21st Apr 2016 14:47
AMENDMENT(Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SANV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 19 APRIL 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | PURCHASES | 418,770 | 116.7500 EUR | 112.7500 EUR |
Ordinary | SALES | 517,527 | 116.7500 EUR | 112.8000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 3,500 | 131.2174 USD |
ADRs | CFD | LONG | 791 | 131.7700 USD |
ADRs | CFD | SHORT | 2,000 | 131.4271 USD |
Ordinary | CFD | LONG | 1,965 | 112.4500 EUR |
Ordinary | CFD | LONG | 659 | 112.4500 EUR |
Ordinary | CFD | LONG | 427 | 112.4500 EUR |
Ordinary | CFD | LONG | 377 | 115.3988 EUR |
Ordinary | CFD | LONG | 213 | 115.4500 EUR |
Ordinary | CFD | LONG | 58,455 | 115.4500 EUR |
Ordinary | CFD | LONG | 20 | 115.4500 EUR |
Ordinary | CFD | LONG | 428 | 115.4500 EUR |
Ordinary | CFD | LONG | 149 | 115.4500 EUR |
Ordinary | CFD | LONG | 1,504 | 115.4500 EUR |
Ordinary | CFD | LONG | 327 | 115.4500 EUR |
Ordinary | CFD | LONG | 504 | 115.4500 EUR |
Ordinary | CFD | LONG | 30 | 115.5006 EUR |
Ordinary | CFD | LONG | 1,791 | 115.5296 EUR |
Ordinary | CFD | LONG | 115,904 | 115.5296 EUR |
Ordinary | CFD | LONG | 7,373 | 115.6843 EUR |
Ordinary | CFD | LONG | 6,982 | 115.7132 EUR |
Ordinary | CFD | LONG | 17 | 115.7206 EUR |
Ordinary | CFD | LONG | 22 | 115.7318 EUR |
Ordinary | CFD | LONG | 5,562 | 115.7353 EUR |
Ordinary | CFD | LONG | 20 | 115.7601 EUR |
Ordinary | CFD | LONG | 14,864 | 115.7811 EUR |
Ordinary | CFD | LONG | 28,326 | 115.8991 EUR |
Ordinary | CFD | LONG | 1,470 | 115.9613 EUR |
Ordinary | CFD | LONG | 1,872 | 116.1588 EUR |
Ordinary | CFD | SHORT | 486 | 112.4500 EUR |
Ordinary | CFD | SHORT | 754 | 112.4500 EUR |
Ordinary | CFD | SHORT | 1,811 | 112.4500 EUR |
Ordinary | CFD | SHORT | 84 | 115.0005 EUR |
Ordinary | CFD | SHORT | 19 | 115.4500 EUR |
Ordinary | CFD | SHORT | 12,437 | 115.4563 EUR |
Ordinary | CFD | SHORT | 47 | 115.4847 EUR |
Ordinary | CFD | SHORT | 114,713 | 115.5066 EUR |
Ordinary | CFD | SHORT | 3,279 | 115.5471 EUR |
Ordinary | CFD | SHORT | 2,342 | 115.6878 EUR |
Ordinary | CFD | SHORT | 3,265 | 115.6878 EUR |
Ordinary | CFD | SHORT | 145 | 115.6878 EUR |
Ordinary | CFD | SHORT | 47 | 115.7925 EUR |
Ordinary | CFD | SHORT | 965 | 115.7925 EUR |
Ordinary | CFD | SHORT | 842 | 115.7925 EUR |
Ordinary | CFD | SHORT | 127 | 115.8657 EUR |
Ordinary | CFD | SHORT | 164 | 115.8657 EUR |
Ordinary | CFD | SHORT | 7 | 115.8657 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | PURCHASE | 100 | 125.0000 | A | 15/07/2016 | 1.5900 EUR |
Ordinary | CALL | PURCHASE | 100 | 125.0000 | A | 15/07/2016 | 1.6831 EUR |
Ordinary | CALL | PURCHASE | 600 | 130.0000 | A | 16/09/2016 | 2.0000 EUR |
Ordinary | CALL | PURCHASE | 2,200 | 130.0000 | A | 16/09/2016 | 2.0400 EUR |
Ordinary | CALL | PURCHASE | 2,000 | 120.0000 | A | 16/09/2016 | 4.4900 EUR |
Ordinary | CALL | PURCHASE | 2,200 | 120.0000 | A | 16/09/2016 | 4.5100 EUR |
Ordinary | CALL | PURCHASE | 2,300 | 120.0000 | A | 16/09/2016 | 4.5300 EUR |
Ordinary | CALL | PURCHASE | 1,500 | 120.0000 | A | 16/09/2016 | 4.5500 EUR |
Ordinary | CALL | PURCHASE | 200 | 120.0000 | A | 16/09/2016 | 4.5900 EUR |
Ordinary | CALL | PURCHASE | 1,500 | 120.0000 | A | 16/09/2016 | 4.6100 EUR |
Ordinary | CALL | PURCHASE | 1,200 | 120.0000 | A | 16/09/2016 | 4.6300 EUR |
Ordinary | CALL | PURCHASE | 200 | 120.0000 | A | 16/09/2016 | 4.7500 EUR |
Ordinary | CALL | PURCHASE | 500 | 120.0000 | A | 16/09/2016 | 4.8300 EUR |
Ordinary | CALL | PURCHASE | 400 | 120.0000 | A | 16/09/2016 | 4.8500 EUR |
Ordinary | CALL | PURCHASE | 3,100 | 120.0000 | A | 16/09/2016 | 4.8700 EUR |
Ordinary | CALL | PURCHASE | 1,100 | 110.0000 | A | 17/06/2016 | 7.0800 EUR |
Ordinary | CALL | PURCHASE | 2,000 | 110.0000 | A | 17/06/2016 | 7.1600 EUR |
Ordinary | CALL | PURCHASE | 5,000 | 110.0000 | A | 17/06/2016 | 7.3600 EUR |
Ordinary | CALL | SALE | 100 | 125.0000 | A | 15/07/2016 | 1.6831 EUR |
Ordinary | CALL | SALE | 25,000 | 110.0000 | A | 17/06/2016 | 6.7200 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 APRIL 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L