20th Oct 2015 16:20
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 16 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,000 | 56.3900 USD | 55.7700 USD |
A ADSs | SALES | 3,140 | 56.3600 USD | 55.6500 USD |
B ADSs | PURCHASES | 2,600 | 57.2000 USD | 56.4600 USD |
B ADSs | SALES | 2,350 | 57.2500 USD | 56.4000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 300 | 55.9700 USD |
A ADSs | CFD | LONG | 2,312 | 55.9967 USD |
A ADSs | CFD | LONG | 500 | 56.1280 USD |
A ADSs | CFD | LONG | 16 | 56.3600 USD |
A ADSs | CFD | LONG | 12 | 56.3600 USD |
A ADSs | CFD | SHORT | 800 | 56.1107 USD |
A ADSs | CFD | SHORT | 200 | 56.3450 USD |
B ADSs | CFD | LONG | 1,800 | 56.9075 USD |
B ADSs | CFD | LONG | 300 | 56.9267 USD |
B ADSs | CFD | LONG | 108 | 57.2240 USD |
B ADSs | CFD | LONG | 142 | 57.2240 USD |
B ADSs | CFD | SHORT | 400 | 56.7850 USD |
B ADSs | CFD | SHORT | 600 | 56.8116 USD |
B ADSs | CFD | SHORT | 1,600 | 56.8822 USD |
EUR 0.07 A ordinary | CFD | LONG | 29 | 24.5397 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,919 | 24.5450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 554 | 24.6048 EUR |
EUR 0.07 A ordinary | CFD | LONG | 390 | 24.6048 EUR |
EUR 0.07 A ordinary | CFD | LONG | 149 | 24.6052 EUR |
EUR 0.07 A ordinary | CFD | LONG | 950 | 24.6453 EUR |
EUR 0.07 A ordinary | CFD | LONG | 890 | 24.6500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 24.6539 EUR |
EUR 0.07 A ordinary | CFD | LONG | 476 | 24.7384 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15 | 24.7384 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 24.7384 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,790 | 24.6285 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 890 | 24.6500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 24.6500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10 | 24.6500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 173 | 24.6500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,355 | 24.6914 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22 | 17.9850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,053 | 18.0800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 184 | 18.0859 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,070 | 18.0557 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,401 | 18.0680 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,330 | 18.0682 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32,053 | 18.0800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 52 | 18.1186 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 112 | 18.1186 GBP |
EUR 0.07 B ordinary | CFD | LONG | 149 | 18.2775 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,020 | 18.3003 GBP |
EUR 0.07 B ordinary | CFD | LONG | 174 | 18.3038 GBP |
EUR 0.07 B ordinary | CFD | LONG | 46,560 | 18.3124 GBP |
EUR 0.07 B ordinary | CFD | LONG | 103 | 18.3345 GBP |
EUR 0.07 B ordinary | CFD | LONG | 146 | 18.3345 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,289 | 18.3370 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,322 | 18.3417 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,382 | 18.3450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,230 | 18.4224 GBP |
EUR 0.07 B ordinary | CFD | LONG | 168 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,394 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,265 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 69,558 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 347 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,988 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,594 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 224 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 441 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 489 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,107 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,090 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59,853 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,302 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,847 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33 | 18.4315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 440 | 18.4336 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,382 | 18.3450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,912 | 18.3611 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,995 | 18.3611 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 731 | 18.3611 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,316 | 18.3613 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L