5th Aug 2016 10:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 04 AUGUST 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 107,557 | 124.0957 USD | 123.3244 USD |
ADRs | SALES | 107,557 | 124.2300 USD | 123.3244 USD |
Ordinary | PURCHASES | 511,740 | 111.6500 EUR | 110.1500 EUR |
Ordinary | SALES | 660,471 | 111.6500 EUR | 110.1000 EUR |
Ordinary | PURCHASES | 105,000 | 124.2150 USD | 124.2150 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 72 | 123.3800 USD |
Ordinary | CFD | LONG | 13 | 110.5115 EUR |
Ordinary | CFD | LONG | 13,586 | 110.6321 EUR |
Ordinary | CFD | LONG | 4,174 | 110.6558 EUR |
Ordinary | CFD | LONG | 10 | 110.6900 EUR |
Ordinary | CFD | LONG | 630 | 110.7164 EUR |
Ordinary | CFD | LONG | 32 | 110.7164 EUR |
Ordinary | CFD | LONG | 1,382 | 110.7164 EUR |
Ordinary | CFD | LONG | 15,746 | 110.7479 EUR |
Ordinary | CFD | LONG | 10,542 | 110.9063 EUR |
Ordinary | CFD | LONG | 7,813 | 110.9063 EUR |
Ordinary | CFD | LONG | 4,288 | 110.9063 EUR |
Ordinary | CFD | LONG | 73 | 111.0511 EUR |
Ordinary | CFD | LONG | 58 | 111.0511 EUR |
Ordinary | CFD | LONG | 25 | 111.0511 EUR |
Ordinary | CFD | LONG | 2,653 | 111.1280 EUR |
Ordinary | CFD | LONG | 14,217 | 111.1625 EUR |
Ordinary | CFD | LONG | 27,535 | 111.3022 EUR |
Ordinary | CFD | LONG | 188 | 111.3214 EUR |
Ordinary | CFD | LONG | 12,574 | 111.3266 EUR |
Ordinary | CFD | LONG | 72 | 111.3397 EUR |
Ordinary | CFD | LONG | 1,249 | 111.5938 EUR |
Ordinary | CFD | LONG | 1,821 | 111.6000 EUR |
Ordinary | CFD | LONG | 420 | 111.6000 EUR |
Ordinary | CFD | LONG | 870 | 111.6000 EUR |
Ordinary | CFD | LONG | 616 | 111.6000 EUR |
Ordinary | CFD | LONG | 94 | 111.6000 EUR |
Ordinary | CFD | SHORT | 452 | 110.4935 EUR |
Ordinary | CFD | SHORT | 149 | 110.5970 EUR |
Ordinary | CFD | SHORT | 52 | 110.5970 EUR |
Ordinary | CFD | SHORT | 119 | 110.5970 EUR |
Ordinary | CFD | SHORT | 5,000 | 110.6024 EUR |
Ordinary | CFD | SHORT | 5,000 | 110.6278 EUR |
Ordinary | CFD | SHORT | 5,000 | 110.6560 EUR |
Ordinary | CFD | SHORT | 242 | 110.6615 EUR |
Ordinary | CFD | SHORT | 5,000 | 110.6870 EUR |
Ordinary | CFD | SHORT | 15,000 | 110.6923 EUR |
Ordinary | CFD | SHORT | 1,821 | 110.8156 EUR |
Ordinary | CFD | SHORT | 3,429 | 110.8200 EUR |
Ordinary | CFD | SHORT | 9,102 | 110.8986 EUR |
Ordinary | CFD | SHORT | 16 | 110.9125 EUR |
Ordinary | CFD | SHORT | 29 | 110.9314 EUR |
Ordinary | CFD | SHORT | 23 | 110.9314 EUR |
Ordinary | CFD | SHORT | 10 | 110.9314 EUR |
Ordinary | CFD | SHORT | 7,274 | 110.9918 EUR |
Ordinary | CFD | SHORT | 52 | 111.1246 EUR |
Ordinary | CFD | SHORT | 3,995 | 111.1246 EUR |
Ordinary | CFD | SHORT | 123 | 111.1246 EUR |
Ordinary | CFD | SHORT | 166 | 111.1246 EUR |
Ordinary | CFD | SHORT | 51 | 111.1247 EUR |
Ordinary | CFD | SHORT | 21 | 111.1247 EUR |
Ordinary | CFD | SHORT | 39 | 111.1248 EUR |
Ordinary | CFD | SHORT | 382 | 111.1249 EUR |
Ordinary | CFD | SHORT | 137 | 111.1249 EUR |
Ordinary | CFD | SHORT | 269 | 111.1249 EUR |
Ordinary | CFD | SHORT | 8 | 111.1250 EUR |
Ordinary | CFD | SHORT | 65 | 111.1250 EUR |
Ordinary | CFD | SHORT | 2,868 | 111.1667 EUR |
Ordinary | CFD | SHORT | 4,047 | 111.1667 EUR |
Ordinary | CFD | SHORT | 143 | 111.1667 EUR |
Ordinary | CFD | SHORT | 10,000 | 111.1973 EUR |
Ordinary | CFD | SHORT | 46 | 111.3889 EUR |
Ordinary | CFD | SHORT | 27 | 111.6000 EUR |
Ordinary | CFD | SHORT | 49 | 111.6000 EUR |
Ordinary | CFD | SHORT | 94 | 111.6000 EUR |
Ordinary | CFD | LONG | 2,890 | 1,697.3579 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | PUT | SALE | 75,000 | 100.0000 | A | 17/03/2017 | 4.7300 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 AUGUST 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L