11th Nov 2015 15:33
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 02 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 76,819 | 53.7900 USD | 52.4400 USD |
A ADSs | SALES | 22,000 | 53.7700 USD | 52.4300 USD |
B ADSs | PURCHASES | 10,972 | 53.8700 USD | 53.0600 USD |
B ADSs | SALES | 1,491 | 53.8200 USD | 52.6800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 201 | 52.7514 USD |
A ADSs | CFD | LONG | 499 | 52.8095 USD |
A ADSs | CFD | LONG | 3,100 | 53.5739 USD |
A ADSs | CFD | LONG | 900 | 53.7128 USD |
A ADSs | CFD | SHORT | 300 | 53.0366 USD |
A ADSs | CFD | SHORT | 22,392 | 53.1280 USD |
A ADSs | CFD | SHORT | 100 | 53.2900 USD |
A ADSs | CFD | SHORT | 8,752 | 53.3060 USD |
A ADSs | CFD | SHORT | 1,400 | 53.3292 USD |
A ADSs | CFD | SHORT | 14,200 | 53.3764 USD |
A ADSs | CFD | SHORT | 840 | 53.7189 USD |
A ADSs | CFD | SHORT | 633 | 53.7189 USD |
A ADSs | CFD | SHORT | 10,902 | 53.7268 USD |
B ADSs | CFD | LONG | 261 | 53.2700 USD |
B ADSs | CFD | LONG | 261 | 53.2700 USD |
B ADSs | CFD | SHORT | 261 | 53.2700 USD |
B ADSs | CFD | LONG | 100 | 53.0750 USD |
B ADSs | CFD | LONG | 600 | 53.4187 USD |
B ADSs | CFD | LONG | 530 | 53.5596 USD |
B ADSs | CFD | SHORT | 1,500 | 53.4073 USD |
B ADSs | CFD | SHORT | 2,400 | 53.4427 USD |
B ADSs | CFD | SHORT | 1,000 | 53.4445 USD |
B ADSs | CFD | SHORT | 5,700 | 53.5170 USD |
EUR 0.07 A ordinary | CFD | LONG | 61 | 23.7114 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,289 | 23.7688 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,873 | 23.8612 EUR |
EUR 0.07 A ordinary | CFD | LONG | 41 | 23.8612 EUR |
EUR 0.07 A ordinary | CFD | LONG | 110 | 23.8612 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,400 | 23.8725 EUR |
EUR 0.07 A ordinary | CFD | LONG | 673 | 23.9819 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27 | 24.0169 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23 | 24.0198 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25 | 24.0228 EUR |
EUR 0.07 A ordinary | CFD | LONG | 102 | 24.0300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 135 | 24.0300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 65 | 24.0434 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,147 | 23.7762 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 548 | 23.7794 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,712 | 23.8336 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16 | 24.0541 EUR |
EUR 0.07 A ordinary | CFD | LONG | 51,939 | 16.7980 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,320 | 17.0482 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,309 | 17.0640 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,606 | 16.8034 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,700 | 16.9145 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10 | 16.9700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,110 | 17.0608 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 215 | 17.0710 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 87 | 24.3000 EUR |
EUR 0.07 B ordinary | CFD | LONG | 25,066 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 73,207 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,699 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 345 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,343 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40,324 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 521 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,403 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 165 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,437 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57,958 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,232 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 54,147 | 16.9037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 529 | 16.9265 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,358 | 16.9371 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,197 | 16.9714 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,113 | 16.9788 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,304 | 17.0890 GBP |
EUR 0.07 B ordinary | CFD | LONG | 322 | 17.1158 GBP |
EUR 0.07 B ordinary | CFD | LONG | 691 | 17.1158 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,125 | 17.1158 GBP |
EUR 0.07 B ordinary | CFD | LONG | 518 | 17.1158 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 17.1319 GBP |
EUR 0.07 B ordinary | CFD | LONG | 238 | 17.1479 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,156 | 17.1587 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,343 | 17.1671 GBP |
EUR 0.07 B ordinary | CFD | LONG | 475 | 17.1700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,740 | 16.8582 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,260 | 16.8622 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,152 | 16.9143 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,212 | 16.9198 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,497 | 16.9564 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,484 | 16.9783 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,924 | 17.0018 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,110 | 17.0018 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 120 | 17.0018 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L