1st Jul 2016 14:31
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 21 JUNE 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 94 | 128.1465 USD | 128.1465 USD |
ADRs | SALES | 94 | 128.1465 USD | 128.1465 USD |
Ordinary | PURCHASES | 271,378 | 114.5000 EUR | 112.3000 EUR |
Ordinary | SALES | 270,614 | 114.5500 EUR | 112.2500 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 92 | 128.4700 USD |
ADRs | CFD | LONG | 727 | 128.5600 USD |
ADRs | CFD | LONG | 1,368 | 128.5600 USD |
ADRs | CFD | LONG | 37 | 128.5600 USD |
ADRs | CFD | LONG | 393 | 128.5600 USD |
Ordinary | CFD | LONG | 3,522 | 113.5326 EUR |
Ordinary | CFD | LONG | 1,251 | 113.6713 EUR |
Ordinary | CFD | LONG | 12,679 | 113.6853 EUR |
Ordinary | CFD | LONG | 46,515 | 113.7465 EUR |
Ordinary | CFD | LONG | 3,769 | 113.8000 EUR |
Ordinary | CFD | LONG | 81 | 113.8500 EUR |
Ordinary | CFD | LONG | 193 | 113.8764 EUR |
Ordinary | CFD | LONG | 2 | 113.9000 EUR |
Ordinary | CFD | LONG | 300 | 113.9299 EUR |
Ordinary | CFD | LONG | 313 | 113.9299 EUR |
Ordinary | CFD | LONG | 773 | 113.9299 EUR |
Ordinary | CFD | LONG | 888 | 113.9299 EUR |
Ordinary | CFD | LONG | 23,696 | 113.9299 EUR |
Ordinary | CFD | LONG | 51 | 113.9300 EUR |
Ordinary | CFD | LONG | 26 | 113.9334 EUR |
Ordinary | CFD | LONG | 124 | 113.9336 EUR |
Ordinary | CFD | LONG | 236 | 113.9336 EUR |
Ordinary | CFD | LONG | 370 | 113.9336 EUR |
Ordinary | CFD | LONG | 1,547 | 113.9336 EUR |
Ordinary | CFD | LONG | 2,203 | 113.9336 EUR |
Ordinary | CFD | LONG | 818 | 113.9336 EUR |
Ordinary | CFD | LONG | 86 | 113.9374 EUR |
Ordinary | CFD | LONG | 1,129 | 113.9500 EUR |
Ordinary | CFD | LONG | 16 | 114.0500 EUR |
Ordinary | CFD | LONG | 6,765 | 114.0531 EUR |
Ordinary | CFD | LONG | 569 | 114.0992 EUR |
Ordinary | CFD | LONG | 1,353 | 114.0992 EUR |
Ordinary | CFD | LONG | 1,500 | 114.1000 EUR |
Ordinary | CFD | LONG | 15,000 | 114.1146 EUR |
Ordinary | CFD | LONG | 218 | 114.1607 EUR |
Ordinary | CFD | SHORT | 46,663 | 113.6829 EUR |
Ordinary | CFD | SHORT | 823 | 113.6829 EUR |
Ordinary | CFD | SHORT | 10,370 | 113.6877 EUR |
Ordinary | CFD | SHORT | 3,300 | 113.6892 EUR |
Ordinary | CFD | SHORT | 14,385 | 113.7485 EUR |
Ordinary | CFD | SHORT | 42 | 113.8300 EUR |
Ordinary | CFD | SHORT | 3,780 | 113.8687 EUR |
Ordinary | CFD | SHORT | 9,875 | 113.8846 EUR |
Ordinary | CFD | SHORT | 653 | 113.8864 EUR |
Ordinary | CFD | SHORT | 2,856 | 113.8864 EUR |
Ordinary | CFD | SHORT | 255 | 113.9500 EUR |
Ordinary | CFD | SHORT | 376 | 113.9500 EUR |
Ordinary | CFD | SHORT | 57 | 113.9500 EUR |
Ordinary | CFD | SHORT | 12,789 | 113.9500 EUR |
Ordinary | CFD | SHORT | 2,111 | 113.9500 EUR |
Ordinary | CFD | SHORT | 100 | 113.9565 EUR |
Ordinary | CFD | SHORT | 4,539 | 113.9683 EUR |
Ordinary | CFD | SHORT | 140 | 113.9812 EUR |
Ordinary | CFD | SHORT | 28 | 113.9812 EUR |
Ordinary | CFD | SHORT | 109 | 113.9812 EUR |
Ordinary | CFD | SHORT | 72 | 114.0042 EUR |
Ordinary | CFD | SHORT | 17 | 114.0042 EUR |
Ordinary | CFD | SHORT | 93 | 114.0042 EUR |
Ordinary | CFD | SHORT | 68 | 114.0125 EUR |
Ordinary | CFD | SHORT | 13 | 114.0125 EUR |
Ordinary | CFD | SHORT | 52 | 114.0125 EUR |
Ordinary | CFD | SHORT | 401 | 114.0246 EUR |
Ordinary | CFD | SHORT | 19 | 114.0246 EUR |
Ordinary | CFD | SHORT | 364 | 114.0246 EUR |
Ordinary | CFD | SHORT | 128 | 114.0996 EUR |
Ordinary | CFD | SHORT | 77 | 114.1055 EUR |
Ordinary | CFD | LONG | 1,069 | 1,879.0600 ZAR |
Ordinary | CFD | SHORT | 1,069 | 1,876.2428 ZAR |
Ordinary | CFD | SHORT | 1,069 | 1,879.0600 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | SALE | 12,500 | 110.0000 | A | 16/12/2016 | 9.1800 EUR |
Ordinary | CALL | SALE | 37,500 | 110.0000 | A | 16/12/2016 | 9.1800 EUR |
Ordinary | PUT | PURCHASE | 50,000 | 110.0000 | A | 16/09/2016 | 4.0600 EUR |
Ordinary | PUT | SALE | 23,000 | 110.0000 | A | 16/12/2016 | 7.2700 EUR |
Ordinary | PUT | SALE | 27,000 | 110.0000 | A | 16/12/2016 | 7.2700 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 01 JULY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L