9th Jun 2016 10:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anheuser Busch InBev SA NV |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 08 JUNE 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | PURCHASES | 247,495 | 115.5500 EUR | 114.5500 EUR |
Ordinary | SALES | 216,790 | 115.5000 EUR | 114.6000 EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | LONG | 2,400 | 131.1096 USD |
ADRs | CFD | SHORT | 2,400 | 131.1455 USD |
Ordinary | CFD | LONG | 484 | 114.7392 EUR |
Ordinary | CFD | LONG | 16 | 114.7392 EUR |
Ordinary | CFD | LONG | 296 | 114.7392 EUR |
Ordinary | CFD | LONG | 5,854 | 114.8818 EUR |
Ordinary | CFD | LONG | 33,534 | 114.8829 EUR |
Ordinary | CFD | LONG | 10 | 114.9100 EUR |
Ordinary | CFD | LONG | 23 | 114.9157 EUR |
Ordinary | CFD | LONG | 12,920 | 114.9365 EUR |
Ordinary | CFD | LONG | 200 | 114.9373 EUR |
Ordinary | CFD | LONG | 66 | 114.9422 EUR |
Ordinary | CFD | LONG | 51 | 114.9422 EUR |
Ordinary | CFD | LONG | 13 | 114.9422 EUR |
Ordinary | CFD | LONG | 110 | 114.9500 EUR |
Ordinary | CFD | LONG | 196 | 114.9500 EUR |
Ordinary | CFD | LONG | 406 | 114.9500 EUR |
Ordinary | CFD | LONG | 1,384 | 114.9500 EUR |
Ordinary | CFD | LONG | 59 | 114.9500 EUR |
Ordinary | CFD | LONG | 109 | 114.9500 EUR |
Ordinary | CFD | LONG | 593 | 114.9500 EUR |
Ordinary | CFD | LONG | 289 | 114.9500 EUR |
Ordinary | CFD | LONG | 45 | 114.9500 EUR |
Ordinary | CFD | LONG | 91 | 114.9500 EUR |
Ordinary | CFD | LONG | 207 | 114.9500 EUR |
Ordinary | CFD | LONG | 3,528 | 114.9503 EUR |
Ordinary | CFD | LONG | 485 | 114.9631 EUR |
Ordinary | CFD | LONG | 10,595 | 114.9690 EUR |
Ordinary | CFD | LONG | 9,229 | 114.9775 EUR |
Ordinary | CFD | LONG | 5,771 | 114.9775 EUR |
Ordinary | CFD | LONG | 39 | 114.9901 EUR |
Ordinary | CFD | LONG | 38 | 114.9901 EUR |
Ordinary | CFD | LONG | 2 | 114.9901 EUR |
Ordinary | CFD | LONG | 2,254 | 114.9981 EUR |
Ordinary | CFD | LONG | 11,531 | 115.0270 EUR |
Ordinary | CFD | LONG | 9 | 115.0500 EUR |
Ordinary | CFD | LONG | 62 | 115.0864 EUR |
Ordinary | CFD | LONG | 14 | 115.1301 EUR |
Ordinary | CFD | LONG | 57 | 115.1301 EUR |
Ordinary | CFD | LONG | 74 | 115.1301 EUR |
Ordinary | CFD | LONG | 64 | 115.2743 EUR |
Ordinary | CFD | LONG | 50 | 115.2743 EUR |
Ordinary | CFD | LONG | 12 | 115.2743 EUR |
Ordinary | CFD | SHORT | 13,342 | 114.8124 EUR |
Ordinary | CFD | SHORT | 1,843 | 114.8331 EUR |
Ordinary | CFD | SHORT | 33,503 | 114.8728 EUR |
Ordinary | CFD | SHORT | 66 | 114.8803 EUR |
Ordinary | CFD | SHORT | 5,218 | 114.8843 EUR |
Ordinary | CFD | SHORT | 4,281 | 114.9144 EUR |
Ordinary | CFD | SHORT | 1,928 | 114.9500 EUR |
Ordinary | CFD | SHORT | 4,158 | 114.9500 EUR |
Ordinary | CFD | SHORT | 118 | 114.9500 EUR |
Ordinary | CFD | SHORT | 3,225 | 114.9500 EUR |
Ordinary | CFD | SHORT | 1,579 | 114.9563 EUR |
Ordinary | CFD | SHORT | 1,384 | 115.0000 EUR |
Ordinary | CFD | SHORT | 173 | 115.0001 EUR |
Ordinary | CFD | SHORT | 1,656 | 115.0001 EUR |
Ordinary | CFD | SHORT | 2,378 | 115.0001 EUR |
Ordinary | CFD | SHORT | 733 | 115.0001 EUR |
Ordinary | CFD | SHORT | 272 | 115.0001 EUR |
Ordinary | CFD | SHORT | 146 | 115.0002 EUR |
Ordinary | CFD | SHORT | 19 | 115.0005 EUR |
Ordinary | CFD | SHORT | 266 | 115.0018 EUR |
Ordinary | CFD | SHORT | 276 | 115.0018 EUR |
Ordinary | CFD | SHORT | 18,447 | 115.0018 EUR |
Ordinary | CFD | SHORT | 652 | 115.0018 EUR |
Ordinary | CFD | SHORT | 568 | 115.0018 EUR |
Ordinary | CFD | SHORT | 46 | 115.0019 EUR |
Ordinary | CFD | SHORT | 68 | 115.0391 EUR |
Ordinary | CFD | SHORT | 160 | 115.0391 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Ordinary | CALL | PURCHASE | 4,300 | 121.0000 | E | 05/07/2016 | 0.7310 EUR |
Ordinary | PUT | PURCHASE | 3,100 | 105.0000 | A | 16/12/2016 | 4.7100 EUR |
Ordinary | PUT | PURCHASE | 12,900 | 105.0000 | A | 16/12/2016 | 4.7600 EUR |
Ordinary | PUT | PURCHASE | 6,700 | 105.0000 | A | 16/12/2016 | 4.7900 EUR |
Ordinary | PUT | PURCHASE | 20,500 | 105.0000 | A | 16/12/2016 | 4.8000 EUR |
Ordinary | PUT | PURCHASE | 700 | 105.0000 | A | 16/12/2016 | 4.8100 EUR |
Ordinary | PUT | PURCHASE | 1,200 | 105.0000 | A | 16/12/2016 | 4.8400 EUR |
Ordinary | PUT | PURCHASE | 11,000 | 105.0000 | A | 16/12/2016 | 4.8500 EUR |
Ordinary | PUT | PURCHASE | 5,300 | 106.0000 | A | 16/12/2016 | 5.1000 EUR |
Ordinary | PUT | PURCHASE | 11,600 | 106.0000 | A | 16/12/2016 | 5.1100 EUR |
Ordinary | PUT | PURCHASE | 5,700 | 106.0000 | A | 16/12/2016 | 5.1300 EUR |
Ordinary | PUT | PURCHASE | 300 | 106.0000 | A | 16/12/2016 | 5.1400 EUR |
Ordinary | PUT | PURCHASE | 200 | 106.0000 | A | 16/12/2016 | 5.1700 EUR |
Ordinary | PUT | PURCHASE | 10,000 | 110.0000 | A | 16/12/2016 | 6.6200 EUR |
Ordinary | PUT | PURCHASE | 4,500 | 110.0000 | A | 16/12/2016 | 6.6600 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 JUNE 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L