7th Jan 2016 15:38
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 05 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 33,080 | 45.6100 USD | 44.9400 USD |
A ADSs | SALES | 196,050 | 45.6100 USD | 44.9000 USD |
B ADSs | PURCHASES | 5,200 | 45.9700 USD | 45.3200 USD |
B ADSs | SALES | 4,200 | 45.9400 USD | 45.2000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 191,500 | 45.1841 USD |
A ADSs | CFD | LONG | 59 | 45.2400 USD |
A ADSs | CFD | LONG | 300 | 45.2711 USD |
A ADSs | CFD | LONG | 1,800 | 45.3384 USD |
A ADSs | CFD | LONG | 1,400 | 45.3661 USD |
A ADSs | CFD | LONG | 500 | 45.4900 USD |
A ADSs | CFD | LONG | 391 | 45.5422 USD |
A ADSs | CFD | LONG | 100 | 45.6100 USD |
A ADSs | CFD | SHORT | 364 | 45.1193 USD |
A ADSs | CFD | SHORT | 700 | 45.2143 USD |
A ADSs | CFD | SHORT | 1,500 | 45.2273 USD |
A ADSs | CFD | SHORT | 3,700 | 45.2808 USD |
A ADSs | CFD | SHORT | 5,300 | 45.3445 USD |
A ADSs | CFD | SHORT | 2,800 | 45.3682 USD |
A ADSs | CFD | SHORT | 200 | 45.5050 USD |
A ADSs | CFD | SHORT | 17,057 | 45.5507 USD |
A ADSs | CFD | SHORT | 832 | 45.5695 USD |
A ADSs | CFD | SHORT | 627 | 45.5695 USD |
B ADSs | CFD | LONG | 2,700 | 45.6104 USD |
B ADSs | CFD | LONG | 700 | 45.6200 USD |
B ADSs | CFD | LONG | 200 | 45.8400 USD |
B ADSs | CFD | LONG | 600 | 45.9150 USD |
B ADSs | CFD | SHORT | 1,600 | 45.4731 USD |
B ADSs | CFD | SHORT | 700 | 45.5471 USD |
B ADSs | CFD | SHORT | 2,600 | 45.6226 USD |
B ADSs | CFD | SHORT | 300 | 45.7991 USD |
EUR 0.07 A ordinary | CFD | LONG | 18,297 | 20.9759 EUR |
EUR 0.07 A ordinary | CFD | LONG | 620 | 21.0044 EUR |
EUR 0.07 A ordinary | CFD | LONG | 179 | 21.0303 EUR |
EUR 0.07 A ordinary | CFD | LONG | 79 | 21.0319 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16 | 21.0325 EUR |
EUR 0.07 A ordinary | CFD | LONG | 133 | 21.0598 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,600 | 21.0814 EUR |
EUR 0.07 A ordinary | CFD | LONG | 64 | 21.0869 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,982 | 21.0869 EUR |
EUR 0.07 A ordinary | CFD | LONG | 947 | 21.1131 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,029 | 21.1831 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,908 | 21.0481 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,908 | 21.0692 EUR |
EUR 0.07 A ordinary | CFD | LONG | 34,484 | 15.2457 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,246 | 15.2499 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,290 | 15.2524 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,420 | 15.2568 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,089 | 15.2626 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,617 | 15.2697 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 250 | 15.2699 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,285 | 15.2715 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 969 | 15.2715 GBP |
EUR 0.07 B ordinary | CFD | LONG | 131 | 15.3500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 15.3506 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,239 | 15.3719 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,975 | 15.3858 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,259 | 15.3993 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,168 | 15.4012 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,628 | 15.4082 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,118 | 15.4259 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,149 | 15.4259 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,167 | 15.4259 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,413 | 15.4259 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 15.4492 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 15.4627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 15.4747 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,633 | 15.2326 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,467 | 15.2326 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,787 | 15.3494 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,056 | 15.3598 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42,746 | 15.3728 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 469 | 15.3804 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,418 | 15.3999 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,623 | 15.3999 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 788 | 15.3999 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,921 | 15.4146 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L