18th Sep 2015 16:13
AMENDMENT
(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 16 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,478,404 | 22.9400 EUR | 22.3500 EUR |
EUR 0.07 A ordinary | SALES | 1,640,869 | 22.9500 EUR | 22.3250 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,245,803 | 16.6100 GBP | 16.2050 GBP |
EUR 0.07 A ordinary | SALES | 906,257 | 16.6200 GBP | 16.1950 GBP |
EUR 0.07 B ordinary | PURCHASES | 948,837 | 16.7500 GBP | 16.2700 GBP |
EUR 0.07 B ordinary | SALES | 3,928,509 | 16.7500 GBP | 16.2700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 596 | 22.3917 EUR |
EUR 0.07 A ordinary | CFD | LONG | 847 | 22.4372 EUR |
EUR 0.07 A ordinary | CFD | LONG | 104 | 22.4420 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,024 | 22.4797 EUR |
EUR 0.07 A ordinary | CFD | LONG | 87 | 22.4851 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,005 | 22.4851 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,184 | 22.4851 EUR |
EUR 0.07 A ordinary | CFD | LONG | 118 | 22.5050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23 | 22.5050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22,460 | 22.5584 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23 | 22.5715 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,887 | 22.5738 EUR |
EUR 0.07 A ordinary | CFD | LONG | 398,073 | 22.5738 EUR |
EUR 0.07 A ordinary | CFD | LONG | 290 | 22.5793 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,365 | 22.6252 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,747 | 22.6252 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,018 | 22.6252 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22,833 | 22.6582 EUR |
EUR 0.07 A ordinary | CFD | LONG | 777 | 22.7367 EUR |
EUR 0.07 A ordinary | CFD | LONG | 55 | 22.7367 EUR |
EUR 0.07 A ordinary | CFD | LONG | 675 | 22.7367 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,000 | 22.8625 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,377 | 22.8800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,792 | 22.8800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,414 | 22.8800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,572 | 22.8800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 562 | 22.9350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 98 | 22.4000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,262 | 22.5062 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 76,255 | 22.5586 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 26,880 | 22.5586 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 398,073 | 22.5694 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,546 | 22.5694 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,865 | 22.5795 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 34,798 | 22.6506 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 623 | 22.6715 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,446 | 22.8487 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,688 | 22.8800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 562 | 22.8800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,387 | 22.8800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8 | 16.2400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 73,080 | 16.3389 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,528 | 16.3480 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,335 | 16.3510 GBP |
EUR 0.07 A ordinary | CFD | LONG | 46 | 16.4262 GBP |
EUR 0.07 A ordinary | CFD | LONG | 856 | 16.4262 GBP |
EUR 0.07 A ordinary | CFD | LONG | 149 | 16.4262 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,723 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,135 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,316 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,694 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 37,021 | 16.3604 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 59,312 | 16.3605 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,995 | 16.3793 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 106 | 16.3793 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 348 | 16.3793 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 77,836 | 16.4117 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 450 | 16.4200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,845 | 16.5259 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 43,931 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32 | 16.5800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,700 | 16.3577 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,400,000 | 16.3950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 601 | 16.4000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,260 | 16.4250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,670 | 16.4287 GBP |
EUR 0.07 B ordinary | CFD | LONG | 668 | 16.4400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 445 | 16.4500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 65,874 | 16.4690 GBP |
EUR 0.07 B ordinary | CFD | LONG | 903 | 16.4740 GBP |
EUR 0.07 B ordinary | CFD | LONG | 695,795 | 16.5030 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,348 | 16.5127 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,143 | 16.5536 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,599 | 16.5700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 343 | 16.6300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41 | 16.6875 GBP |
EUR 0.07 B ordinary | CFD | LONG | 774 | 16.6875 GBP |
EUR 0.07 B ordinary | CFD | LONG | 136 | 16.6875 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,372 | 16.7150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 16.7150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,036 | 16.7150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,920 | 16.7150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4 | 16.7150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 942 | 16.7450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,114 | 16.7450 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 336 | 16.4559 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,927 | 16.4559 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 102 | 16.4559 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,720 | 16.4563 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 808 | 16.4600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,170 | 16.4683 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 63,062 | 16.4708 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 768 | 16.5345 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,042 | 16.6393 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | PUT | SALE | 500 | 22.0000 | A | 18/09/2015 | 0.0800 EUR |
EUR 0.07 A ordinary | PUT | SALE | 100 | 22.0000 | A | 18/09/2015 | 0.0800 EUR |
EUR 0.07 A ordinary | PUT | SALE | 25,000 | 22.0000 | A | 18/09/2015 | 0.0900 EUR |
EUR 0.07 A ordinary | PUT | SALE | 25,000 | 22.0000 | A | 18/09/2015 | 0.0900 EUR |
EUR 0.07 A ordinary | PUT | SALE | 25,000 | 22.0000 | A | 18/09/2015 | 0.0900 EUR |
EUR 0.07 A ordinary | PUT | SALE | 12,800 | 22.0000 | A | 18/09/2015 | 0.0900 EUR |
EUR 0.07 A ordinary | PUT | SALE | 100 | 22.0000 | A | 18/09/2015 | 0.1100 EUR |
EUR 0.07 A ordinary | PUT | SALE | 1,000 | 22.0000 | A | 18/09/2015 | 0.1300 EUR |
EUR 0.07 A ordinary | PUT | SALE | 500 | 22.0000 | A | 18/09/2015 | 0.1300 EUR |
EUR 0.07 A ordinary | PUT | SALE | 23,200 | 22.0000 | A | 18/09/2015 | 0.1400 EUR |
EUR 0.07 A ordinary | PUT | SALE | 1,800 | 22.0000 | A | 18/09/2015 | 0.1400 EUR |
EUR 0.07 A ordinary | PUT | SALE | 10,000 | 22.0000 | A | 18/09/2015 | 0.1400 EUR |
EUR 0.07 A ordinary | PUT | SALE | 25,000 | 22.0000 | A | 18/09/2015 | 0.1400 EUR |
EUR 0.07 A ordinary | PUT | SALE | 25,000 | 22.0000 | A | 18/09/2015 | 0.1500 EUR |
EUR 0.07 A ordinary | PUT | SALE | 25,000 | 22.0000 | A | 18/09/2015 | 0.1500 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L