6th Oct 2015 16:59
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 02 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 17,145 | 49.8000 USD | 48.9900 USD |
A ADSs | SALES | 7,271 | 49.7800 USD | 48.7100 USD |
B ADSs | PURCHASES | 5,400 | 50.1000 USD | 48.9000 USD |
B ADSs | SALES | 4,000 | 50.1600 USD | 48.9700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 4,500 | 48.7100 USD |
A ADSs | CFD | LONG | 700 | 49.1700 USD |
A ADSs | CFD | LONG | 900 | 49.3107 USD |
A ADSs | CFD | LONG | 774 | 49.4255 USD |
A ADSs | CFD | LONG | 95 | 49.7407 USD |
A ADSs | CFD | LONG | 127 | 49.7407 USD |
A ADSs | CFD | SHORT | 12,745 | 49.3877 USD |
A ADSs | CFD | SHORT | 1,700 | 49.5452 USD |
A ADSs | CFD | SHORT | 2,700 | 49.7380 USD |
B ADSs | CFD | LONG | 2,000 | 48.9700 USD |
B ADSs | CFD | LONG | 600 | 49.3333 USD |
B ADSs | CFD | LONG | 568 | 50.0962 USD |
B ADSs | CFD | LONG | 752 | 50.0962 USD |
B ADSs | CFD | LONG | 46 | 50.1000 USD |
B ADSs | CFD | LONG | 34 | 50.1000 USD |
B ADSs | CFD | SHORT | 500 | 49.5800 USD |
B ADSs | CFD | SHORT | 1,600 | 49.6006 USD |
B ADSs | CFD | SHORT | 1,200 | 49.7050 USD |
B ADSs | CFD | SHORT | 2,100 | 49.8976 USD |
EUR 0.07 A ordinary | CFD | LONG | 79 | 21.6580 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,280 | 21.6580 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 21.8242 EUR |
EUR 0.07 A ordinary | CFD | LONG | 619 | 21.8242 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 21.8242 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,549 | 21.8243 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,865 | 21.8243 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,600 | 21.8635 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22 | 21.8959 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25,150 | 21.9276 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,751 | 21.9821 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,755 | 22.0476 EUR |
EUR 0.07 A ordinary | CFD | LONG | 224 | 22.0476 EUR |
EUR 0.07 A ordinary | CFD | LONG | 269 | 22.0476 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,823 | 22.1405 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,352 | 21.5960 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 51 | 21.6450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,751 | 21.7150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,428 | 21.7748 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 900 | 21.8650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 317 | 21.8971 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 21.9224 EUR |
EUR 0.07 A ordinary | CFD | LONG | 405 | 16.0079 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,210 | 16.0698 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,864 | 16.0716 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,067 | 16.0716 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,100 | 16.0986 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 16.1650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2 | 15.9310 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7 | 15.9310 GBP |
EUR 0.07 B ordinary | CFD | LONG | 230 | 16.1489 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,700 | 16.2064 GBP |
EUR 0.07 B ordinary | CFD | LONG | 227 | 16.2217 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,455 | 16.2264 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,373 | 16.2264 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,828 | 16.2264 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,904 | 16.2312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,096 | 16.2387 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 16.2575 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,821 | 16.1599 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,783 | 16.1768 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,203 | 16.1811 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,084 | 16.1853 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 276 | 16.1882 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,756 | 16.1931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,479 | 16.1931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 598 | 16.1956 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,764 | 16.2101 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 514 | 16.2101 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,525 | 16.2529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 230 | 16.2529 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,233 | 16.2534 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,506 | 16.2615 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L