |
B ADSs | CFD | LONG | 300 | 55.9033 USD |
B ADSs | CFD | SHORT | 200 | 55.8100 USD |
B ADSs | CFD | SHORT | 200 | 55.8700 USD |
B ADSs | CFD | SHORT | 900 | 55.8811 USD |
B ADSs | CFD | SHORT | 400 | 55.8825 USD |
B ADSs | CFD | SHORT | 1,300 | 55.9361 USD |
B ADSs | CFD | SHORT | 1,289 | 55.9373 USD |
B ADSs | CFD | SHORT | 1,711 | 55.9373 USD |
EUR 0.07 A ordinary | CFD | LONG | 716 | 24.4803 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,299 | 24.5762 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,000 | 24.5983 EUR |
EUR 0.07 A ordinary | CFD | LONG | 500 | 24.6005 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6 | 24.6900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 24.6900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 146 | 24.6900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 343 | 24.6991 EUR |
EUR 0.07 A ordinary | CFD | LONG | 437 | 24.6992 EUR |
EUR 0.07 A ordinary | CFD | LONG | 304 | 24.6993 EUR |
EUR 0.07 A ordinary | CFD | LONG | 260 | 24.7007 EUR |
EUR 0.07 A ordinary | CFD | LONG | 111 | 24.7136 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,200 | 24.7545 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 17.8662 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,200 | 17.8732 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,080 | 17.8740 GBP |
EUR 0.07 A ordinary | CFD | LONG | 983 | 17.8762 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,192 | 17.7715 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 236 | 17.7715 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,253 | 17.8790 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,570 | 17.8790 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,708 | 17.8928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 195 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,213 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 67 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 577 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 144 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,973 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,814 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,113 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,217 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,717 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 850 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,858 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,342 | 17.8985 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,752 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,088 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,870 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,777 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,676 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 53,049 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,190 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 61,544 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 316 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,868 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,269 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 148 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 429 | 17.9676 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,432 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 495 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,241 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,262 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,056 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 205,612 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,681 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 177,231 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45,691 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,620 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,246 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 123,909 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,262 | 17.9925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,704 | 18.0301 GBP |
EUR 0.07 B ordinary | CFD | LONG | 183 | 18.0308 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,420 | 18.0349 GBP |
EUR 0.07 B ordinary | CFD | LONG | 719 | 18.0494 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,792 | 18.0494 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,008 | 18.0494 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,299 | 18.0494 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,899 | 18.1312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,617 | 18.1312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,062 | 18.1694 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,832 | 18.1694 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 17.9122 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,060 | 17.9290 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,940 | 17.9414 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,992 | 17.9443 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 146,590 | 17.9492 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 418 | 17.9515 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,375 | 17.9712 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,704 | 17.9712 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 582 | 18.0280 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,213 | 18.0389 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 984 | 18.1329 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L