1st Dec 2015 15:46
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 27 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 91,562 | 50.5900 USD | 50.5900 USD |
B ADSs | SALES | 74,315 | 50.6977 USD | 50.6977 USD |
EUR 0.07 A ordinary | PURCHASES | 669,163 | 23.9200 EUR | 23.6400 EUR |
EUR 0.07 A ordinary | SALES | 745,988 | 23.9450 EUR | 23.6450 EUR |
EUR 0.07 A ordinary | PURCHASES | 363,068 | 16.7250 GBP | 16.5100 GBP |
EUR 0.07 A ordinary | SALES | 132,012 | 16.7200 GBP | 16.5150 GBP |
EUR 0.07 B ordinary | PURCHASES | 461 | 24.2100 EUR | 24.1400 EUR |
EUR 0.07 B ordinary | SALES | 415 | 24.2087 EUR | 24.2087 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,015,135 | 16.8950 GBP | 16.6650 GBP |
EUR 0.07 B ordinary | SALES | 652,971 | 16.9000 GBP | 16.6650 GBP |
EUR 0.07 B ordinary | SALES | 183,124 | 25.1067 USD | 25.1067 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 21,397 | 23.7186 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,687 | 23.7200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,360 | 23.7200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,527 | 23.7355 EUR |
EUR 0.07 A ordinary | CFD | LONG | 52,051 | 23.7535 EUR |
EUR 0.07 A ordinary | CFD | LONG | 41,082 | 23.7821 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,853 | 23.7947 EUR |
EUR 0.07 A ordinary | CFD | LONG | 350,755 | 23.7947 EUR |
EUR 0.07 A ordinary | CFD | LONG | 76 | 23.8221 EUR |
EUR 0.07 A ordinary | CFD | LONG | 884 | 23.8221 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,365 | 23.8410 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,936 | 23.9450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 194 | 23.7156 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,053 | 23.7200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,616 | 23.7200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,850 | 23.7200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 350,721 | 23.7778 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 646 | 23.8224 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,747 | 23.8403 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,748 | 23.8455 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,693 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,340 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,316 | 16.6258 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,220 | 16.6279 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,486 | 16.6405 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,544 | 16.6528 GBP |
EUR 0.07 A ordinary | CFD | LONG | 162 | 16.6609 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,222 | 16.6609 GBP |
EUR 0.07 A ordinary | CFD | LONG | 63 | 16.6609 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,488 | 16.5456 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 331 | 16.5456 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 128 | 16.5456 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,849 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,033 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,516 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,350 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 49 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17 | 16.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42,020 | 16.6198 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,543 | 16.6231 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,392 | 16.6365 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 654 | 16.6365 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,986 | 16.6365 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 975 | 16.6365 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 16.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 57,500 | 16.6930 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 57,500 | 16.6971 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 16.7100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,738 | 16.7281 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,819 | 16.7281 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,611 | 16.7491 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,218 | 16.7811 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,239 | 16.8020 GBP |
EUR 0.07 B ordinary | CFD | LONG | 637 | 16.8020 GBP |
EUR 0.07 B ordinary | CFD | LONG | 949 | 16.8020 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,881 | 16.8020 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,900 | 16.8398 GBP |
EUR 0.07 B ordinary | CFD | LONG | 95 | 16.8437 GBP |
EUR 0.07 B ordinary | CFD | LONG | 711 | 16.8437 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37 | 16.8437 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57,500 | 16.8484 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,500 | 16.8500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57,500 | 16.8506 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,500 | 16.8662 GBP |
EUR 0.07 B ordinary | CFD | LONG | 177 | 16.8774 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,900 | 16.6827 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,519 | 16.6897 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 335 | 16.6897 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 129 | 16.6897 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 489 | 16.7275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,401 | 16.7275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 934 | 16.7275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,065 | 16.7275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,517 | 16.7275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,905 | 16.7275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,311 | 16.7350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,848 | 16.7350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,293 | 16.7350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,004 | 16.7350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,270 | 16.7428 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,312 | 16.7554 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 39,589 | 16.7632 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,289 | 16.7637 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 71 | 16.7868 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 268,996 | 16.8223 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,526 | 16.8223 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,829 | 16.8223 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,508 | 16.8223 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80,193 | 16.8223 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 82,198 | 16.8223 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 84,757 | 16.8223 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,634 | 16.8467 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | SALE | 150,000 | 25.0000 | A | 15/01/2016 | 0.4200 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 01 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L