8th Sep 2016 10:54
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 06 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 60 | 127.6997 USD | 127.6997 USD |
ADRs | SALES | 60 | 127.6997 USD | 127.6997 USD |
Ordinary | PURCHASES | 191,161 | 114.3500 EUR | 113.3375 EUR |
Ordinary | SALES | 185,352 | 114.4000 EUR | 113.3500 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | LONG | 316 | 113.3500 EUR |
Ordinary | CFD | LONG | 88 | 113.3500 EUR |
Ordinary | CFD | LONG | 130 | 113.3500 EUR |
Ordinary | CFD | LONG | 19 | 113.3500 EUR |
Ordinary | CFD | LONG | 1,051 | 113.3500 EUR |
Ordinary | CFD | LONG | 1,284 | 113.3500 EUR |
Ordinary | CFD | LONG | 10,000 | 113.5068 EUR |
Ordinary | CFD | LONG | 79 | 113.5323 EUR |
Ordinary | CFD | LONG | 273 | 113.5324 EUR |
Ordinary | CFD | LONG | 67 | 113.6232 EUR |
Ordinary | CFD | LONG | 34 | 113.6508 EUR |
Ordinary | CFD | LONG | 617 | 113.6580 EUR |
Ordinary | CFD | LONG | 557 | 113.6856 EUR |
Ordinary | CFD | LONG | 378 | 113.6915 EUR |
Ordinary | CFD | LONG | 144 | 113.6915 EUR |
Ordinary | CFD | LONG | 304 | 113.6916 EUR |
Ordinary | CFD | LONG | 154 | 113.6916 EUR |
Ordinary | CFD | LONG | 30 | 113.6916 EUR |
Ordinary | CFD | LONG | 10,491 | 113.7181 EUR |
Ordinary | CFD | LONG | 190 | 113.7507 EUR |
Ordinary | CFD | LONG | 399 | 113.7507 EUR |
Ordinary | CFD | LONG | 5,142 | 113.8034 EUR |
Ordinary | CFD | LONG | 7,540 | 113.8034 EUR |
Ordinary | CFD | LONG | 90 | 113.8180 EUR |
Ordinary | CFD | LONG | 3,051 | 113.8966 EUR |
Ordinary | CFD | LONG | 165 | 113.9715 EUR |
Ordinary | CFD | LONG | 63 | 113.9715 EUR |
Ordinary | CFD | LONG | 132 | 113.9715 EUR |
Ordinary | CFD | LONG | 1,375 | 113.9834 EUR |
Ordinary | CFD | LONG | 841 | 113.9834 EUR |
Ordinary | CFD | LONG | 47 | 113.9834 EUR |
Ordinary | CFD | LONG | 11,669 | 114.0078 EUR |
Ordinary | CFD | LONG | 1,864 | 114.0324 EUR |
Ordinary | CFD | LONG | 438 | 114.1020 EUR |
Ordinary | CFD | LONG | 647 | 114.1020 EUR |
Ordinary | CFD | LONG | 23 | 114.1020 EUR |
Ordinary | CFD | LONG | 5,000 | 114.1021 EUR |
Ordinary | CFD | LONG | 5,000 | 114.1107 EUR |
Ordinary | CFD | LONG | 5,000 | 114.1521 EUR |
Ordinary | CFD | LONG | 5,000 | 114.1611 EUR |
Ordinary | CFD | LONG | 99 | 114.2000 EUR |
Ordinary | CFD | LONG | 235 | 114.2436 EUR |
Ordinary | CFD | LONG | 111 | 114.2436 EUR |
Ordinary | CFD | LONG | 291 | 114.2436 EUR |
Ordinary | CFD | SHORT | 17,168 | 113.3500 EUR |
Ordinary | CFD | SHORT | 12,832 | 113.3500 EUR |
Ordinary | CFD | SHORT | 11,242 | 113.3562 EUR |
Ordinary | CFD | SHORT | 327 | 113.3624 EUR |
Ordinary | CFD | SHORT | 27,445 | 113.5586 EUR |
Ordinary | CFD | SHORT | 112 | 113.5691 EUR |
Ordinary | CFD | SHORT | 2,903 | 113.6920 EUR |
Ordinary | CFD | SHORT | 536 | 113.6952 EUR |
Ordinary | CFD | SHORT | 41 | 113.7829 EUR |
Ordinary | CFD | SHORT | 2,807 | 113.9003 EUR |
Ordinary | CFD | SHORT | 2,201 | 113.9405 EUR |
Ordinary | CFD | SHORT | 1 | 114.1500 EUR |
Ordinary | CFD | SHORT | 1,271 | 114.2410 EUR |
Ordinary | CFD | LONG | 124 | 1,811.2517 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | PUT | PURCHASE | 52,000 | 96.0000 | A | 17/03/2017 | 2.2100 EUR |
Ordinary | PUT | PURCHASE | 32,000 | 96.0000 | A | 17/03/2017 | 2.2100 EUR |
Ordinary | CALL | PURCHASE | 5,000 | 104.7600 | E | 23/11/2018 | 17.0119 EUR |
Ordinary | CALL | SALE | 40,000 | 115.0000 | A | 16/09/2016 | 0.7800 EUR |
Ordinary | CALL | SALE | 5,000 | 128.0400 | E | 23/11/2018 | 8.2119 EUR |
Ordinary | PUT | SALE | 40,000 | 110.0000 | A | 16/06/2017 | 8.8600 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 SEPTEMBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L