11th Nov 2015 16:14
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 09 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 20,391 | 52.5900 USD | 51.7200 USD |
A ADSs | SALES | 1,828 | 52.3200 USD | 51.8100 USD |
B ADSs | PURCHASES | 16,100 | 52.5100 USD | 51.7700 USD |
B ADSs | SALES | 2,050 | 52.0900 USD | 52.0000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 300 | 51.9266 USD |
A ADSs | CFD | LONG | 442 | 52.0085 USD |
A ADSs | CFD | LONG | 586 | 52.0085 USD |
A ADSs | CFD | LONG | 500 | 52.1060 USD |
A ADSs | CFD | SHORT | 100 | 51.8900 USD |
A ADSs | CFD | SHORT | 600 | 51.9000 USD |
A ADSs | CFD | SHORT | 100 | 51.9400 USD |
A ADSs | CFD | SHORT | 1,500 | 51.9673 USD |
A ADSs | CFD | SHORT | 342 | 51.9720 USD |
A ADSs | CFD | SHORT | 600 | 51.9816 USD |
A ADSs | CFD | SHORT | 2,200 | 52.0187 USD |
A ADSs | CFD | SHORT | 9,449 | 52.0373 USD |
A ADSs | CFD | SHORT | 5,500 | 52.5094 USD |
B ADSs | CFD | LONG | 24,710 | 52.0200 USD |
B ADSs | CFD | SHORT | 24,710 | 52.0200 USD |
B ADSs | CFD | LONG | 40,254 | 52.0200 USD |
B ADSs | CFD | LONG | 65 | 52.0567 USD |
B ADSs | CFD | LONG | 85 | 52.0567 USD |
B ADSs | CFD | LONG | 57 | 52.0900 USD |
B ADSs | CFD | LONG | 43 | 52.0900 USD |
B ADSs | CFD | SHORT | 8,500 | 52.0024 USD |
B ADSs | CFD | SHORT | 2,100 | 52.0047 USD |
B ADSs | CFD | SHORT | 1,300 | 52.0067 USD |
B ADSs | CFD | SHORT | 2,900 | 52.0144 USD |
B ADSs | CFD | SHORT | 40,254 | 52.0200 USD |
B ADSs | CFD | SHORT | 1,200 | 52.0308 USD |
B ADSs | CFD | SHORT | 100 | 52.3300 USD |
EUR 0.07 A ordinary | CFD | LONG | 800 | 24.0400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 24.0400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 67 | 24.0400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 24.0400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10 | 24.0400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10 | 24.0400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 88 | 24.0400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 60 | 24.0800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 414 | 24.1448 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11 | 24.1449 EUR |
EUR 0.07 A ordinary | CFD | LONG | 836 | 24.1449 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11 | 24.1449 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,047 | 24.1450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14 | 24.1450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14 | 24.1450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16 | 24.1451 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16 | 24.1451 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,592 | 24.1451 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,188 | 24.2627 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,180 | 24.2782 EUR |
EUR 0.07 A ordinary | CFD | LONG | 121 | 24.2850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,200 | 24.3282 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,263 | 24.3924 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 533 | 24.0400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 38 | 24.3795 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 24.4647 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 24.4647 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 331 | 24.4647 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,725 | 17.1955 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,499 | 17.0281 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 95 | 17.0594 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 440 | 17.0694 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,650 | 17.0698 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,650 | 17.1663 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50 | 24.2000 EUR |
EUR 0.07 B ordinary | CFD | LONG | 309 | 17.1404 GBP |
EUR 0.07 B ordinary | CFD | LONG | 267 | 17.1567 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,549 | 17.2368 GBP |
EUR 0.07 B ordinary | CFD | LONG | 985 | 17.4289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,913 | 17.4289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,383 | 17.4289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,562 | 17.4289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 675 | 17.4289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 496 | 17.4289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 332 | 17.4289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 839 | 17.4289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 17.4358 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,545 | 17.0939 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37 | 17.1443 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,861 | 17.2590 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 761 | 17.4366 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L