6th Nov 2015 16:29
AMENDMENT(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 03 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 122,925 | 55.2000 USD | 53.6900 USD |
A ADSs | SALES | 38,103 | 55.2100 USD | 54.2200 USD |
B ADSs | PURCHASES | 15,730 | 55.2100 USD | 53.7100 USD |
B ADSs | SALES | 800 | 55.1500 USD | 53.9400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 12 | 54.7600 USD |
A ADSs | CFD | LONG | 16 | 54.7600 USD |
A ADSs | CFD | LONG | 700 | 54.8057 USD |
A ADSs | CFD | LONG | 37,375 | 54.9351 USD |
A ADSs | CFD | SHORT | 100,343 | 54.0785 USD |
A ADSs | CFD | SHORT | 101 | 54.1532 USD |
A ADSs | CFD | SHORT | 1,999 | 54.4429 USD |
A ADSs | CFD | SHORT | 1,200 | 54.6501 USD |
A ADSs | CFD | SHORT | 18,400 | 54.7768 USD |
A ADSs | CFD | SHORT | 800 | 54.9750 USD |
A ADSs | CFD | SHORT | 82 | 55.1900 USD |
B ADSs | CFD | LONG | 800 | 54.5937 USD |
B ADSs | CFD | SHORT | 1,000 | 54.5490 USD |
B ADSs | CFD | SHORT | 1,600 | 54.6037 USD |
B ADSs | CFD | SHORT | 2,500 | 54.7104 USD |
B ADSs | CFD | SHORT | 10,100 | 54.8186 USD |
B ADSs | CFD | SHORT | 530 | 54.8586 USD |
EUR 0.07 A ordinary | CFD | LONG | 47 | 24.2600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5 | 24.3500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 51,721 | 24.4699 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,722 | 24.6018 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 24.7300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 46 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 46 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 60 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 60 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 24.3214 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 24.3214 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 349 | 24.3214 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,443 | 24.5235 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 24.5718 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,689 | 24.6127 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 310 | 24.7813 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11 | 24.7990 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11 | 24.7990 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 63 | 24.7990 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14 | 24.7997 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 54 | 24.7997 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14 | 24.7997 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16 | 24.8004 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 50 | 24.8004 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16 | 24.8004 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,644 | 17.2177 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53,830 | 17.3348 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 87,523 | 17.4584 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,320 | 17.5042 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 880 | 17.5061 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 229 | 17.5186 GBP |
EUR 0.07 A ordinary | CFD | LONG | 71,400 | 17.4950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,822 | 26.9745 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 83 | 25.2950 EUR |
EUR 0.07 B ordinary | CFD | LONG | 133,620 | 17.2577 GBP |
EUR 0.07 B ordinary | CFD | LONG | 460 | 17.2586 GBP |
EUR 0.07 B ordinary | CFD | LONG | 819 | 17.2600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,540 | 17.2602 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,550 | 17.2613 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,299 | 17.2613 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,806 | 17.2930 GBP |
EUR 0.07 B ordinary | CFD | LONG | 140 | 17.3004 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48,069 | 17.3306 GBP |
EUR 0.07 B ordinary | CFD | LONG | 125 | 17.3436 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,362 | 17.4220 GBP |
EUR 0.07 B ordinary | CFD | LONG | 440,464 | 17.4781 GBP |
EUR 0.07 B ordinary | CFD | LONG | 123,236 | 17.4781 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,795 | 17.5542 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,234 | 17.5542 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,322 | 17.5542 GBP |
EUR 0.07 B ordinary | CFD | LONG | 885 | 17.5542 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,816 | 17.5691 GBP |
EUR 0.07 B ordinary | CFD | LONG | 305 | 17.5746 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 17.2730 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 43,594 | 17.4179 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41 | 17.4183 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 952 | 17.4188 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 116 | 17.4188 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,984 | 17.4188 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,099 | 17.4514 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L