29th Oct 2015 15:25
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 23 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 37,091 | 54.7000 USD | 54.0700 USD |
A ADSs | SALES | 174,286 | 54.5900 USD | 53.8900 USD |
B ADSs | PURCHASES | 3,697 | 55.0400 USD | 54.6500 USD |
B ADSs | SALES | 3,500 | 55.2600 USD | 54.5800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 2,803 | 54.2618 USD |
A ADSs | CFD | LONG | 36,000 | 54.2618 USD |
A ADSs | CFD | LONG | 36,000 | 54.2618 USD |
A ADSs | CFD | LONG | 88,689 | 54.2793 USD |
A ADSs | CFD | LONG | 16,300 | 54.3307 USD |
A ADSs | CFD | LONG | 100 | 54.3900 USD |
A ADSs | CFD | SHORT | 400 | 54.2200 USD |
A ADSs | CFD | SHORT | 21 | 54.3100 USD |
A ADSs | CFD | SHORT | 1,300 | 54.3459 USD |
A ADSs | CFD | SHORT | 63 | 54.3464 USD |
A ADSs | CFD | SHORT | 47 | 54.3464 USD |
A ADSs | CFD | SHORT | 586 | 54.3614 USD |
A ADSs | CFD | SHORT | 777 | 54.3614 USD |
A ADSs | CFD | SHORT | 400 | 54.3786 USD |
A ADSs | CFD | SHORT | 300 | 54.4233 USD |
B ADSs | CFD | LONG | 2,500 | 54.8482 USD |
B ADSs | CFD | LONG | 1,000 | 54.9011 USD |
B ADSs | CFD | SHORT | 247 | 54.8414 USD |
B ADSs | CFD | SHORT | 1,500 | 54.8620 USD |
B ADSs | CFD | SHORT | 712 | 54.8816 USD |
B ADSs | CFD | SHORT | 538 | 54.8816 USD |
B ADSs | CFD | SHORT | 600 | 54.8966 USD |
B ADSs | CFD | SHORT | 100 | 55.0400 USD |
EUR 0.07 A ordinary | CFD | LONG | 146 | 24.5804 EUR |
EUR 0.07 A ordinary | CFD | LONG | 289 | 24.5967 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,356 | 24.5968 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,987 | 24.5968 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,400 | 24.5411 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,197 | 24.5700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 109 | 24.5700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 41 | 24.5700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 109 | 24.5700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 30 | 24.5700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 83 | 24.5700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 83 | 24.5700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 633 | 24.6878 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 24.7420 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,136 | 24.8094 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 24 | 24.8871 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 569 | 24.8871 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 24.8871 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,509 | 24.9266 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,990 | 17.6479 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15 | 17.6500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,850 | 17.9227 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,046 | 17.6658 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 17.7017 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 747 | 17.7830 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,444 | 17.8997 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,295 | 17.8997 GBP |
EUR 0.07 A ordinary | CFD | LONG | 36,000 | 17.6357 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,531 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 360 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,035 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 69,932 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,542 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 487 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,293 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 169 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,443 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 60,283 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,125 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,146 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,354 | 17.7522 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,861 | 17.7549 GBP |
EUR 0.07 B ordinary | CFD | LONG | 397 | 17.7622 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,217 | 17.7737 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,750 | 17.7787 GBP |
EUR 0.07 B ordinary | CFD | LONG | 412 | 17.9120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,252 | 17.9429 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,839 | 17.9429 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,103 | 17.9429 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,263 | 17.9429 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,541 | 17.9429 GBP |
EUR 0.07 B ordinary | CFD | LONG | 536 | 17.9429 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,758 | 17.9974 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,100 | 17.9974 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,118 | 18.0006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,316 | 18.0006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,805 | 18.0006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 809 | 18.0006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 506 | 18.0006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,725 | 18.1494 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,287 | 18.1494 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 255 | 17.7426 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,947 | 17.8682 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 63,519 | 17.8836 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 800 | 17.9843 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 973 | 18.0013 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,027 | 18.0329 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,257 | 18.0837 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,743 | 18.1018 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L