25th Jun 2010 11:48
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FORM 8.5 (EPT/RI) |
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|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
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|
CAPACITY |
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|
Rule 8.5 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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|
(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
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|
principal trader is connected: |
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|
(d) Date dealing undertaken: |
24/06/2010 |
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|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
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|
disclosing, under the Code in respect of any other |
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|
party to this offer? |
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|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0009697037 |
Purchase |
62,446 |
GBP 5.89 |
GBP 5.73 |
|
|
Common - GB0009697037 |
Sale |
270,119 |
GBP 5.93 |
GBP 5.73 |
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|
(b) Derivatives transactions (other than options) |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
LONG |
1949 |
GBP 5.85 |
|
|
Common - GB0009697037 |
Swap |
LONG |
7627 |
GBP 5.88 |
|
|
Common - GB0009697037 |
Swap |
LONG |
4222 |
GBP 5.89 |
|
|
Common - GB0009697037 |
Swap |
LONG |
3719 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
LONG |
3258 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
3152 |
GBP 5.89 |
|
|
Common - GB0009697037 |
Swap |
LONG |
55 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
2011 |
GBP 5.85 |
|
|
Common - GB0009697037 |
Swap |
LONG |
14073 |
GBP 5.87 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1235 |
GBP 5.86 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1128 |
GBP 5.86 |
|
|
Common - GB0009697037 |
Swap |
LONG |
659 |
GBP 5.81 |
|
|
Common - GB0009697037 |
Swap |
LONG |
469 |
GBP 5.86 |
|
|
Common - GB0009697037 |
Swap |
LONG |
110 |
GBP 5.89 |
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|
Common - GB0009697037 |
Swap |
LONG |
57 |
GBP 5.86 |
|||||
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Common - GB0009697037 |
Swap |
LONG |
|
2016
|
GBP 5.88
|
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1351 |
GBP 5.85 |
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|
Common - GB0009697037 |
Swap |
SHORT |
110 |
GBP 5.94 |
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|
Common - GB0009697037 |
Swap |
SHORT |
125 |
GBP 5.84 |
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|
Common - GB0009697037 |
Swap |
SHORT |
428 |
GBP 5.94 |
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|
Common - GB0009697037 |
Swap |
SHORT |
660 |
GBP 5.84 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
896 |
GBP 5.84 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1070 |
GBP 5.88 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
71833 |
GBP 5.74 |
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|
Common - GB0009697037 |
Swap |
SHORT |
1120 |
GBP 5.94 |
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|
Common - GB0009697037 |
Swap |
SHORT |
63445 |
GBP 5.74 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
3152 |
GBP 5.88 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
13081 |
GBP 5.87 |
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|
Common - GB0009697037 |
Swap |
SHORT |
14974 |
GBP 5.87 |
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|
Common - GB0009697037 |
Swap |
SHORT |
37519 |
GBP 5.88 |
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|
Common - GB0009697037 |
Swap |
SHORT |
42481 |
GBP 5.88 |
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Common - GB0009697037 |
Swap |
SHORT |
58 |
GBP 5.85 |
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Common - GB0009697037 |
Swap |
SHORT |
1110 |
GBP 5.85 |
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(c) Options transactions in respect of existing securities |
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|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
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NONE |
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|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
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|
NONE |
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Date of disclosure: |
25/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
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|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management LLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
24/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
13,980 |
GBP 9.35 |
GBP 9.21 |
|
|
Common - NL0009347863 |
Sale |
6,322 |
GBP 9.33 |
GBP 9.26 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
7100 |
GBP 9.36 |
|
|
Common - NL0009347863 |
Swap |
LONG |
42 |
GBP 9.31 |
|
|
Common - NL0009347863 |
Swap |
LONG |
191 |
GBP 9.31 |
|
|
Common - NL0009347863 |
Swap |
LONG |
214 |
GBP 9.32 |
|
|
Common - NL0009347863 |
Swap |
LONG |
302 |
GBP 9.32 |
|
|
Common - NL0009347863 |
Swap |
LONG |
338 |
GBP 9.32 |
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|
Common - NL0009347863 |
Swap |
LONG |
472 |
GBP 9.27 |
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|
Common - NL0009347863 |
Swap |
LONG |
507 |
GBP 9.32 |
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|
Common - NL0009347863 |
Swap |
LONG |
27 |
GBP 9.31 |
|
|
Common - NL0009347863 |
Swap |
LONG |
2824 |
GBP 9.21 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1963 |
GBP 9.31 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|||||
|
|
Common - NL0009347863 |
Swap |
SHORT |
27 |
GBP 9.31 |
|||
|
|
Common - NL0009347863 |
Swap |
SHORT |
2630 |
GBP 9.26 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1963 |
GBP 9.28 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
654 |
GBP 9.33 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
472 |
GBP 9.33 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
227 |
GBP 9.33 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
191 |
GBP 9.30 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
158 |
GBP 9.28 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
25/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
principal trader is connected: |
Group Plc |
|
|
(d) Date dealing undertaken: |
24/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
263,712 |
GBP 7.04 |
GBP 7.02 |
|
|
Common - GB0001411924 |
Sale |
328,075 |
GBP 7.04 |
GBP 7.01 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
25/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
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