5th Nov 2015 11:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 04/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 3,121,793 | 18.02 GBP | 17.67 GBP |
Common - ISIN GB00B03MM408 | Sale | 3,044,741 | 18.02 GBP | 17.64 GBP |
Common - ISIN GB00B03MM408 | Purchase | 470 | 25.51 EUR | 25.51 EUR |
Common - ISIN GB00B03MM408 | Sale | 470 | 25.51 EUR | 25.51 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,885,074 | 17.94 GBP | 17.56 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,812,975 | 25.51 EUR | 24.98 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,096,440 | 17.89 GBP | 17.56 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,932,892 | 25.51 EUR | 24.98 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,884 | 17.861 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,504 | 25.402 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,276 | 17.633 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,859 | 17.787 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 115 | 17.607 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,062 | 17.607 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 454 | 17.733 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,312 | 17.733 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 438 | 25.341 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 441 | 25.341 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 948 | 25.04 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,026 | 25.341 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,694 | 25.341 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 83 | 17.581 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,147 | 17.581 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 538 | 25.248 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 441,874 | 25.248 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,060,931 | 17.741 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 261 | 24.983 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 382 | 25.113 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 245 | 25.101 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,827 | 25.297 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,109 | 25.297 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,911 | 17.566 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,158 | 17.724 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 54,129 | 25.426 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 163 | 24.984 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 49 | 17.725 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,806 | 25.308 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 138 | 17.828 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,646 | 17.628 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,694 | 25.035 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,143 | 25.197 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,720 | 17.653 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 439,320 | 25.251 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,060,346 | 17.744 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 532 | 17.744 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,345 | 25.142 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 293 | 25.345 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 169 | 25.345 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,827 | 25.419 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 45,309 | 17.884 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,102 | 17.891 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,577 | 17.865 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,538 | 17.874 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,400 | 17.883 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,368 | 17.683 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 23,222 | 25.137 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 29,020 | 17.633 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,722 | 17.935 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 346 | 17.771 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,046 | 17.728 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 15,480 | 17.858 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,846 | 17.845 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 514 | 17.788 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 666 | 17.788 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,003 | 17.717 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,207 | 17.717 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,390 | 17.943 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,536 | 17.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,399 | 17.916 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,293 | 17.821 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,188,882 | 17.821 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,466 | 17.785 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 29,020 | 17.721 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,375 | 17.678 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,168 | 17.704 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 47 | 17.825 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,645 | 17.684 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,393 | 17.679 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 189 | 17.847 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,976 | 17.693 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,003 | 17.679 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 666 | 17.679 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,900 | 17.84 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,187,743 | 17.824 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 56 | 17.704 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 44 | 17.704 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,882 | 17.694 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,179 | 17.7 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 05/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L