26th Oct 2015 15:16
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 21 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 26,329 | 55.6800 USD | 54.9300 USD |
A ADSs | SALES | 19,927 | 55.4500 USD | 55.0500 USD |
B ADSs | PURCHASES | 2,200 | 56.4100 USD | 55.8500 USD |
B ADSs | SALES | 900 | 56.5400 USD | 55.9500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 16 | 55.1000 USD |
A ADSs | CFD | LONG | 11 | 55.1000 USD |
A ADSs | CFD | LONG | 1,500 | 55.2667 USD |
A ADSs | CFD | LONG | 400 | 55.2977 USD |
A ADSs | CFD | LONG | 18,000 | 55.3723 USD |
A ADSs | CFD | SHORT | 200 | 55.3000 USD |
A ADSs | CFD | SHORT | 19,024 | 55.3631 USD |
A ADSs | CFD | SHORT | 7,100 | 55.3686 USD |
A ADSs | CFD | SHORT | 5 | 55.3800 USD |
B ADSs | CFD | LONG | 400 | 56.1250 USD |
B ADSs | CFD | LONG | 100 | 56.1900 USD |
B ADSs | CFD | LONG | 100 | 56.2400 USD |
B ADSs | CFD | LONG | 300 | 56.4366 USD |
B ADSs | CFD | SHORT | 1,600 | 56.2343 USD |
B ADSs | CFD | SHORT | 600 | 56.2350 USD |
EUR 0.07 A ordinary | CFD | LONG | 2,122 | 24.2326 EUR |
EUR 0.07 A ordinary | CFD | LONG | 115 | 24.3655 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,559 | 24.3655 EUR |
EUR 0.07 A ordinary | CFD | LONG | 61 | 24.3655 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,000 | 24.4011 EUR |
EUR 0.07 A ordinary | CFD | LONG | 600 | 24.4285 EUR |
EUR 0.07 A ordinary | CFD | LONG | 227 | 24.5100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12 | 24.5363 EUR |
EUR 0.07 A ordinary | CFD | LONG | 126 | 24.5678 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 80 | 24.3125 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 55 | 24.4892 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31 | 17.8781 GBP |
EUR 0.07 A ordinary | CFD | LONG | 236 | 17.9086 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,342 | 17.9086 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,900 | 17.7678 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,350 | 17.8960 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,230 | 17.8991 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,342 | 17.9496 GBP |
EUR 0.07 A ordinary | CFD | LONG | 108,000 | 27.6026 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,817 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 83 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 691 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,897 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,504 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 172 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 246 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,139 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,017 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,057 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,069 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,987 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,671 | 17.9720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 215 | 17.9800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 125 | 17.9800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 69,795 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 60,034 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,974 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,138 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,343 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,009 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,633 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,277 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,113 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,382 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 491 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 344 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 167 | 18.0992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 110 | 18.1308 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63,074 | 18.1309 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,685 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 83,948 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 139,588 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,018 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 688 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 334 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,763 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,266 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,555 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,227 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,277 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 120,069 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 982 | 18.1707 GBP |
EUR 0.07 B ordinary | CFD | LONG | 184 | 18.1744 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,510 | 18.1888 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,375 | 18.1888 GBP |
EUR 0.07 B ordinary | CFD | LONG | 99 | 18.2326 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,180 | 18.2334 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,000 | 18.2832 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 100 | 18.0900 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,850 | 18.1582 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,510 | 18.1629 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38 | 18.2121 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L