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Form 8.5 (EPT/RI)

14th Sep 2012 12:05

RNS Number : 3112M
Bank of America Merrill Lynch
14 September 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

BAE Systems PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

13/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0002634946

Purchase

29,987,041

3.6 GBP

3.302 GBP

Common - ISIN GB0002634946

Sale

16,434,739

3.487 GBP

3.3 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0002634946

Swaps

Short

16,702

3.364 GBP

Common - ISIN GB0002634946

Swaps

Short

1,359

3.412 GBP

Common - ISIN GB0002634946

Swaps

Short

12,481

3.412 GBP

Common - ISIN GB0002634946

Swaps

Long

33,303

3.378 GBP

Common - ISIN GB0002634946

Swaps

Long

678

3.38 GBP

Common - ISIN GB0002634946

Swaps

Short

44,484

3.416 GBP

Common - ISIN GB0002634946

Swaps

Short

9,550

3.416 GBP

Common - ISIN GB0002634946

Swaps

Long

44,484

3.419 GBP

Common - ISIN GB0002634946

Swaps

Long

74,944

3.419 GBP

Common - ISIN GB0002634946

Swaps

Long

4

3.365 GBP

Common - ISIN GB0002634946

Swaps

Long

4

3.461 GBP

Common - ISIN GB0002634946

Swaps

Long

4

3.461 GBP

Common - ISIN GB0002634946

Swaps

Long

7

3.462 GBP

Common - ISIN GB0002634946

Swaps

Short

7

3.371 GBP

Common - ISIN GB0002634946

Swaps

Short

4,911

3.371 GBP

Common - ISIN GB0002634946

Swaps

Short

244,657

3.371 GBP

Common - ISIN GB0002634946

Swaps

Short

1,260

3.402 GBP

Common - ISIN GB0002634946

Swaps

Short

1,260

3.402 GBP

Common - ISIN GB0002634946

Swaps

Short

1,260

3.402 GBP

Common - ISIN GB0002634946

Swaps

Short

3,822

3.402 GBP

Common - ISIN GB0002634946

Swaps

Long

100,000

3.382 GBP

Common - ISIN GB0002634946

Swaps

Long

150,000

3.382 GBP

Common - ISIN GB0002634946

Swaps

Long

400,000

3.382 GBP

Common - ISIN GB0002634946

Swaps

Long

200,000

3.371 GBP

Common - ISIN GB0002634946

Swaps

Short

200,000

3.419 GBP

Common - ISIN GB0002634946

Swaps

Short

39,555

3.455 GBP

Common - ISIN GB0002634946

Swaps

Short

17

3.368 GBP

Common - ISIN GB0002634946

Swaps

Short

162

3.368 GBP

Common - ISIN GB0002634946

Swaps

Short

86,294

3.35 GBP

Common - ISIN GB0002634946

Swaps

Long

49,438

3.371 GBP

Common - ISIN GB0002634946

Swaps

Long

2,084

3.37 GBP

Common - ISIN GB0002634946

Swaps

Long

423,483

3.418 GBP

Common - ISIN GB0002634946

Swaps

Short

277,629

3.363 GBP

Common - ISIN GB0002634946

Swaps

Short

423,483

3.363 GBP

Common - ISIN GB0002634946

Swaps

Long

200,000

3.388 GBP

Common - ISIN GB0002634946

Swaps

Long

200,000

3.388 GBP

Common - ISIN GB0002634946

Swaps

Long

200,000

3.388 GBP

Common - ISIN GB0002634946

Swaps

Long

300,000

3.388 GBP

Common - ISIN GB0002634946

Swaps

Long

300,000

3.388 GBP

Common - ISIN GB0002634946

Swaps

Short

2,300

3.389 GBP

Common - ISIN GB0002634946

Swaps

Short

2,300

3.389 GBP

Common - ISIN GB0002634946

Swaps

Short

771

3.436 GBP

Common - ISIN GB0002634946

Swaps

Short

4,000

3.409 GBP

Common - ISIN GB0002634946

Swaps

Short

27,000

3.409 GBP

Common - ISIN GB0002634946

Swaps

Short

16,000

3.409 GBP

Common - ISIN GB0002634946

Swaps

Short

59,000

3.409 GBP

Common - ISIN GB0002634946

Swaps

Short

110,000

3.38 GBP

Common - ISIN GB0002634946

Swaps

Long

67,900

3.388 GBP

Common - ISIN GB0002634946

Swaps

Short

1,584

3.353 GBP

Common - ISIN GB0002634946

Swaps

Short

22184

3.459 GBP

Common - ISIN GB0002634946

Swaps

Short

24233

3.459 GBP

Common - ISIN GB0002634946

Swaps

Short

38973

3.459 GBP

Common - ISIN GB0002634946

Swaps

Short

39574

3.459 GBP

Common - ISIN GB0002634946

Swaps

Short

39819

3.459 GBP

Common - ISIN GB0002634946

Swaps

Short

51765

3.404 GBP

Common - ISIN GB0002634946

Swaps

Short

56545

3.404 GBP

Common - ISIN GB0002634946

Swaps

Short

59159

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

64621

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

90937

3.404 GBP

Common - ISIN GB0002634946

Swaps

Short

91157

3.405 GBP

Common - ISIN GB0002634946

Swaps

Short

92335

3.404 GBP

Common - ISIN GB0002634946

Swaps

Short

92910

3.404 GBP

Common - ISIN GB0002634946

Swaps

Short

99575

3.405 GBP

Common - ISIN GB0002634946

Swaps

Short

103927

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

105526

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

106184

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

160142

3.405 GBP

Common - ISIN GB0002634946

Swaps

Short

162605

3.405 GBP

Common - ISIN GB0002634946

Swaps

Short

410864

3.459 GBP

Common - ISIN GB0002634946

Swaps

Short

924353

3.459 GBP

Common - ISIN GB0002634946

Swaps

Short

958683

3.404 GBP

Common - ISIN GB0002634946

Swaps

Short

1095638

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

1688273

3.405 GBP

Common - ISIN GB0002634946

Swaps

Short

2156825

3.404 GBP

Common - ISIN GB0002634946

Swaps

Short

2464945

3.415 GBP

Common - ISIN GB0002634946

Swaps

Short

3798248

3.405 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

14/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

European Aeronautic Defence and Space Co NV

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

13/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN NL0000235190

Purchase

6,204,315

27.209 EUR

25.085 EUR

Common - ISIN NL0000235190

Sale

3,738,713

26.6 EUR

25.07 EUR

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN NL0000235190

Swaps

Short

58,847

25.571 EUR

Common - ISIN NL0000235190

Swaps

Short

26,547

26.168 EUR

Common - ISIN NL0000235190

Swaps

Short

25,221

26.245 EUR

Common - ISIN NL0000235190

Swaps

Long

9,743

26.07 EUR

Common - ISIN NL0000235190

Swaps

Short

9,743

25.566 EUR

Common - ISIN NL0000235190

Swaps

Long

4,578

26.07 EUR

Common - ISIN NL0000235190

Swaps

Short

145,288

25.278 EUR

Common - ISIN NL0000235190

Swaps

Long

10,876

26.041 EUR

Common - ISIN NL0000235190

Swaps

Long

145,288

26.041 EUR

Common - ISIN NL0000235190

Swaps

Short

10,876

25.1 EUR

Common - ISIN NL0000235190

Swaps

Short

11,929

25.1 EUR

Common - ISIN NL0000235190

Swaps

Short

442

26.295 EUR

Common - ISIN NL0000235190

Swaps

Short

716

26.295 EUR

Common - ISIN NL0000235190

Swaps

Short

227

25.106 EUR

Common - ISIN NL0000235190

Swaps

Short

778

25.347 EUR

Common - ISIN NL0000235190

Swaps

Short

1,884

25.209 EUR

Common - ISIN NL0000235190

Swaps

Short

3

25.95 EUR

Common - ISIN NL0000235190

Swaps

Short

3

25.951 EUR

Common - ISIN NL0000235190

Swaps

Short

3

25.958 EUR

Common - ISIN NL0000235190

Swaps

Short

6

25.992 EUR

Common - ISIN NL0000235190

Swaps

Long

1

26.327 EUR

Common - ISIN NL0000235190

Swaps

Long

1

26.329 EUR

Common - ISIN NL0000235190

Swaps

Long

1

26.329 EUR

Common - ISIN NL0000235190

Swaps

Long

1

26.329 EUR

Common - ISIN NL0000235190

Swaps

Short

199

25.401 EUR

Common - ISIN NL0000235190

Swaps

Long

199

25.529 EUR

Common - ISIN NL0000235190

Swaps

Short

301

25.581 EUR

Common - ISIN NL0000235190

Swaps

Short

500

25.581 EUR

Common - ISIN NL0000235190

Swaps

Long

199

25.529 EUR

Common - ISIN NL0000235190

Swaps

Long

301

25.529 EUR

Common - ISIN NL0000235190

Swaps

Long

301

25.529 EUR

Common - ISIN NL0000235190

Swaps

Short

34

25.581 EUR

Common - ISIN NL0000235190

Swaps

Short

165

25.581 EUR

Common - ISIN NL0000235190

Swaps

Short

9,928

25.145 EUR

Common - ISIN NL0000235190

Swaps

Long

270

25.516 EUR

Common - ISIN NL0000235190

Swaps

Long

20,788

25.516 EUR

Common - ISIN NL0000235190

Swaps

Short

50,000

25.952 EUR

Common - ISIN NL0000235190

Swaps

Long

272

25.14 EUR

Common - ISIN NL0000235190

Swaps

Long

632

25.14 EUR

Common - ISIN NL0000235190

Swaps

Long

1,000

25.215 EUR

Common - ISIN NL0000235190

Swaps

Long

400

25.62 EUR

Common - ISIN NL0000235190

Swaps

Long

1,000

25.62 EUR

Common - ISIN NL0000235190

Swaps

Long

1,000

25.69 EUR

Common - ISIN NL0000235190

Swaps

Short

13,185

26.496 EUR

Common - ISIN NL0000235190

Swaps

Long

20,000

26.06 EUR

Common - ISIN NL0000235190

Swaps

Long

20,000

25.363 EUR

Common - ISIN NL0000235190

Swaps

Short

20,000

25.587 EUR

Common - ISIN NL0000235190

Swaps

Short

50,000

26.212 EUR

Common - ISIN NL0000235190

Swaps

Long

2,500

26.097 EUR

Common - ISIN NL0000235190

Swaps

Short

1,000

25.474 EUR

Common - ISIN NL0000235190

Swaps

Short

2,500

25.578 EUR

Common - ISIN NL0000235190

Swaps

Short

2,500

25.578 EUR

Common - ISIN NL0000235190

Swaps

Short

941

25.252 EUR

Common - ISIN NL0000235190

Swaps

Short

1,012

25.252 EUR

Common - ISIN NL0000235190

Swaps

Short

7,266

25.252 EUR

Common - ISIN NL0000235190

Swaps

Short

12,021

25.252 EUR

Common - ISIN NL0000235190

Swaps

Long

209

25.552 EUR

Common - ISIN NL0000235190

Swaps

Long

500

25.542 EUR

Common - ISIN NL0000235190

Swaps

Long

30000

25.865 EUR

Common - ISIN NL0000235190

Swaps

Short

709

26.387 EUR

Common - ISIN NL0000235190

Swaps

Short

8145

26.245 EUR

Common - ISIN NL0000235190

Swaps

Short

8574

26.168 EUR

Common - ISIN NL0000235190

Swaps

Short

8677

26.245 EUR

Common - ISIN NL0000235190

Swaps

Short

8896

26.245 EUR

Common - ISIN NL0000235190

Swaps

Short

9134

26.168 EUR

Common - ISIN NL0000235190

Swaps

Short

9366

26.168 EUR

Common - ISIN NL0000235190

Swaps

Short

14308

26.245 EUR

Common - ISIN NL0000235190

Swaps

Short

14529

26.245 EUR

Common - ISIN NL0000235190

Swaps

Short

15063

26.168 EUR

Common - ISIN NL0000235190

Swaps

Short

15293

26.168 EUR

Common - ISIN NL0000235190

Swaps

Short

19005

25.571 EUR

Common - ISIN NL0000235190

Swaps

Short

20246

25.571 EUR

Common - ISIN NL0000235190

Swaps

Short

20760

25.571 EUR

Common - ISIN NL0000235190

Swaps

Short

30000

26.489 EUR

Common - ISIN NL0000235190

Swaps

Short

33387

25.571 EUR

Common - ISIN NL0000235190

Swaps

Short

33901

25.571 EUR

Common - ISIN NL0000235190

Swaps

Short

150848

26.245 EUR

Common - ISIN NL0000235190

Swaps

Short

158787

26.168 EUR

Common - ISIN NL0000235190

Swaps

Short

339376

26.245 EUR

Common - ISIN NL0000235190

Swaps

Short

351979

25.571 EUR

Common - ISIN NL0000235190

Swaps

Short

357236

26.168 EUR

Common - ISIN NL0000235190

Swaps

Short

791875

25.571 EUR

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

Common - ISIN NL0000235190

Call Option

Writing

80,000

28

AMERICAN

21/12/2012

0.94

Common - ISIN NL0000235190

Put Option

Purchasing

80,000

24

AMERICAN

21/12/2012

0.94

Common - ISIN NL0000235190

Put Option

Writing

403,000

26

AMERICAN

16/11/2012

2.1

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

14/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Petroceltic International PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Petroceltic International PLC

(d)

Date dealing undertaken:

13/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN IE0003186172

Purchase

52,600

0.074 GBP

0.074 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

14/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Redrow PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Redrow PLC

(d)

Date dealing undertaken:

13/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0007282386

Purchase

9,147

1.517 GBP

1.482 GBP

Common - ISIN GB0007282386

Sale

10,309

1.519 GBP

1.494 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0007282386

Swaps

Short

1,734

1.505 GBP

Common - ISIN GB0007282386

Swaps

Short

1,931

1.494 GBP

Common - ISIN GB0007282386

Swaps

Short

1,269

1.51 GBP

Common - ISIN GB0007282386

Swaps

Long

1,319

1.511 GBP

Common - ISIN GB0007282386

Swaps

Long

2,308

1.511 GBP

Common - ISIN GB0007282386

Swaps

Long

884

1.501 GBP

Common - ISIN GB0007282386

Swaps

Long

253

1.503 GBP

Common - ISIN GB0007282386

Swaps

Long

282

1.512 GBP

Common - ISIN GB0007282386

Swaps

Long

860

1.512 GBP

Common - ISIN GB0007282386

Swaps

Long

4,403

1.511 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

14/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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