10th Mar 2016 10:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AnheuserBusch InBev SANV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 09 MARCH 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 113 | 116.3600 USD | 116.3400 USD |
ADRs | SALES | 113 | 116.3600 USD | 116.3400 USD |
Ordinary | PURCHASES | 445,364 | 106.7500 EUR | 104.5000 EUR |
Ordinary | SALES | 477,908 | 106.7000 EUR | 104.5000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | LONG | 5,267 | 105.6000 EUR |
Ordinary | CFD | LONG | 1,000 | 105.6000 EUR |
Ordinary | CFD | LONG | 1,468 | 105.6000 EUR |
Ordinary | CFD | LONG | 13,209 | 105.6000 EUR |
Ordinary | CFD | LONG | 41 | 105.6000 EUR |
Ordinary | CFD | LONG | 794 | 105.6000 EUR |
Ordinary | CFD | LONG | 513 | 105.6000 EUR |
Ordinary | CFD | LONG | 120 | 105.6000 EUR |
Ordinary | CFD | LONG | 1,909 | 105.6000 EUR |
Ordinary | CFD | LONG | 5 | 105.6000 EUR |
Ordinary | CFD | LONG | 311 | 105.6000 EUR |
Ordinary | CFD | LONG | 161 | 105.6000 EUR |
Ordinary | CFD | LONG | 3 | 105.8000 EUR |
Ordinary | CFD | LONG | 19 | 105.8211 EUR |
Ordinary | CFD | LONG | 9,964 | 105.8332 EUR |
Ordinary | CFD | LONG | 47,574 | 105.9064 EUR |
Ordinary | CFD | LONG | 779 | 105.9407 EUR |
Ordinary | CFD | LONG | 2,175 | 105.9407 EUR |
Ordinary | CFD | LONG | 209 | 106.0181 EUR |
Ordinary | CFD | LONG | 22 | 106.0181 EUR |
Ordinary | CFD | LONG | 158 | 106.0333 EUR |
Ordinary | CFD | LONG | 78,009 | 106.0524 EUR |
Ordinary | CFD | LONG | 673 | 106.0552 EUR |
Ordinary | CFD | LONG | 8,818 | 106.2418 EUR |
Ordinary | CFD | LONG | 15,000 | 106.3089 EUR |
Ordinary | CFD | LONG | 185 | 106.3828 EUR |
Ordinary | CFD | LONG | 135 | 106.4028 EUR |
Ordinary | CFD | LONG | 7 | 106.4028 EUR |
Ordinary | CFD | LONG | 145 | 106.4028 EUR |
Ordinary | CFD | SHORT | 3,155 | 105.5003 EUR |
Ordinary | CFD | SHORT | 1,540 | 105.6000 EUR |
Ordinary | CFD | SHORT | 13,236 | 105.6058 EUR |
Ordinary | CFD | SHORT | 771 | 105.6066 EUR |
Ordinary | CFD | SHORT | 2,408 | 105.6983 EUR |
Ordinary | CFD | SHORT | 9 | 105.9000 EUR |
Ordinary | CFD | SHORT | 1,088 | 106.0144 EUR |
Ordinary | CFD | SHORT | 81,895 | 106.0160 EUR |
Ordinary | CFD | SHORT | 85 | 106.0160 EUR |
Ordinary | CFD | SHORT | 186 | 106.0475 EUR |
Ordinary | CFD | SHORT | 1 | 106.0900 EUR |
Ordinary | CFD | SHORT | 5 | 106.0920 EUR |
Ordinary | CFD | SHORT | 312 | 106.0925 EUR |
Ordinary | CFD | SHORT | 8 | 106.0925 EUR |
Ordinary | CFD | SHORT | 11 | 106.0927 EUR |
Ordinary | CFD | SHORT | 10 | 106.0930 EUR |
Ordinary | CFD | SHORT | 20,365 | 106.1145 EUR |
Ordinary | CFD | SHORT | 13 | 106.1169 EUR |
Ordinary | CFD | SHORT | 11 | 106.1172 EUR |
Ordinary | CFD | SHORT | 4 | 106.1175 EUR |
Ordinary | CFD | SHORT | 14 | 106.1178 EUR |
Ordinary | CFD | SHORT | 1,422 | 106.1312 EUR |
Ordinary | CFD | SHORT | 12,664 | 106.2002 EUR |
Ordinary | CFD | SHORT | 70 | 106.2050 EUR |
Ordinary | CFD | SHORT | 1,177 | 106.2835 EUR |
Ordinary | CFD | SHORT | 351 | 106.4188 EUR |
Ordinary | CFD | SHORT | 381 | 106.4188 EUR |
Ordinary | CFD | SHORT | 20 | 106.4188 EUR |
Ordinary | CFD | SHORT | 349 | 106.4820 EUR |
Ordinary | CFD | SHORT | 100 | 106.5015 EUR |
Ordinary | CFD | SHORT | 1,850 | 106.5015 EUR |
Ordinary | CFD | SHORT | 1,714 | 106.5015 EUR |
Ordinary | CFD | SHORT | 14 | 106.6500 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | PURCHASE | 50,000 | 110.0000 | A | 18/03/2016 | 0.5000 EUR |
Ordinary | CALL | SALE | 50,000 | 105.0000 | A | 18/03/2016 | 2.4900 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 MARCH 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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