4th Nov 2015 15:23
AMENDMENT(Section 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 02 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,277 | 53.7295 USD | 53.7295 USD |
A ADSs | SALES | 1,277 | 53.7295 USD | 53.7295 USD |
EUR 0.07 A ordinary | PURCHASES | 606,341 | 24.0900 EUR | 23.6200 EUR |
EUR 0.07 A ordinary | SALES | 760,238 | 24.0900 EUR | 23.6250 EUR |
EUR 0.07 A ordinary | PURCHASES | 789,200 | 17.0950 GBP | 16.7350 GBP |
EUR 0.07 A ordinary | SALES | 958,845 | 17.1050 GBP | 16.7300 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,042 | 24.3000 EUR | 23.9979 EUR |
EUR 0.07 B ordinary | SALES | 955 | 24.1350 EUR | 23.8450 EUR |
EUR 0.07 B ordinary | PURCHASES | 862,748 | 17.1850 GBP | 16.8150 GBP |
EUR 0.07 B ordinary | SALES | 1,333,561 | 17.1900 GBP | 16.8150 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 100 | 53.0750 USD |
B ADSs | CFD | SHORT | 372 | 53.6650 USD |
EUR 0.07 A ordinary | CFD | LONG | 8,289 | 23.7688 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27 | 23.7900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,999 | 23.8411 EUR |
EUR 0.07 A ordinary | CFD | LONG | 388,641 | 23.8411 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,123 | 23.8612 EUR |
EUR 0.07 A ordinary | CFD | LONG | 593 | 23.8612 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,975 | 23.8612 EUR |
EUR 0.07 A ordinary | CFD | LONG | 894 | 23.9081 EUR |
EUR 0.07 A ordinary | CFD | LONG | 67,055 | 23.9238 EUR |
EUR 0.07 A ordinary | CFD | LONG | 60,000 | 23.9324 EUR |
EUR 0.07 A ordinary | CFD | LONG | 522 | 23.9398 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,697 | 24.0273 EUR |
EUR 0.07 A ordinary | CFD | LONG | 835 | 24.0300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,000 | 24.0300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,913 | 23.7761 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 374,060 | 23.8236 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 44,722 | 23.8524 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 311 | 23.9143 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 447 | 23.9639 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,355 | 24.0300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,265 | 24.0300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,980 | 16.7866 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,897 | 16.8321 GBP |
EUR 0.07 A ordinary | CFD | LONG | 42,405 | 16.8321 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,000 | 16.8650 GBP |
EUR 0.07 A ordinary | CFD | LONG | 340 | 16.8750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,531 | 16.8755 GBP |
EUR 0.07 A ordinary | CFD | LONG | 88 | 16.8755 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,911 | 16.8782 GBP |
EUR 0.07 A ordinary | CFD | LONG | 47,143 | 16.8816 GBP |
EUR 0.07 A ordinary | CFD | LONG | 290 | 16.8850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 299 | 16.9100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 293 | 16.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 672 | 16.9250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 320 | 16.9550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 314 | 16.9600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 345 | 16.9800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18 | 17.0692 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18 | 17.0692 GBP |
EUR 0.07 A ordinary | CFD | LONG | 781 | 17.0692 GBP |
EUR 0.07 A ordinary | CFD | LONG | 354 | 17.0692 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,253 | 17.0692 GBP |
EUR 0.07 A ordinary | CFD | LONG | 354 | 17.0692 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,029 | 17.0692 GBP |
EUR 0.07 A ordinary | CFD | LONG | 47 | 17.0692 GBP |
EUR 0.07 A ordinary | CFD | LONG | 47 | 17.0692 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,781 | 17.0700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,194 | 16.7545 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 266 | 16.7545 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 691 | 16.7545 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,679 | 16.8784 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 25,717 | 16.8784 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,609 | 16.8819 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,700 | 16.9145 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 25,348 | 16.9255 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,999 | 16.9375 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,613 | 16.9375 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,890 | 17.0700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 548 | 17.0700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 26 | 17.0700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 191 | 17.0700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 215 | 17.0710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 163,315 | 16.9108 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,370 | 16.9433 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,915 | 16.9594 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,536 | 16.9624 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,529 | 16.9624 GBP |
EUR 0.07 B ordinary | CFD | LONG | 557 | 16.9832 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33 | 17.0830 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,614 | 17.1158 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,024 | 17.1164 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,118 | 17.1225 GBP |
EUR 0.07 B ordinary | CFD | LONG | 431 | 17.1225 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,402 | 17.1225 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6 | 17.1319 GBP |
EUR 0.07 B ordinary | CFD | LONG | 73,809 | 17.1319 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,038 | 17.1319 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,542 | 17.1400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,814 | 17.1400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,495 | 17.1400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 238 | 17.1479 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,500 | 17.1756 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 481 | 16.8395 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,615 | 16.8395 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 185 | 16.8395 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,847 | 16.8951 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,800 | 16.9009 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 552 | 16.9225 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,975 | 16.9645 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 151 | 16.9786 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42,814 | 16.9786 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,586 | 16.9929 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,325 | 17.0008 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,826 | 17.0193 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,982 | 17.1507 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,056 | 17.1507 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L