16th Jun 2016 10:19
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 15 JUNE 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 3,281 | 124.7937 USD | 124.6581 USD |
ADRs | SALES | 3,281 | 124.7937 USD | 124.6581 USD |
Ordinary | PURCHASES | 335,623 | 111.5000 EUR | 108.8500 EUR |
Ordinary | SALES | 579,857 | 111.5000 EUR | 108.7000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 2,232 | 124.2700 USD |
ADRs | CFD | LONG | 62 | 124.2700 USD |
ADRs | CFD | LONG | 639 | 124.2700 USD |
ADRs | CFD | LONG | 1,187 | 124.2700 USD |
Ordinary | CFD | LONG | 4,184 | 110.4746 EUR |
Ordinary | CFD | LONG | 6,922 | 110.5086 EUR |
Ordinary | CFD | LONG | 32,261 | 110.6323 EUR |
Ordinary | CFD | LONG | 166 | 110.7141 EUR |
Ordinary | CFD | LONG | 1,454 | 110.7230 EUR |
Ordinary | CFD | LONG | 611 | 110.7230 EUR |
Ordinary | CFD | LONG | 97,273 | 110.7431 EUR |
Ordinary | CFD | LONG | 2,902 | 110.7431 EUR |
Ordinary | CFD | LONG | 420 | 110.8393 EUR |
Ordinary | CFD | LONG | 998 | 110.8393 EUR |
Ordinary | CFD | LONG | 72 | 110.9138 EUR |
Ordinary | CFD | LONG | 364 | 110.9139 EUR |
Ordinary | CFD | LONG | 148 | 110.9139 EUR |
Ordinary | CFD | LONG | 5,767 | 110.9139 EUR |
Ordinary | CFD | LONG | 4,352 | 110.9139 EUR |
Ordinary | CFD | LONG | 2,316 | 110.9139 EUR |
Ordinary | CFD | LONG | 1,044 | 110.9139 EUR |
Ordinary | CFD | LONG | 891 | 110.9139 EUR |
Ordinary | CFD | LONG | 65,621 | 110.9139 EUR |
Ordinary | CFD | LONG | 2,500 | 110.9139 EUR |
Ordinary | CFD | LONG | 2,178 | 110.9139 EUR |
Ordinary | CFD | LONG | 665 | 110.9140 EUR |
Ordinary | CFD | LONG | 939 | 110.9140 EUR |
Ordinary | CFD | LONG | 51 | 110.9167 EUR |
Ordinary | CFD | LONG | 7,498 | 110.9306 EUR |
Ordinary | CFD | LONG | 668 | 110.9500 EUR |
Ordinary | CFD | LONG | 413 | 110.9500 EUR |
Ordinary | CFD | LONG | 605 | 110.9500 EUR |
Ordinary | CFD | LONG | 93 | 110.9500 EUR |
Ordinary | CFD | LONG | 131 | 110.9536 EUR |
Ordinary | CFD | LONG | 25 | 110.9536 EUR |
Ordinary | CFD | LONG | 101 | 110.9536 EUR |
Ordinary | CFD | LONG | 5,500 | 110.9674 EUR |
Ordinary | CFD | LONG | 653 | 110.9927 EUR |
Ordinary | CFD | LONG | 241 | 111.0226 EUR |
Ordinary | CFD | LONG | 101 | 111.0226 EUR |
Ordinary | CFD | LONG | 2,852 | 111.0527 EUR |
Ordinary | CFD | LONG | 4,978 | 111.0527 EUR |
Ordinary | CFD | LONG | 149 | 111.0527 EUR |
Ordinary | CFD | LONG | 13,416 | 111.0541 EUR |
Ordinary | CFD | LONG | 21,410 | 111.0587 EUR |
Ordinary | CFD | LONG | 1,329 | 111.0787 EUR |
Ordinary | CFD | LONG | 13 | 111.1269 EUR |
Ordinary | CFD | LONG | 369 | 111.1571 EUR |
Ordinary | CFD | LONG | 284 | 111.1571 EUR |
Ordinary | CFD | LONG | 70 | 111.1571 EUR |
Ordinary | CFD | LONG | 28 | 111.1932 EUR |
Ordinary | CFD | LONG | 110 | 111.1932 EUR |
Ordinary | CFD | LONG | 141 | 111.1932 EUR |
Ordinary | CFD | SHORT | 228 | 108.8500 EUR |
Ordinary | CFD | SHORT | 668 | 108.8500 EUR |
Ordinary | CFD | SHORT | 613 | 108.8500 EUR |
Ordinary | CFD | SHORT | 7,560 | 109.2173 EUR |
Ordinary | CFD | SHORT | 247 | 109.5585 EUR |
Ordinary | CFD | SHORT | 3,825 | 109.8657 EUR |
Ordinary | CFD | SHORT | 2,111 | 110.3325 EUR |
Ordinary | CFD | SHORT | 107 | 110.3330 EUR |
Ordinary | CFD | SHORT | 1,205 | 110.6987 EUR |
Ordinary | CFD | SHORT | 7,670 | 110.7879 EUR |
Ordinary | CFD | SHORT | 94,216 | 110.8120 EUR |
Ordinary | CFD | SHORT | 5,801 | 110.9072 EUR |
Ordinary | CFD | SHORT | 725 | 110.9500 EUR |
Ordinary | CFD | SHORT | 916 | 110.9500 EUR |
Ordinary | CFD | SHORT | 11,759 | 110.9561 EUR |
Ordinary | CFD | SHORT | 7,674 | 110.9641 EUR |
Ordinary | CFD | SHORT | 126 | 111.0285 EUR |
Ordinary | CFD | SHORT | 1,222 | 111.0351 EUR |
Ordinary | CFD | SHORT | 105 | 111.0356 EUR |
Ordinary | CFD | SHORT | 435 | 111.0356 EUR |
Ordinary | CFD | SHORT | 77 | 111.0500 EUR |
Ordinary | CFD | SHORT | 423 | 111.0779 EUR |
Ordinary | CFD | SHORT | 728 | 111.0779 EUR |
Ordinary | CFD | SHORT | 22 | 111.0779 EUR |
Ordinary | CFD | SHORT | 179 | 111.1000 EUR |
Ordinary | CFD | SHORT | 93 | 111.1500 EUR |
Ordinary | CFD | SHORT | 91 | 111.3500 EUR |
Ordinary | CFD | SHORT | 81 | 111.4500 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | PURCHASE | 77,800 | 130.0000 | A | 16/09/2016 | 0.9200 EUR |
Ordinary | CALL | PURCHASE | 22,200 | 130.0000 | A | 16/09/2016 | 0.9200 EUR |
Ordinary | CALL | SALE | 100,000 | 130.0000 | A | 16/12/2016 | 2.0400 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 JUNE 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L