4th Aug 2016 15:14
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 02 AUGUST 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 8,039 | 125.9990 USD | 125.2998 USD |
ADRs | SALES | 8,039 | 125.9990 USD | 125.2998 USD |
Ordinary | PURCHASES | 264,587 | 112.6000 EUR | 111.1000 EUR |
Ordinary | SALES | 323,627 | 112.6500 EUR | 111.0879 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | SHORT | 33 | 124.6300 USD |
ADRs | CFD | SHORT | 489 | 124.6300 USD |
ADRs | CFD | SHORT | 905 | 124.6300 USD |
ADRs | CFD | SHORT | 1,702 | 124.6300 USD |
Ordinary | CFD | LONG | 501 | 111.0877 EUR |
Ordinary | CFD | LONG | 47 | 111.0879 EUR |
Ordinary | CFD | LONG | 97 | 111.1000 EUR |
Ordinary | CFD | LONG | 1,783 | 111.1000 EUR |
Ordinary | CFD | LONG | 288 | 111.1000 EUR |
Ordinary | CFD | LONG | 44 | 111.1000 EUR |
Ordinary | CFD | LONG | 196 | 111.1000 EUR |
Ordinary | CFD | LONG | 496 | 111.1000 EUR |
Ordinary | CFD | LONG | 1,731 | 111.1000 EUR |
Ordinary | CFD | LONG | 921 | 111.1000 EUR |
Ordinary | CFD | LONG | 2,701 | 111.8132 EUR |
Ordinary | CFD | LONG | 1,034 | 111.8271 EUR |
Ordinary | CFD | LONG | 2 | 111.8271 EUR |
Ordinary | CFD | LONG | 15,130 | 111.8417 EUR |
Ordinary | CFD | LONG | 5,118 | 111.8799 EUR |
Ordinary | CFD | LONG | 8,453 | 112.0275 EUR |
Ordinary | CFD | LONG | 112 | 112.0986 EUR |
Ordinary | CFD | LONG | 47 | 112.0986 EUR |
Ordinary | CFD | LONG | 12 | 112.1083 EUR |
Ordinary | CFD | LONG | 94 | 112.1813 EUR |
Ordinary | CFD | LONG | 1,334 | 112.1963 EUR |
Ordinary | CFD | LONG | 540 | 112.2480 EUR |
Ordinary | CFD | LONG | 1,267 | 112.3007 EUR |
Ordinary | CFD | SHORT | 387 | 111.1122 EUR |
Ordinary | CFD | SHORT | 37 | 111.1122 EUR |
Ordinary | CFD | SHORT | 14,738 | 111.1697 EUR |
Ordinary | CFD | SHORT | 39 | 111.3387 EUR |
Ordinary | CFD | SHORT | 25,086 | 111.3844 EUR |
Ordinary | CFD | SHORT | 756 | 111.4564 EUR |
Ordinary | CFD | SHORT | 1,419 | 111.6405 EUR |
Ordinary | CFD | SHORT | 10,000 | 111.7564 EUR |
Ordinary | CFD | SHORT | 3 | 111.8122 EUR |
Ordinary | CFD | SHORT | 2,692 | 111.8125 EUR |
Ordinary | CFD | SHORT | 235 | 111.8325 EUR |
Ordinary | CFD | SHORT | 71 | 111.8325 EUR |
Ordinary | CFD | SHORT | 68 | 111.8325 EUR |
Ordinary | CFD | SHORT | 3,067 | 111.8670 EUR |
Ordinary | CFD | SHORT | 983 | 111.9385 EUR |
Ordinary | CFD | SHORT | 337 | 111.9474 EUR |
Ordinary | CFD | SHORT | 20,000 | 111.9677 EUR |
Ordinary | CFD | SHORT | 5 | 112.0700 EUR |
Ordinary | CFD | SHORT | 947 | 112.0746 EUR |
Ordinary | CFD | SHORT | 763 | 112.0746 EUR |
Ordinary | CFD | SHORT | 329 | 112.0746 EUR |
Ordinary | CFD | SHORT | 78 | 112.0919 EUR |
Ordinary | CFD | SHORT | 1,783 | 112.2000 EUR |
Ordinary | CFD | SHORT | 403 | 112.2051 EUR |
Ordinary | CFD | SHORT | 935 | 112.2051 EUR |
Ordinary | CFD | SHORT | 1,162 | 112.2051 EUR |
Ordinary | CFD | LONG | 1,099 | 1,754.6265 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | PURCHASE | 42,000 | 113.3220 | E | 21/09/2016 | 2.6664 EUR |
Ordinary | CALL | PURCHASE | 67,000 | 113.3220 | E | 21/09/2016 | 2.6664 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 AUGUST 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L