12th Aug 2015 16:24
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 105,254 | 58.8900 USD | 57.8100 USD |
A ADSs | SALES | 5,900 | 58.8900 USD | 57.7600 USD |
B ADSs | PURCHASES | 2,087 | 59.2000 USD | 58.4300 USD |
B ADSs | SALES | 4,200 | 59.1700 USD | 58.2400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 2,100 | 58.4807 USD |
A ADSs | CFD | LONG | 3,300 | 58.6873 USD |
A ADSs | CFD | LONG | 500 | 58.7113 USD |
A ADSs | CFD | LONG | 24,600 | 58.8900 USD |
A ADSs | CFD | SHORT | 200 | 57.8100 USD |
A ADSs | CFD | SHORT | 86,268 | 58.3748 USD |
A ADSs | CFD | SHORT | 683 | 58.4422 USD |
A ADSs | CFD | SHORT | 17,000 | 58.8039 USD |
A ADSs | CFD | SHORT | 475 | 58.8194 USD |
A ADSs | CFD | SHORT | 628 | 58.8194 USD |
A ADSs | CFD | SHORT | 24,600 | 58.8900 USD |
B ADSs | CFD | LONG | 700 | 58.8385 USD |
B ADSs | CFD | LONG | 1,100 | 58.8818 USD |
B ADSs | CFD | LONG | 2,400 | 58.9012 USD |
B ADSs | CFD | LONG | 19,900 | 59.2000 USD |
B ADSs | CFD | SHORT | 300 | 58.8367 USD |
B ADSs | CFD | SHORT | 730 | 59.1639 USD |
B ADSs | CFD | SHORT | 550 | 59.1639 USD |
B ADSs | CFD | SHORT | 19,900 | 59.2000 USD |
EUR 0.07 A ordinary | CFD | LONG | 478 | 26.3510 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,300 | 26.4725 EUR |
EUR 0.07 A ordinary | CFD | LONG | 453 | 26.6600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 174 | 26.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,631 | 26.3522 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 41 | 26.4255 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 70 | 26.4255 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,348 | 26.4255 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,389 | 26.4362 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,940 | 26.4362 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,415 | 26.4859 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 116 | 26.4859 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 67 | 26.4859 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 704 | 26.6035 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,495 | 26.6035 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 210 | 26.6035 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17 | 26.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 51 | 26.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17 | 26.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23 | 26.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23 | 26.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 66 | 26.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,969 | 26.7450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,112 | 18.6115 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,239 | 18.6179 GBP |
EUR 0.07 A ordinary | CFD | LONG | 150 | 18.6429 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,930 | 18.7261 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,930 | 18.7275 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,190 | 18.7275 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,930 | 18.7275 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,413 | 18.7637 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,538 | 18.5688 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,339 | 18.8850 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,000 | 18.7539 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,928 | 18.7785 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,072 | 18.7804 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,877 | 18.7958 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,506 | 18.8480 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,753 | 18.8748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,560 | 18.8856 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,180 | 18.8856 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,180 | 18.8859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,000 | 18.9313 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,206 | 18.7820 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,037 | 18.8150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 150 | 18.8343 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,485 | 18.8343 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,336 | 18.8343 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,512 | 19.0479 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L