9th Mar 2016 16:54
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AnheuserBusch InBev SANV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 01 MARCH 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 39,786 | 114.5100 USD | 112.3700 USD |
ADRs | SALES | 14,703 | 114.5300 USD | 111.9800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 2,090 | 111.5000 USD |
ADRs | CFD | LONG | 100 | 112.1100 USD |
ADRs | CFD | LONG | 100 | 113.2200 USD |
ADRs | CFD | LONG | 1,700 | 113.5090 USD |
ADRs | CFD | LONG | 6,120 | 113.5254 USD |
ADRs | CFD | LONG | 338 | 113.5498 USD |
ADRs | CFD | LONG | 300 | 114.0700 USD |
ADRs | CFD | LONG | 2,734 | 114.0900 USD |
ADRs | CFD | LONG | 171 | 114.1033 USD |
ADRs | CFD | LONG | 129 | 114.1033 USD |
ADRs | CFD | LONG | 100 | 114.1900 USD |
ADRs | CFD | SHORT | 2,090 | 111.5000 USD |
ADRs | CFD | SHORT | 11,460 | 113.1748 USD |
ADRs | CFD | SHORT | 3,000 | 113.5822 USD |
ADRs | CFD | SHORT | 100 | 113.8301 USD |
ADRs | CFD | SHORT | 80 | 113.8600 USD |
ADRs | CFD | SHORT | 300 | 113.8733 USD |
ADRs | CFD | SHORT | 700 | 114.0755 USD |
Ordinary | CFD | LONG | 189 | 102.8623 EUR |
Ordinary | CFD | LONG | 668 | 102.8623 EUR |
Ordinary | CFD | LONG | 893 | 103.1106 EUR |
Ordinary | CFD | LONG | 2,478 | 103.2983 EUR |
Ordinary | CFD | LONG | 32 | 103.3540 EUR |
Ordinary | CFD | LONG | 48 | 103.5500 EUR |
Ordinary | CFD | LONG | 2,478 | 103.5943 EUR |
Ordinary | CFD | LONG | 2,477 | 103.6942 EUR |
Ordinary | CFD | LONG | 22 | 103.7936 EUR |
Ordinary | CFD | LONG | 11 | 103.7939 EUR |
Ordinary | CFD | LONG | 2,150 | 103.8169 EUR |
Ordinary | CFD | LONG | 290 | 103.8316 EUR |
Ordinary | CFD | LONG | 1,807 | 103.8894 EUR |
Ordinary | CFD | LONG | 18,389 | 104.1142 EUR |
Ordinary | CFD | LONG | 259 | 104.4292 EUR |
Ordinary | CFD | LONG | 113 | 104.4460 EUR |
Ordinary | CFD | LONG | 600 | 104.5328 EUR |
Ordinary | CFD | SHORT | 52 | 103.0188 EUR |
Ordinary | CFD | SHORT | 192 | 103.2059 EUR |
Ordinary | CFD | SHORT | 64 | 103.2318 EUR |
Ordinary | CFD | SHORT | 1,600 | 103.8414 EUR |
Ordinary | CFD | SHORT | 2,045 | 103.9101 EUR |
Ordinary | CFD | SHORT | 255 | 103.9284 EUR |
Ordinary | CFD | SHORT | 73 | 103.9417 EUR |
Ordinary | CFD | SHORT | 45 | 104.1200 EUR |
Ordinary | CFD | SHORT | 1,826 | 104.2738 EUR |
Ordinary | CFD | SHORT | 17 | 104.2823 EUR |
Ordinary | CFD | SHORT | 45 | 104.6000 EUR |
Ordinary | CFD | SHORT | 60 | 104.6000 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 MARCH 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L