7th Oct 2015 15:47
AMENDMENT(Section 2a and Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 01 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 24,095 | 49.0100 USD | 47.8900 USD |
A ADSs | SALES | 7,369 | 49.2100 USD | 48.0300 USD |
B ADSs | PURCHASES | 2,103 | 49.4900 USD | 48.2200 USD |
B ADSs | SALES | 8,361 | 49.4100 USD | 48.2100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 48.1000 USD |
A ADSs | CFD | LONG | 761 | 48.1373 USD |
A ADSs | CFD | LONG | 1,008 | 48.1373 USD |
A ADSs | CFD | LONG | 500 | 48.1380 USD |
A ADSs | CFD | LONG | 400 | 48.5075 USD |
A ADSs | CFD | LONG | 4,500 | 49.1600 USD |
A ADSs | CFD | SHORT | 24,095 | 48.4405 USD |
B ADSs | CFD | LONG | 3,685 | 49.0356 USD |
B ADSs | CFD | LONG | 200 | 48.3800 USD |
B ADSs | CFD | LONG | 505 | 48.4049 USD |
B ADSs | CFD | LONG | 671 | 48.4049 USD |
B ADSs | CFD | LONG | 1,300 | 48.5076 USD |
B ADSs | CFD | LONG | 2,000 | 49.4100 USD |
B ADSs | CFD | SHORT | 500 | 48.5600 USD |
B ADSs | CFD | SHORT | 900 | 48.6588 USD |
B ADSs | CFD | SHORT | 500 | 48.7052 USD |
EUR 0.07 A ordinary | CFD | LONG | 62 | 21.6044 EUR |
EUR 0.07 A ordinary | CFD | LONG | 162 | 21.6050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 122 | 21.6050 EUR |
EUR 0.07 A ordinary | CFD | LONG | 33 | 21.6264 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32 | 21.6275 EUR |
EUR 0.07 A ordinary | CFD | LONG | 34 | 21.6290 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,727 | 21.7367 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14 | 21.7501 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 28 | 21.7501 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 794 | 21.7501 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,600 | 21.7634 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 21.7911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 55 | 21.7963 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 176 | 21.9432 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16 | 21.9432 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10 | 21.9432 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20 | 15.7950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,577 | 15.9005 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,500 | 15.9031 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,850 | 15.9399 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,243 | 15.8218 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,032 | 15.8218 GBP |
EUR 0.07 B ordinary | CFD | LONG | 315 | 16.0163 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,305 | 16.0368 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,520 | 16.0368 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,175 | 16.0368 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,173 | 16.0548 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,602 | 16.0581 GBP |
EUR 0.07 B ordinary | CFD | LONG | 821 | 16.0641 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,737 | 16.0654 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,253 | 16.1000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 747 | 16.1087 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,285 | 15.9660 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 515 | 15.9681 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5 | 16.0217 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7 | 16.0217 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 770 | 16.0411 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,520 | 16.1074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 601 | 16.1074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 132 | 16.1077 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,480 | 16.1343 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,399 | 16.1343 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 868 | 16.1360 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L