9th Oct 2015 15:45
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 07 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,200 | 55.2500 USD | 55.0400 USD |
A ADSs | SALES | 17,620 | 55.3300 USD | 54.5200 USD |
B ADSs | PURCHASES | 4,700 | 56.0700 USD | 55.3900 USD |
B ADSs | SALES | 6,434 | 55.9500 USD | 55.5200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 5,412 | 54.7295 USD |
A ADSs | CFD | LONG | 996 | 54.7365 USD |
A ADSs | CFD | LONG | 400 | 54.7406 USD |
A ADSs | CFD | LONG | 4,168 | 54.7548 USD |
A ADSs | CFD | LONG | 800 | 54.7837 USD |
A ADSs | CFD | LONG | 600 | 54.9044 USD |
A ADSs | CFD | LONG | 535 | 54.9098 USD |
A ADSs | CFD | LONG | 709 | 54.9098 USD |
A ADSs | CFD | LONG | 3,386 | 54.9700 USD |
A ADSs | CFD | LONG | 4,000 | 55.2000 USD |
A ADSs | CFD | SHORT | 3,386 | 54.9700 USD |
A ADSs | CFD | SHORT | 300 | 55.1100 USD |
A ADSs | CFD | SHORT | 1,900 | 55.2373 USD |
B ADSs | CFD | LONG | 200 | 55.5300 USD |
B ADSs | CFD | LONG | 234 | 55.6746 USD |
B ADSs | CFD | LONG | 200 | 55.6983 USD |
B ADSs | CFD | LONG | 400 | 55.6983 USD |
B ADSs | CFD | LONG | 1,938 | 55.7775 USD |
B ADSs | CFD | LONG | 1,462 | 55.7775 USD |
B ADSs | CFD | LONG | 2,000 | 55.9500 USD |
B ADSs | CFD | SHORT | 2,400 | 55.6020 USD |
B ADSs | CFD | SHORT | 800 | 55.6900 USD |
B ADSs | CFD | SHORT | 700 | 55.7700 USD |
B ADSs | CFD | SHORT | 800 | 55.9225 USD |
EUR 0.07 A ordinary | CFD | LONG | 5,377 | 24.0350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 445 | 24.1293 EUR |
EUR 0.07 A ordinary | CFD | LONG | 44 | 24.3303 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26 | 24.3303 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,318 | 24.3303 EUR |
EUR 0.07 A ordinary | CFD | LONG | 263 | 24.3400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 525 | 24.3685 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,800 | 24.3872 EUR |
EUR 0.07 A ordinary | CFD | LONG | 114 | 24.4155 EUR |
EUR 0.07 A ordinary | CFD | LONG | 203 | 24.4155 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,727 | 24.4155 EUR |
EUR 0.07 A ordinary | CFD | LONG | 200 | 24.4650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 362 | 24.4655 EUR |
EUR 0.07 A ordinary | CFD | LONG | 71 | 24.4682 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5 | 24.5277 EUR |
EUR 0.07 A ordinary | CFD | LONG | 201 | 24.5277 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 201 | 24.3820 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 24.3820 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 36 | 24.4067 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 92,831 | 24.4115 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 24.4346 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 80 | 24.4850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,105 | 17.8465 GBP |
EUR 0.07 A ordinary | CFD | LONG | 117 | 17.8465 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,770 | 17.9114 GBP |
EUR 0.07 A ordinary | CFD | LONG | 170 | 17.9133 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,350 | 17.9299 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 117 | 17.8821 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,557 | 17.8890 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 158 | 17.8890 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,583 | 17.8890 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 78 | 17.9268 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,700 | 17.9547 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,350 | 18.0386 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,589 | 18.0386 GBP |
EUR 0.07 B ordinary | CFD | LONG | 972 | 17.9684 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 18.0436 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,437 | 18.1096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,671 | 18.1135 GBP |
EUR 0.07 B ordinary | CFD | LONG | 176 | 18.1135 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,451 | 18.1135 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,223 | 18.1230 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,181 | 18.1256 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,819 | 18.1266 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,421 | 18.1290 GBP |
EUR 0.07 B ordinary | CFD | LONG | 86,187 | 18.1302 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,181 | 18.1302 GBP |
EUR 0.07 B ordinary | CFD | LONG | 503 | 18.1500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 398 | 18.1529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,421 | 18.0773 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,128 | 18.0773 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,282 | 18.0930 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 718 | 18.1000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 311,780 | 18.1181 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56 | 18.1787 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,473 | 18.1882 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,480 | 18.1917 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 940 | 18.1950 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L