5th May 2016 10:44
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 04 MAY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | PURCHASES | 589,713 | 107.3000 EUR | 103.5000 EUR |
Ordinary | SALES | 707,196 | 107.3000 EUR | 103.6000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | LONG | 98 | 104.6500 EUR |
Ordinary | CFD | LONG | 147 | 104.6500 EUR |
Ordinary | CFD | LONG | 137 | 104.6500 EUR |
Ordinary | CFD | LONG | 361 | 104.7022 EUR |
Ordinary | CFD | LONG | 119 | 104.7500 EUR |
Ordinary | CFD | LONG | 56 | 104.8869 EUR |
Ordinary | CFD | LONG | 3,750 | 104.8869 EUR |
Ordinary | CFD | LONG | 822 | 104.9114 EUR |
Ordinary | CFD | LONG | 347 | 104.9114 EUR |
Ordinary | CFD | LONG | 1,720 | 104.9388 EUR |
Ordinary | CFD | LONG | 5 | 104.9500 EUR |
Ordinary | CFD | LONG | 5 | 104.9500 EUR |
Ordinary | CFD | LONG | 2 | 104.9500 EUR |
Ordinary | CFD | LONG | 184 | 104.9950 EUR |
Ordinary | CFD | LONG | 144 | 104.9950 EUR |
Ordinary | CFD | LONG | 4,200 | 105.0000 EUR |
Ordinary | CFD | LONG | 9,500 | 105.1742 EUR |
Ordinary | CFD | LONG | 5,585 | 105.2018 EUR |
Ordinary | CFD | LONG | 145,505 | 105.4700 EUR |
Ordinary | CFD | LONG | 824 | 105.4700 EUR |
Ordinary | CFD | LONG | 2,604 | 105.5399 EUR |
Ordinary | CFD | LONG | 3,949 | 105.5399 EUR |
Ordinary | CFD | LONG | 138 | 105.5399 EUR |
Ordinary | CFD | LONG | 46,925 | 105.7096 EUR |
Ordinary | CFD | LONG | 4,425 | 105.7096 EUR |
Ordinary | CFD | LONG | 42,529 | 105.7746 EUR |
Ordinary | CFD | LONG | 676 | 106.0577 EUR |
Ordinary | CFD | LONG | 36 | 106.0577 EUR |
Ordinary | CFD | LONG | 1,090 | 106.0577 EUR |
Ordinary | CFD | LONG | 981 | 106.1716 EUR |
Ordinary | CFD | LONG | 20,902 | 106.2082 EUR |
Ordinary | CFD | LONG | 1,488 | 106.2836 EUR |
Ordinary | CFD | LONG | 1,539 | 106.3366 EUR |
Ordinary | CFD | LONG | 1,765 | 106.3366 EUR |
Ordinary | CFD | LONG | 686 | 106.3429 EUR |
Ordinary | CFD | LONG | 289 | 106.3429 EUR |
Ordinary | CFD | LONG | 22 | 106.4182 EUR |
Ordinary | CFD | LONG | 5,157 | 106.4207 EUR |
Ordinary | CFD | LONG | 16,329 | 106.4441 EUR |
Ordinary | CFD | LONG | 1,093 | 106.4500 EUR |
Ordinary | CFD | LONG | 1,687 | 106.4500 EUR |
Ordinary | CFD | LONG | 5,028 | 106.4500 EUR |
Ordinary | CFD | LONG | 3,160 | 106.6232 EUR |
Ordinary | CFD | SHORT | 140 | 103.7764 EUR |
Ordinary | CFD | SHORT | 127 | 103.7764 EUR |
Ordinary | CFD | SHORT | 376 | 103.7764 EUR |
Ordinary | CFD | SHORT | 416 | 103.7764 EUR |
Ordinary | CFD | SHORT | 6,000 | 103.8208 EUR |
Ordinary | CFD | SHORT | 1,960 | 103.9507 EUR |
Ordinary | CFD | SHORT | 50 | 104.5000 EUR |
Ordinary | CFD | SHORT | 7,055 | 104.7539 EUR |
Ordinary | CFD | SHORT | 2,919 | 104.9043 EUR |
Ordinary | CFD | SHORT | 1,016 | 104.9043 EUR |
Ordinary | CFD | SHORT | 984 | 104.9043 EUR |
Ordinary | CFD | SHORT | 125 | 104.9043 EUR |
Ordinary | CFD | SHORT | 348 | 104.9043 EUR |
Ordinary | CFD | SHORT | 4,171 | 104.9043 EUR |
Ordinary | CFD | SHORT | 437 | 104.9043 EUR |
Ordinary | CFD | SHORT | 1,501 | 104.9423 EUR |
Ordinary | CFD | SHORT | 1,655 | 104.9423 EUR |
Ordinary | CFD | SHORT | 4,446 | 104.9423 EUR |
Ordinary | CFD | SHORT | 4,905 | 104.9423 EUR |
Ordinary | CFD | SHORT | 4,217 | 104.9465 EUR |
Ordinary | CFD | SHORT | 2,222 | 105.0017 EUR |
Ordinary | CFD | SHORT | 3,750 | 105.0500 EUR |
Ordinary | CFD | SHORT | 4,546 | 105.0523 EUR |
Ordinary | CFD | SHORT | 8,894 | 105.0818 EUR |
Ordinary | CFD | SHORT | 9,809 | 105.0818 EUR |
Ordinary | CFD | SHORT | 3,310 | 105.0818 EUR |
Ordinary | CFD | SHORT | 3,001 | 105.0818 EUR |
Ordinary | CFD | SHORT | 984 | 105.1243 EUR |
Ordinary | CFD | SHORT | 125 | 105.1243 EUR |
Ordinary | CFD | SHORT | 346 | 105.1243 EUR |
Ordinary | CFD | SHORT | 2 | 105.1243 EUR |
Ordinary | CFD | SHORT | 1 | 105.1243 EUR |
Ordinary | CFD | SHORT | 4,170 | 105.1243 EUR |
Ordinary | CFD | SHORT | 2,919 | 105.1243 EUR |
Ordinary | CFD | SHORT | 1,016 | 105.1243 EUR |
Ordinary | CFD | SHORT | 1 | 105.1243 EUR |
Ordinary | CFD | SHORT | 436 | 105.1243 EUR |
Ordinary | CFD | SHORT | 862 | 105.1247 EUR |
Ordinary | CFD | SHORT | 2,919 | 105.1262 EUR |
Ordinary | CFD | SHORT | 1,016 | 105.1262 EUR |
Ordinary | CFD | SHORT | 4,171 | 105.1262 EUR |
Ordinary | CFD | SHORT | 348 | 105.1262 EUR |
Ordinary | CFD | SHORT | 125 | 105.1262 EUR |
Ordinary | CFD | SHORT | 984 | 105.1262 EUR |
Ordinary | CFD | SHORT | 437 | 105.1262 EUR |
Ordinary | CFD | SHORT | 9,500 | 105.3207 EUR |
Ordinary | CFD | SHORT | 139,171 | 105.4668 EUR |
Ordinary | CFD | SHORT | 89 | 105.4780 EUR |
Ordinary | CFD | SHORT | 4,172 | 105.6264 EUR |
Ordinary | CFD | SHORT | 125 | 105.6264 EUR |
Ordinary | CFD | SHORT | 984 | 105.6264 EUR |
Ordinary | CFD | SHORT | 347 | 105.6264 EUR |
Ordinary | CFD | SHORT | 1,016 | 105.6264 EUR |
Ordinary | CFD | SHORT | 2,919 | 105.6264 EUR |
Ordinary | CFD | SHORT | 437 | 105.6264 EUR |
Ordinary | CFD | SHORT | 4,731 | 105.6454 EUR |
Ordinary | CFD | SHORT | 9,307 | 105.8480 EUR |
Ordinary | CFD | SHORT | 923 | 106.1062 EUR |
Ordinary | CFD | SHORT | 1,527 | 106.3839 EUR |
Ordinary | CFD | SHORT | 124 | 106.4500 EUR |
Ordinary | CFD | SHORT | 261 | 106.4500 EUR |
Ordinary | CFD | SHORT | 177 | 106.4500 EUR |
Ordinary | CFD | SHORT | 260 | 106.4500 EUR |
Ordinary | CFD | SHORT | 40 | 106.4500 EUR |
Ordinary | CFD | SHORT | 1,057 | 106.6074 EUR |
Ordinary | CFD | SHORT | 1,404 | 106.6074 EUR |
Ordinary | CFD | SHORT | 56 | 106.6074 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | PUT | PURCHASE | 75,000 | 94.0000 | A | 17/06/2016 | 1.0000 EUR |
Ordinary | PUT | PURCHASE | 25,000 | 94.0000 | A | 17/06/2016 | 1.0100 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 MAY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L