25th Nov 2015 10:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser-Busch InBev SANV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 24 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 1,875 | 127.9300 USD | 127.3300 USD |
ADRs | SALES | 1,875 | 127.9300 USD | 127.3300 USD |
Ordinary | PURCHASES | 1,738,383 | 120.4500 EUR | 118.3500 EUR |
Ordinary | SALES | 1,873,424 | 120.4000 EUR | 118.4000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 3,500 | 127.9614 USD |
ADRs | CFD | SHORT | 2,500 | 127.2948 USD |
ADRs | CFD | SHORT | 33 | 127.3300 USD |
Ordinary | CFD | LONG | 29 | 118.6931 EUR |
Ordinary | CFD | LONG | 2,056 | 118.8677 EUR |
Ordinary | CFD | LONG | 1,405 | 118.8677 EUR |
Ordinary | CFD | LONG | 61 | 118.8677 EUR |
Ordinary | CFD | LONG | 596 | 118.8677 EUR |
Ordinary | CFD | LONG | 111 | 118.8677 EUR |
Ordinary | CFD | LONG | 210 | 118.8677 EUR |
Ordinary | CFD | LONG | 561 | 118.8677 EUR |
Ordinary | CFD | LONG | 42 | 119.3761 EUR |
Ordinary | CFD | LONG | 23 | 119.3761 EUR |
Ordinary | CFD | LONG | 12 | 119.3761 EUR |
Ordinary | CFD | LONG | 119 | 119.3761 EUR |
Ordinary | CFD | LONG | 281 | 119.3761 EUR |
Ordinary | CFD | LONG | 112 | 119.3761 EUR |
Ordinary | CFD | LONG | 411 | 119.3761 EUR |
Ordinary | CFD | LONG | 124 | 119.4752 EUR |
Ordinary | CFD | LONG | 43 | 119.5058 EUR |
Ordinary | CFD | LONG | 6 | 119.5068 EUR |
Ordinary | CFD | LONG | 99 | 119.5068 EUR |
Ordinary | CFD | LONG | 78 | 119.5068 EUR |
Ordinary | CFD | LONG | 145,653 | 119.5308 EUR |
Ordinary | CFD | LONG | 3,509 | 119.5308 EUR |
Ordinary | CFD | LONG | 1,028 | 119.5947 EUR |
Ordinary | CFD | LONG | 280 | 119.5947 EUR |
Ordinary | CFD | LONG | 702 | 119.5947 EUR |
Ordinary | CFD | LONG | 31 | 119.5947 EUR |
Ordinary | CFD | LONG | 298 | 119.5947 EUR |
Ordinary | CFD | LONG | 56 | 119.5947 EUR |
Ordinary | CFD | LONG | 105 | 119.5947 EUR |
Ordinary | CFD | LONG | 1,202 | 119.5956 EUR |
Ordinary | CFD | LONG | 298 | 119.6128 EUR |
Ordinary | CFD | LONG | 5 | 119.6128 EUR |
Ordinary | CFD | LONG | 639 | 119.6277 EUR |
Ordinary | CFD | LONG | 1,277 | 119.6431 EUR |
Ordinary | CFD | LONG | 3,043 | 119.6431 EUR |
Ordinary | CFD | LONG | 29,073 | 119.6442 EUR |
Ordinary | CFD | LONG | 38 | 119.6724 EUR |
Ordinary | CFD | LONG | 56 | 119.6760 EUR |
Ordinary | CFD | LONG | 298 | 119.6760 EUR |
Ordinary | CFD | LONG | 31 | 119.6760 EUR |
Ordinary | CFD | LONG | 702 | 119.6760 EUR |
Ordinary | CFD | LONG | 280 | 119.6760 EUR |
Ordinary | CFD | LONG | 1,028 | 119.6760 EUR |
Ordinary | CFD | LONG | 105 | 119.6760 EUR |
Ordinary | CFD | LONG | 105 | 119.7304 EUR |
Ordinary | CFD | LONG | 1,028 | 119.7304 EUR |
Ordinary | CFD | LONG | 280 | 119.7304 EUR |
Ordinary | CFD | LONG | 702 | 119.7304 EUR |
Ordinary | CFD | LONG | 31 | 119.7304 EUR |
Ordinary | CFD | LONG | 298 | 119.7304 EUR |
Ordinary | CFD | LONG | 56 | 119.7304 EUR |
Ordinary | CFD | LONG | 442 | 119.7368 EUR |
Ordinary | CFD | LONG | 484 | 119.7777 EUR |
Ordinary | CFD | LONG | 290 | 119.7910 EUR |
Ordinary | CFD | LONG | 624 | 119.7934 EUR |
Ordinary | CFD | LONG | 14 | 119.8000 EUR |
Ordinary | CFD | LONG | 602 | 119.8332 EUR |
Ordinary | CFD | LONG | 609 | 119.8417 EUR |
Ordinary | CFD | LONG | 1,904 | 119.8540 EUR |
Ordinary | CFD | LONG | 20,205 | 119.9668 EUR |
Ordinary | CFD | LONG | 1 | 120.0000 EUR |
Ordinary | CFD | LONG | 209 | 120.0000 EUR |
Ordinary | CFD | LONG | 323 | 120.0000 EUR |
Ordinary | CFD | LONG | 30 | 120.0000 EUR |
Ordinary | CFD | LONG | 6,268 | 120.0000 EUR |
Ordinary | CFD | LONG | 1,105 | 120.0000 EUR |
Ordinary | CFD | LONG | 4 | 120.0000 EUR |
Ordinary | CFD | LONG | 88 | 120.0000 EUR |
Ordinary | CFD | LONG | 1,028 | 120.0759 EUR |
Ordinary | CFD | LONG | 280 | 120.0759 EUR |
Ordinary | CFD | LONG | 702 | 120.0759 EUR |
Ordinary | CFD | LONG | 31 | 120.0759 EUR |
Ordinary | CFD | LONG | 298 | 120.0759 EUR |
Ordinary | CFD | LONG | 56 | 120.0759 EUR |
Ordinary | CFD | LONG | 105 | 120.0759 EUR |
Ordinary | CFD | SHORT | 29 | 118.5500 EUR |
Ordinary | CFD | SHORT | 50 | 119.5000 EUR |
Ordinary | CFD | SHORT | 40 | 119.5335 EUR |
Ordinary | CFD | SHORT | 2,459 | 119.5336 EUR |
Ordinary | CFD | SHORT | 38 | 119.5336 EUR |
Ordinary | CFD | SHORT | 54 | 119.5337 EUR |
Ordinary | CFD | SHORT | 29 | 119.5337 EUR |
Ordinary | CFD | SHORT | 671 | 119.5471 EUR |
Ordinary | CFD | SHORT | 3 | 119.5471 EUR |
Ordinary | CFD | SHORT | 139,767 | 119.5655 EUR |
Ordinary | CFD | SHORT | 57 | 119.6342 EUR |
Ordinary | CFD | SHORT | 12 | 119.6825 EUR |
Ordinary | CFD | SHORT | 16 | 119.6825 EUR |
Ordinary | CFD | SHORT | 70 | 119.6827 EUR |
Ordinary | CFD | SHORT | 203 | 119.6828 EUR |
Ordinary | CFD | SHORT | 103 | 119.6828 EUR |
Ordinary | CFD | SHORT | 186 | 119.6828 EUR |
Ordinary | CFD | SHORT | 49 | 119.6828 EUR |
Ordinary | CFD | SHORT | 6 | 119.6833 EUR |
Ordinary | CFD | SHORT | 3 | 119.6833 EUR |
Ordinary | CFD | SHORT | 4,090 | 119.7214 EUR |
Ordinary | CFD | SHORT | 434 | 119.7647 EUR |
Ordinary | CFD | SHORT | 7,784 | 119.9804 EUR |
Ordinary | CFD | SHORT | 29 | 120.0132 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | SALE | 25,000 | 130.0000 | A | 16/09/2016 | 6.0000 EUR |
Ordinary | CALL | SALE | 25,000 | 130.0000 | A | 16/09/2016 | 6.0000 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L