20th Nov 2015 11:49
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 19/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,730,965 | 17.05 GBP | 16.72 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,197,198 | 17.05 GBP | 16.7 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,948,440 | 16.84 GBP | 16.57 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,062,211 | 24.22 EUR | 23.74 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,966,383 | 16.87 GBP | 16.56 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,778,824 | 24.2 EUR | 23.76 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 30 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 30 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 39 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 49 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 70 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,987 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,959 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,763 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,028 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,601 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,844 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,192 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,432 | 16.687 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 661 | 23.945 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 109 | 16.619 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,207 | 16.619 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,003 | 16.619 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,950 | 16.672 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,080 | 16.672 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 291 | 16.695 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,052 | 16.695 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 60 | 23.921 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,902 | 23.921 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,415 | 16.672 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,034 | 16.672 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 49 | 16.695 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 890,889 | 23.928 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,665,297 | 16.678 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 184 | 23.786 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 475 | 23.776 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 844 | 23.782 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,472 | 23.784 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,132 | 23.86 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 40,840 | 24.003 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 384 | 23.827 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,616 | 23.827 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 97 | 16.662 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,403 | 16.662 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,530 | 16.596 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100,000 | 23.973 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 26,873 | 23.859 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 41,162 | 23.859 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,390 | 16.872 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,914 | 24.202 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 28,291 | 16.681 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,594 | 16.638 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 21,158 | 24.002 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 109 | 16.614 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,972 | 16.654 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,950 | 16.654 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,418 | 16.654 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,902 | 23.984 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 667 | 23.984 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,034 | 16.667 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,595 | 16.667 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,556 | 16.679 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,067 | 24.077 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 24.04 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 650 | 16.707 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 109 | 16.707 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 49 | 16.707 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 892,092 | 23.93 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 23.93 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,665,297 | 16.679 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 57 | 16.679 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 43 | 16.679 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,487 | 23.909 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 844 | 23.909 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 823 | 23.909 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 184 | 23.909 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,132 | 23.847 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 216 | 24.014 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 209 | 23.847 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 178 | 23.847 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,177 | 23.752 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,570 | 23.884 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,000 | 24.036 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,403 | 16.633 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 97 | 16.633 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,481 | 16.714 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,964 | 16.714 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,985 | 16.714 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,500 | 16.714 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 751 | 23.901 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 2 | 16.81 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 198 | 16.81 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 213 | 16.979 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,357 | 16.929 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,971 | 16.793 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 40,200 | 16.852 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 21,543 | 16.794 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 322 | 16.816 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 458 | 16.816 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,565 | 16.816 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,849 | 16.842 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 599 | 16.775 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,558 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9,178 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,955 | 16.845 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,280 | 16.859 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,302,561 | 16.859 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 254 | 16.772 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 225 | 16.805 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 789 | 16.795 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 200 | 16.772 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 127 | 16.816 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 225 | 16.816 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,409 | 16.979 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 13,027 | 16.816 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,453 | 16.809 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,286 | 16.809 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 183 | 16.768 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 128 | 16.809 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,693 | 16.922 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 207 | 16.978 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,565 | 16.84 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,085 | 16.847 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,300 | 16.847 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 552 | 16.836 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 315 | 16.847 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,302,561 | 16.861 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,197 | 16.861 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,014 | 16.77 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 286 | 16.791 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 200 | 16.791 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 92 | 16.791 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 862 | 16.856 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 39,338 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 68,397 | 16.758 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 40,338 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 69,660 | 16.758 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19,681 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 34,559 | 16.758 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,085 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,544 | 16.758 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 132,560 | 16.726 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 90,140 | 16.726 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 20/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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