5th Feb 2016 14:48
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 20 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | PURCHASES | 609,178 | 108.0500 EUR | 104.5500 EUR |
Ordinary | SALES | 536,364 | 108.0500 EUR | 104.5500 EUR |
Ordinary | SALES | 579 | 116.3181 USD | 116.3181 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 801 | 115.9400 USD |
ADRs | CFD | LONG | 518 | 115.9400 USD |
ADRs | CFD | LONG | 2,738 | 115.9400 USD |
ADRs | CFD | LONG | 329 | 116.9900 USD |
ADRs | CFD | LONG | 213 | 116.9900 USD |
ADRs | CFD | LONG | 1,125 | 116.9900 USD |
ADRs | CFD | SHORT | 1,400 | 116.7836 USD |
ADRs | CFD | SHORT | 22 | 117.0100 USD |
Ordinary | CFD | LONG | 1,500 | 105.3000 EUR |
Ordinary | CFD | LONG | 5,522 | 105.3000 EUR |
Ordinary | CFD | LONG | 1,616 | 105.3000 EUR |
Ordinary | CFD | LONG | 1,043 | 105.3000 EUR |
Ordinary | CFD | LONG | 162 | 105.3313 EUR |
Ordinary | CFD | LONG | 57 | 105.3313 EUR |
Ordinary | CFD | LONG | 50 | 105.4500 EUR |
Ordinary | CFD | LONG | 1,124 | 106.1310 EUR |
Ordinary | CFD | LONG | 3,194 | 106.1310 EUR |
Ordinary | CFD | LONG | 194 | 106.3235 EUR |
Ordinary | CFD | LONG | 320 | 106.3797 EUR |
Ordinary | CFD | LONG | 104,854 | 106.4444 EUR |
Ordinary | CFD | LONG | 402 | 106.4444 EUR |
Ordinary | CFD | LONG | 2,068 | 106.5348 EUR |
Ordinary | CFD | LONG | 2,921 | 106.5348 EUR |
Ordinary | CFD | LONG | 117 | 106.5348 EUR |
Ordinary | CFD | LONG | 204 | 106.6250 EUR |
Ordinary | CFD | LONG | 137 | 106.7137 EUR |
Ordinary | CFD | LONG | 8,397 | 106.7138 EUR |
Ordinary | CFD | LONG | 219 | 106.7138 EUR |
Ordinary | CFD | LONG | 101 | 106.7138 EUR |
Ordinary | CFD | LONG | 90 | 106.7138 EUR |
Ordinary | CFD | LONG | 67 | 106.7176 EUR |
Ordinary | CFD | LONG | 182 | 106.7176 EUR |
Ordinary | CFD | LONG | 19,645 | 106.8080 EUR |
Ordinary | CFD | LONG | 39 | 106.9972 EUR |
Ordinary | CFD | LONG | 677 | 106.9972 EUR |
Ordinary | CFD | LONG | 820 | 106.9972 EUR |
Ordinary | CFD | LONG | 12 | 107.0066 EUR |
Ordinary | CFD | LONG | 241 | 107.0068 EUR |
Ordinary | CFD | LONG | 204 | 107.0069 EUR |
Ordinary | CFD | LONG | 214 | 107.0069 EUR |
Ordinary | CFD | LONG | 26 | 107.0069 EUR |
Ordinary | CFD | LONG | 258 | 107.0069 EUR |
Ordinary | CFD | LONG | 85 | 107.0069 EUR |
Ordinary | CFD | LONG | 30 | 107.0070 EUR |
Ordinary | CFD | LONG | 13,015 | 107.1270 EUR |
Ordinary | CFD | LONG | 3,002 | 107.1635 EUR |
Ordinary | CFD | LONG | 1 | 109.8500 EUR |
Ordinary | CFD | SHORT | 582 | 105.0777 EUR |
Ordinary | CFD | SHORT | 227 | 105.3000 EUR |
Ordinary | CFD | SHORT | 11 | 105.3000 EUR |
Ordinary | CFD | SHORT | 79 | 105.3000 EUR |
Ordinary | CFD | SHORT | 28 | 105.3000 EUR |
Ordinary | CFD | SHORT | 13 | 105.3000 EUR |
Ordinary | CFD | SHORT | 12,000 | 105.3211 EUR |
Ordinary | CFD | SHORT | 20,090 | 105.3610 EUR |
Ordinary | CFD | SHORT | 6,136 | 105.3915 EUR |
Ordinary | CFD | SHORT | 33,161 | 105.4516 EUR |
Ordinary | CFD | SHORT | 201 | 105.6046 EUR |
Ordinary | CFD | SHORT | 100 | 105.7500 EUR |
Ordinary | CFD | SHORT | 7,239 | 105.7746 EUR |
Ordinary | CFD | SHORT | 15,484 | 105.7746 EUR |
Ordinary | CFD | SHORT | 435 | 105.8744 EUR |
Ordinary | CFD | SHORT | 104,828 | 106.3993 EUR |
Ordinary | CFD | SHORT | 431 | 106.5000 EUR |
Ordinary | CFD | SHORT | 949 | 106.5000 EUR |
Ordinary | CFD | SHORT | 482 | 106.5146 EUR |
Ordinary | CFD | SHORT | 737 | 106.5330 EUR |
Ordinary | CFD | SHORT | 241 | 106.6953 EUR |
Ordinary | CFD | SHORT | 14 | 106.6953 EUR |
Ordinary | CFD | SHORT | 210 | 106.6953 EUR |
Ordinary | CFD | SHORT | 479 | 106.7713 EUR |
Ordinary | CFD | SHORT | 2,693 | 106.7714 EUR |
Ordinary | CFD | SHORT | 59 | 106.8500 EUR |
Ordinary | CFD | SHORT | 50,000 | 107.1261 EUR |
Ordinary | CFD | SHORT | 28 | 107.1500 EUR |
Ordinary | CFD | SHORT | 1,000 | 107.2959 EUR |
Ordinary | CFD | SHORT | 1 | 109.8500 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | PURCHASE | 26,300 | 130.0000 | A | 19/02/2016 | 0.0660 EUR |
Ordinary | CALL | SALE | 26,300 | 130.0000 | A | 19/02/2016 | 0.0660 EUR |
Ordinary | CALL | PURCHASE | 36,700 | 130.0000 | A | 18/03/2016 | 0.3115 EUR |
Ordinary | CALL | SALE | 36,700 | 130.0000 | A | 18/03/2016 | 0.3115 EUR |
Ordinary | PUT | SALE | 40,000 | 105.0000 | A | 19/02/2016 | 3.3200 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L