20th Oct 2015 16:05
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 907 | 56.0011 USD | 56.0011 USD |
A ADSs | SALES | 907 | 56.0011 USD | 56.0011 USD |
EUR 0.07 A ordinary | PURCHASES | 919,062 | 24.3900 EUR | 23.9100 EUR |
EUR 0.07 A ordinary | SALES | 994,123 | 24.3750 EUR | 23.9100 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,540,584 | 17.9750 GBP | 17.5850 GBP |
EUR 0.07 A ordinary | SALES | 1,313,767 | 17.9700 GBP | 17.5850 GBP |
EUR 0.07 B ordinary | PURCHASES | 100 | 24.6000 EUR | 24.6000 EUR |
EUR 0.07 B ordinary | SALES | 100 | 24.6000 EUR | 24.6000 EUR |
EUR 0.07 B ordinary | PURCHASES | 4,378,761 | 18.1900 GBP | 17.8050 GBP |
EUR 0.07 B ordinary | SALES | 5,225,196 | 18.1900 GBP | 17.8050 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 2,766 | 24.1511 EUR |
EUR 0.07 A ordinary | CFD | LONG | 361,587 | 24.1542 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,652 | 24.1542 EUR |
EUR 0.07 A ordinary | CFD | LONG | 277 | 24.1550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 480 | 24.1550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 530 | 24.1550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 530 | 24.1650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 530 | 24.1650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 529 | 24.1650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 278 | 24.1650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 277 | 24.1650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 277 | 24.1650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 50,323 | 24.1651 EUR |
EUR 0.07 A ordinary | CFD | LONG | 629 | 24.1744 EUR |
EUR 0.07 A ordinary | CFD | LONG | 508 | 24.1880 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,118 | 24.2005 EUR |
EUR 0.07 A ordinary | CFD | LONG | 204,100 | 24.2064 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,820 | 24.0820 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 695 | 24.1040 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 361,572 | 24.1525 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 301 | 24.1599 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100,543 | 24.1724 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,078 | 24.1850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 988 | 24.1850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,112 | 24.2187 EUR |
EUR 0.07 A ordinary | CFD | LONG | 364 | 17.7487 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,207 | 17.7724 GBP |
EUR 0.07 A ordinary | CFD | LONG | 37,816 | 17.7793 GBP |
EUR 0.07 A ordinary | CFD | LONG | 84,792 | 17.8030 GBP |
EUR 0.07 A ordinary | CFD | LONG | 36 | 17.8039 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,438 | 17.7388 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,778 | 17.7388 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 554 | 17.7388 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 77,696 | 17.7765 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,722 | 17.7769 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,472 | 17.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 44 | 17.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6 | 17.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 127 | 17.7900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 57,500 | 17.7936 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 84,748 | 17.7976 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 17.8200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 57,500 | 17.8230 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 17.8300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 17.8928 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,982 | 17.9101 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,723 | 17.9238 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 418 | 17.9500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,051 | 17.9648 GBP |
EUR 0.07 B ordinary | CFD | LONG | 102,016 | 18.0027 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57,500 | 18.0124 GBP |
EUR 0.07 B ordinary | CFD | LONG | 866 | 18.0193 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,616 | 18.0195 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57,500 | 18.0394 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,500 | 18.0400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 169 | 18.0402 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,500 | 18.0500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,818 | 17.9400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 402 | 17.9400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,044 | 17.9400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,208 | 17.9875 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,100 | 17.9993 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 105,820 | 18.0039 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,865 | 18.0059 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,510 | 18.0179 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,890 | 18.0179 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,769 | 18.0503 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,532 | 18.0711 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 186 | 18.1050 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | SALE | 750,000 | 26.0000 | A | 20/11/2015 | 0.1500 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L