10th Aug 2016 10:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 09 AUGUST 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 233,983 | 123.4506 USD | 123.2442 USD |
ADRs | SALES | 233,983 | 123.2442 USD | 123.1300 USD |
Ordinary | PURCHASES | 145,708 | 111.6500 EUR | 110.6500 EUR |
Ordinary | SALES | 264,108 | 111.8000 EUR | 110.6500 EUR |
Ordinary | PURCHASES | 18,000 | 94.6288 GBP | 94.6288 GBP |
Ordinary | PURCHASES | 27,810 | 123.3200 USD | 123.1500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | LONG | 67 | 110.8511 EUR |
Ordinary | CFD | LONG | 35,000 | 110.8713 EUR |
Ordinary | CFD | LONG | 241 | 110.8867 EUR |
Ordinary | CFD | LONG | 685 | 110.9000 EUR |
Ordinary | CFD | LONG | 290 | 110.9144 EUR |
Ordinary | CFD | LONG | 51 | 110.9517 EUR |
Ordinary | CFD | LONG | 218 | 110.9518 EUR |
Ordinary | CFD | LONG | 323 | 110.9591 EUR |
Ordinary | CFD | LONG | 769 | 110.9591 EUR |
Ordinary | CFD | LONG | 1,033 | 110.9591 EUR |
Ordinary | CFD | LONG | 24,860 | 110.9591 EUR |
Ordinary | CFD | LONG | 316 | 110.9591 EUR |
Ordinary | CFD | LONG | 52 | 110.9592 EUR |
Ordinary | CFD | LONG | 232 | 110.9616 EUR |
Ordinary | CFD | LONG | 666 | 110.9616 EUR |
Ordinary | CFD | LONG | 538 | 110.9616 EUR |
Ordinary | CFD | LONG | 399 | 110.9622 EUR |
Ordinary | CFD | LONG | 854 | 110.9622 EUR |
Ordinary | CFD | LONG | 245 | 110.9622 EUR |
Ordinary | CFD | LONG | 2,377 | 110.9622 EUR |
Ordinary | CFD | LONG | 1,677 | 110.9622 EUR |
Ordinary | CFD | LONG | 130 | 110.9623 EUR |
Ordinary | CFD | LONG | 77 | 110.9648 EUR |
Ordinary | CFD | LONG | 6,224 | 110.9713 EUR |
Ordinary | CFD | LONG | 5,969 | 110.9713 EUR |
Ordinary | CFD | LONG | 24 | 110.9713 EUR |
Ordinary | CFD | LONG | 1,206 | 111.0921 EUR |
Ordinary | CFD | LONG | 2,629 | 111.1123 EUR |
Ordinary | CFD | LONG | 114 | 111.1188 EUR |
Ordinary | CFD | LONG | 10,053 | 111.1247 EUR |
Ordinary | CFD | LONG | 4 | 111.1500 EUR |
Ordinary | CFD | LONG | 77 | 111.1500 EUR |
Ordinary | CFD | LONG | 131 | 111.1500 EUR |
Ordinary | CFD | LONG | 1,282 | 111.1752 EUR |
Ordinary | CFD | LONG | 4,973 | 111.2587 EUR |
Ordinary | CFD | LONG | 130 | 111.3307 EUR |
Ordinary | CFD | SHORT | 5 | 110.6500 EUR |
Ordinary | CFD | SHORT | 45 | 110.9000 EUR |
Ordinary | CFD | SHORT | 83 | 110.9000 EUR |
Ordinary | CFD | SHORT | 135 | 110.9000 EUR |
Ordinary | CFD | SHORT | 30 | 110.9000 EUR |
Ordinary | CFD | SHORT | 200 | 110.9000 EUR |
Ordinary | CFD | SHORT | 156 | 110.9000 EUR |
Ordinary | CFD | SHORT | 3,887 | 110.9060 EUR |
Ordinary | CFD | SHORT | 783 | 110.9082 EUR |
Ordinary | CFD | SHORT | 193 | 110.9121 EUR |
Ordinary | CFD | SHORT | 1,885 | 110.9122 EUR |
Ordinary | CFD | SHORT | 2,942 | 110.9149 EUR |
Ordinary | CFD | SHORT | 1,577 | 110.9149 EUR |
Ordinary | CFD | SHORT | 102 | 110.9149 EUR |
Ordinary | CFD | SHORT | 937 | 110.9154 EUR |
Ordinary | CFD | SHORT | 21,618 | 110.9498 EUR |
Ordinary | CFD | SHORT | 10,048 | 111.0019 EUR |
Ordinary | CFD | SHORT | 56 | 111.0067 EUR |
Ordinary | CFD | SHORT | 2,137 | 111.0070 EUR |
Ordinary | CFD | SHORT | 17 | 111.0235 EUR |
Ordinary | CFD | SHORT | 2,398 | 111.0448 EUR |
Ordinary | CFD | SHORT | 234 | 111.0499 EUR |
Ordinary | CFD | SHORT | 188 | 111.0499 EUR |
Ordinary | CFD | SHORT | 81 | 111.0499 EUR |
Ordinary | CFD | SHORT | 565 | 111.0507 EUR |
Ordinary | CFD | SHORT | 108 | 111.0915 EUR |
Ordinary | CFD | SHORT | 37 | 111.0915 EUR |
Ordinary | CFD | SHORT | 88 | 111.0915 EUR |
Ordinary | CFD | SHORT | 22 | 111.1956 EUR |
Ordinary | CFD | SHORT | 10 | 111.1956 EUR |
Ordinary | CFD | SHORT | 28 | 111.1956 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | SALE | 2,000 | 130.0000 | A | 16/06/2017 | 2.2900 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 AUGUST 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L