16th Oct 2014 11:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Citigroup Global Markets Limited |
(b) Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree | Shire Plc |
(c)Name of the party to the offer with which exemptprincipal trader is connected: | Shire Plc |
(d) Date dealing undertaken: | 15 October 2014 |
(e)Has the EPT previously disclosed,or is it todaydisclosing, under the Code in respect of any other party to this offer? | YES |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADS | Sale | 88,771 | GBP 105.0000 | GBP 0.0000 |
ADS | Sale | 1,359,638 | USD 195.0000 | USD 163.1643 |
ADS | Purchase | 88,771 | GBP 115.6494 | GBP 0.0000 |
ADS | Purchase | 1,170,974 | USD 193.5100 | USD 161.7749 |
5p ordinary | Sale | 9,286,261 | USD 64.9900 | USD 57.0933 |
5p ordinary | Sale | 15,237,511 | GBP 3774.0000 | GBP 0.0000 |
5p ordinary | Purchase | 9,139,972 | USD 64.9900 | USD 57.0933 |
5p ordinary | Purchase | 13,898,115 | GBP 40.3800 | GBP 0.0000 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g.TRS | Nature of dealinge.g. opening/closing along/short position,increasing/reducing along/short position | Number of reference securities | Price per unit |
5p ordinary | TRS | Increasing Long Position | 172,333 | GBP 37.5000 |
5p ordinary | TRS | Opening Short Position | 6,468 | GBP 38.2615 |
5p ordinary | TRS | Opening Short Position | 38,594 | GBP 37.6021 |
5p ordinary | TRS | Opening Short Position | 62,909 | GBP 37.6544 |
5p ordinary | TRS | Opening Short Position | 495 | GBP 37.7463 |
5p ordinary | TRS | Opening Short Position | 25,000 | GBP 37.9006 |
5p ordinary | TRS | Opening Short Position | 128,795 | GBP 37.9641 |
5p ordinary | TRS | Opening Short Position | 97,789 | GBP 38.2946 |
5p ordinary | TRS | Opening Short Position | 5,000 | GBP 37.9789 |
5p ordinary | TRS | Opening Short Position | 150,000 | USD 64.3267 |
5p ordinary | TRS | Closing Short Position | 375,000 | GBP 36.9445 |
5p ordinary | TRS | Closing Short Position | 550,000 | GBP 37.2441 |
5p ordinary | TRS | Closing Short Position | 26,000 | GBP 38.9560 |
5p ordinary | TRS | Reducing Short Position | 78,000 | GBP 39.6308 |
5p ordinary | TRS | Opening Short Position | 250,000 | GBP 38.7774 |
5p ordinary | TRS | Opening Short Position | 218,000 | GBP 39.7940 |
5p ordinary | TRS | Increasing Short Position | 53,192 | GBP 37.5179 |
5p ordinary | TRS | Increasing Short Position | 3,232 | GBP 38.2576 |
5p ordinary | TRS | Opening Short Position | 362,900 | GBP 39.7594 |
5p ordinary | TRS | Reducing Short Position | 15,834 | GBP 39.2789 |
5p ordinary | TRS | Closing Short Position | 334,500 | GBP 39.8034 |
5p ordinary | TRS | Closing Short Position | 500,000 | GBP 39.1489 |
5p ordinary | TRS | Opening Short Position | 228 | GBP 38.2615 |
5p ordinary | TRS | Opening Short Position | 5,247 | GBP 38.0233 |
5p ordinary | TRS | Closing Long Position | 1,685 | GBP 38.2491 |
5p ordinary | TRS | Opening Short Position | 26 | GBP 38.6700 |
5p ordinary | TRS | Closing Long Position | 51 | GBP 38.2500 |
5p ordinary | TRS | Closing Long Position | 96 | GBP 38.2500 |
5p ordinary | TRS | Opening Short Position | 48 | GBP 38.6700 |
5p ordinary | TRS | Closing Long Position | 851 | GBP 38.2500 |
5p ordinary | TRS | Opening Short Position | 187 | GBP 38.6840 |
5p ordinary | TRS | Opening Short Position | 877 | GBP 38.8121 |
5p ordinary | TRS | Increasing Short Position | 41 | GBP 40.1200 |
5p ordinary | TRS | Reducing Short Position | 549 | GBP 40.1200 |
5p ordinary | TRS | Closing Short Position | 2,683 | GBP 40.1200 |
5p ordinary | TRS | Reducing Short Position | 1,206 | GBP 40.1200 |
5p ordinary | TRS | Reducing Long Position | 683 | GBP 40.1200 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g.call option | Writing, purchasing,selling,varying etc. | Number of securities towhich option relates | Exercise price per unit | Type e.g. American,European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercising
Class of relevant security | Product descriptione.g. call option | Number ofsecurities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit(if applicable) |
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The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,formal or informal, relating to relevant securities which may be an inducement to dealor refrain from dealing entered into by the exempt principal trader making thedisclosure and any party to the offer or any person acting in concert witha party to the offer:
If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, betweenthe exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 16 October 2014 |
Contact name: | Craig Watson |
Telephone number: | +44 (28) 9040-9605 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire