15th Jan 2016 12:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Home Retail Group PLC | ||
| Home Retail Group PLC | ||
| 14/01/2016 | ||
| YES If YES, specify which: (J Sainsbury PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B19NKB76 | Purchase | 1,293,169 | 1.55 GBP | 1.447 GBP |
Common - ISIN GB00B19NKB76 | Sale | 931,965 | 1.586 GBP | 1.445 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B19NKB76 | Swaps | Long | 324,468 | 1.51 GBP |
Common - ISIN GB00B19NKB77 | Swaps | Short | 139,709 | 1.46 GBP |
Common - ISIN GB00B19NKB78 | Swaps | Short | 2,000 | 1.49 GBP |
Common - ISIN GB00B19NKB79 | Swaps | Short | 75,000 | 1.54 GBP |
Common - ISIN GB00B19NKB80 | Swaps | Short | 10,000 | 1.53 GBP |
Common - ISIN GB00B19NKB81 | Swaps | Long | 7,096 | 1.53 GBP |
Common - ISIN GB00B19NKB82 | Swaps | Short | 480 | 1.55 GBP |
Common - ISIN GB00B19NKB83 | Swaps | Short | 1,284 | 1.55 GBP |
Common - ISIN GB00B19NKB84 | Swaps | Short | 1,566 | 1.55 GBP |
Common - ISIN GB00B19NKB85 | Swaps | Short | 3,152 | 1.55 GBP |
Common - ISIN GB00B19NKB86 | Swaps | Short | 7,260 | 1.55 GBP |
Common - ISIN GB00B19NKB87 | Swaps | Short | 10,799 | 1.54 GBP |
Common - ISIN GB00B19NKB88 | Swaps | Short | 13,822 | 1.55 GBP |
Common - ISIN GB00B19NKB89 | Swaps | Short | 20,482 | 1.55 GBP |
Common - ISIN GB00B19NKB90 | Swaps | Long | 22,846 | 1.55 GBP |
Common - ISIN GB00B19NKB91 | Swaps | Long | 16,772 | 1.55 GBP |
Common - ISIN GB00B19NKB92 | Swaps | Long | 16,657 | 1.55 GBP |
Common - ISIN GB00B19NKB93 | Swaps | Long | 10,579 | 1.53 GBP |
Common - ISIN GB00B19NKB94 | Swaps | Long | 3,976 | 1.54 GBP |
Common - ISIN GB00B19NKB95 | Swaps | Long | 3,974 | 1.54 GBP |
Common - ISIN GB00B19NKB96 | Swaps | Long | 3,152 | 1.55 GBP |
Common - ISIN GB00B19NKB97 | Swaps | Long | 1,279 | 1.58 GBP |
Common - ISIN GB00B19NKB98 | Swaps | Long | 1 | 1.55 GBP |
Common - ISIN GB00B19NKB99 | Swaps | Short | 51 | 1.48 GBP |
Common - ISIN GB00B19NKB100 | Swaps | Short | 576 | 1.48 GBP |
Common - ISIN GB00B19NKB101 | Swaps | Short | 1,075 | 1.45 GBP |
Common - ISIN GB00B19NKB102 | Swaps | Short | 9,884 | 1.46 GBP |
Common - ISIN GB00B19NKB103 | Swaps | Long | 2,238 | 1.52 GBP |
Common - ISIN GB00B19NKB104 | Swaps | Long | 1,273 | 1.53 GBP |
Common - ISIN GB00B19NKB105 | Swaps | Short | 3,511 | 1.52 GBP |
Common - ISIN GB00B19NKB106 | Swaps | Long | 9,504 | 1.54 GBP |
Common - ISIN GB00B19NKB107 | Swaps | Long | 1,363 | 1.53 GBP |
Common - ISIN GB00B19NKB108 | Swaps | Short | 1,363 | 1.53 GBP |
Common - ISIN GB00B19NKB109 | Swaps | Short | 9,504 | 1.53 GBP |
Common - ISIN GB00B19NKB110 | Swaps | Short | 10,228 | 1.53 GBP |
Common - ISIN GB00B19NKB111 | Swaps | Short | 15,766 | 1.53 GBP |
Common - ISIN GB00B19NKB112 | Swaps | Short | 80,487 | 1.53 GBP |
Common - ISIN GB00B19NKB113 | Swaps | Short | 59 | 1.49 GBP |
Common - ISIN GB00B19NKB114 | Swaps | Short | 1,487 | 1.54 GBP |
Common - ISIN GB00B19NKB115 | Swaps | Short | 1,767 | 1.51 GBP |
Common - ISIN GB00B19NKB116 | Swaps | Short | 2,061 | 1.49 GBP |
Common - ISIN GB00B19NKB117 | Swaps | Short | 2,704 | 1.49 GBP |
Common - ISIN GB00B19NKB118 | Swaps | Short | 2,721 | 1.51 GBP |
Common - ISIN GB00B19NKB119 | Swaps | Short | 3,044 | 1.52 GBP |
Common - ISIN GB00B19NKB120 | Swaps | Short | 6,463 | 1.51 GBP |
Common - ISIN GB00B19NKB121 | Swaps | Short | 7,973 | 1.53 GBP |
Common - ISIN GB00B19NKB122 | Swaps | Short | 10,751 | 1.51 GBP |
Common - ISIN GB00B19NKB123 | Swaps | Short | 18,063 | 1.52 GBP |
Common - ISIN GB00B19NKB124 | Swaps | Short | 27,571 | 1.51 GBP |
Common - ISIN GB00B19NKB125 | Swaps | Long | 23,299 | 1.53 GBP |
Common - ISIN GB00B19NKB126 | Swaps | Long | 3,338 | 1.53 GBP |
Common - ISIN GB00B19NKB127 | Swaps | Long | 2,530 | 1.53 GBP |
Common - ISIN GB00B19NKB128 | Swaps | Long | 2,335 | 1.53 GBP |
Common - ISIN GB00B19NKB129 | Swaps | Long | 1,261 | 1.53 GBP |
Common - ISIN GB00B19NKB130 | Swaps | Long | 1,150 | 1.53 GBP |
Common - ISIN GB00B19NKB131 | Swaps | Long | 623 | 1.53 GBP |
Common - ISIN GB00B19NKB132 | Swaps | Short | 26 | 1.49 GBP |
Common - ISIN GB00B19NKB133 | Swaps | Short | 630 | 1.54 GBP |
Common - ISIN GB00B19NKB134 | Swaps | Short | 814 | 1.51 GBP |
Common - ISIN GB00B19NKB135 | Swaps | Short | 942 | 1.49 GBP |
Common - ISIN GB00B19NKB136 | Swaps | Short | 1,028 | 1.51 GBP |
Common - ISIN GB00B19NKB137 | Swaps | Short | 1,062 | 1.52 GBP |
Common - ISIN GB00B19NKB138 | Swaps | Short | 1,133 | 1.49 GBP |
Common - ISIN GB00B19NKB139 | Swaps | Short | 2,822 | 1.51 GBP |
Common - ISIN GB00B19NKB140 | Swaps | Short | 4,290 | 1.51 GBP |
Common - ISIN GB00B19NKB141 | Swaps | Short | 6,396 | 1.50 GBP |
Common - ISIN GB00B19NKB142 | Swaps | Short | 8,053 | 1.52 GBP |
Common - ISIN GB00B19NKB143 | Swaps | Short | 15 | 1.49 GBP |
Common - ISIN GB00B19NKB144 | Swaps | Short | 401 | 1.54 GBP |
Common - ISIN GB00B19NKB145 | Swaps | Short | 486 | 1.51 GBP |
Common - ISIN GB00B19NKB146 | Swaps | Short | 579 | 1.49 GBP |
Common - ISIN GB00B19NKB147 | Swaps | Short | 688 | 1.51 GBP |
Common - ISIN GB00B19NKB148 | Swaps | Short | 732 | 1.49 GBP |
Common - ISIN GB00B19NKB149 | Swaps | Short | 798 | 1.52 GBP |
Common - ISIN GB00B19NKB150 | Swaps | Short | 1,789 | 1.51 GBP |
Common - ISIN GB00B19NKB151 | Swaps | Short | 2,099 | 1.53 GBP |
Common - ISIN GB00B19NKB152 | Swaps | Short | 2,852 | 1.51 GBP |
Common - ISIN GB00B19NKB153 | Swaps | Short | 4,982 | 1.52 GBP |
Common - ISIN GB00B19NKB154 | Swaps | Short | 7,419 | 1.51 GBP |
Common - ISIN GB00B19NKB155 | Swaps | Short | 1 | 1.53 GBP |
Common - ISIN GB00B19NKB156 | Swaps | Short | 1 | 1.53 GBP |
Common - ISIN GB00B19NKB157 | Swaps | Short | 6 | 1.50 GBP |
Common - ISIN GB00B19NKB158 | Swaps | Short | 10 | 1.51 GBP |
Common - ISIN GB00B19NKB159 | Swaps | Short | 30 | 1.51 GBP |
Common - ISIN GB00B19NKB160 | Swaps | Short | 79 | 1.51 GBP |
Common - ISIN GB00B19NKB161 | Swaps | Short | 139 | 1.49 GBP |
Common - ISIN GB00B19NKB162 | Swaps | Short | 183 | 1.49 GBP |
Common - ISIN GB00B19NKB163 | Swaps | Short | 284 | 1.51 GBP |
Common - ISIN GB00B19NKB164 | Swaps | Short | 300 | 1.51 GBP |
Common - ISIN GB00B19NKB165 | Swaps | Short | 386 | 1.52 GBP |
Common - ISIN GB00B19NKB166 | Swaps | Short | 417 | 1.49 GBP |
Common - ISIN GB00B19NKB167 | Swaps | Short | 729 | 1.52 GBP |
Common - ISIN GB00B19NKB168 | Swaps | Short | 753 | 1.52 GBP |
Common - ISIN GB00B19NKB169 | Swaps | Short | 807 | 1.49 GBP |
Common - ISIN GB00B19NKB170 | Swaps | Short | 1,025 | 1.49 GBP |
Common - ISIN GB00B19NKB171 | Swaps | Short | 1,052 | 1.49 GBP |
Common - ISIN GB00B19NKB172 | Swaps | Short | 1,053 | 1.52 GBP |
Common - ISIN GB00B19NKB173 | Swaps | Short | 1,158 | 1.52 GBP |
Common - ISIN GB00B19NKB174 | Swaps | Short | 1,164 | 1.51 GBP |
Common - ISIN GB00B19NKB175 | Swaps | Short | 1,210 | 1.53 GBP |
Common - ISIN GB00B19NKB176 | Swaps | Short | 1,245 | 1.52 GBP |
Common - ISIN GB00B19NKB177 | Swaps | Short | 1,284 | 1.51 GBP |
Common - ISIN GB00B19NKB178 | Swaps | Short | 1,659 | 1.51 GBP |
Common - ISIN GB00B19NKB179 | Swaps | Short | 1,943 | 1.51 GBP |
Common - ISIN GB00B19NKB180 | Swaps | Short | 2,036 | 1.51 GBP |
Common - ISIN GB00B19NKB181 | Swaps | Short | 2,621 | 1.51 GBP |
Common - ISIN GB00B19NKB182 | Swaps | Short | 3,044 | 1.53 GBP |
Common - ISIN GB00B19NKB183 | Swaps | Short | 3,684 | 1.51 GBP |
Common - ISIN GB00B19NKB184 | Swaps | Short | 3,956 | 1.53 GBP |
Common - ISIN GB00B19NKB185 | Swaps | Short | 4,017 | 1.49 GBP |
Common - ISIN GB00B19NKB186 | Swaps | Short | 4,122 | 1.52 GBP |
Common - ISIN GB00B19NKB187 | Swaps | Short | 4,733 | 1.50 GBP |
Common - ISIN GB00B19NKB188 | Swaps | Short | 4,975 | 1.52 GBP |
Common - ISIN GB00B19NKB189 | Swaps | Short | 5,652 | 1.49 GBP |
Common - ISIN GB00B19NKB190 | Swaps | Short | 7,039 | 1.52 GBP |
Common - ISIN GB00B19NKB191 | Swaps | Short | 7,475 | 1.51 GBP |
Common - ISIN GB00B19NKB192 | Swaps | Short | 7,737 | 1.51 GBP |
Common - ISIN GB00B19NKB193 | Swaps | Short | 8,747 | 1.52 GBP |
Common - ISIN GB00B19NKB194 | Swaps | Short | 10,457 | 1.52 GBP |
Common - ISIN GB00B19NKB195 | Swaps | Short | 11,964 | 1.51 GBP |
Common - ISIN GB00B19NKB196 | Swaps | Short | 13,110 | 1.53 GBP |
Common - ISIN GB00B19NKB197 | Swaps | Short | 14,315 | 1.51 GBP |
Common - ISIN GB00B19NKB198 | Swaps | Short | 15,248 | 1.52 GBP |
Common - ISIN GB00B19NKB199 | Swaps | Short | 19,636 | 1.51 GBP |
Common - ISIN GB00B19NKB200 | Swaps | Short | 20,327 | 1.51 GBP |
Common - ISIN GB00B19NKB201 | Swaps | Short | 29,829 | 1.51 GBP |
Common - ISIN GB00B19NKB202 | Swaps | Short | 1 | 1.49 GBP |
Common - ISIN GB00B19NKB203 | Swaps | Short | 1 | 1.53 GBP |
Common - ISIN GB00B19NKB204 | Swaps | Short | 1 | 1.53 GBP |
Common - ISIN GB00B19NKB205 | Swaps | Short | 6 | 1.51 GBP |
Common - ISIN GB00B19NKB206 | Swaps | Short | 1 | 1.53 GBP |
Common - ISIN GB00B19NKB207 | Swaps | Short | 1 | 1.53 GBP |
Common - ISIN GB00B19NKB208 | Swaps | Short | 2 | 1.48 GBP |
Common - ISIN GB00B19NKB209 | Swaps | Short | 88 | 1.49 GBP |
Common - ISIN GB00B19NKB210 | Swaps | Short | 1,819 | 1.53 GBP |
Common - ISIN GB00B19NKB211 | Swaps | Short | 2,182 | 1.50 GBP |
Common - ISIN GB00B19NKB212 | Swaps | Short | 2,661 | 1.48 GBP |
Common - ISIN GB00B19NKB213 | Swaps | Short | 3,536 | 1.49 GBP |
Common - ISIN GB00B19NKB214 | Swaps | Short | 3,576 | 1.51 GBP |
Common - ISIN GB00B19NKB215 | Swaps | Short | 4,617 | 1.52 GBP |
Common - ISIN GB00B19NKB216 | Swaps | Short | 6,453 | 1.53 GBP |
Common - ISIN GB00B19NKB217 | Swaps | Short | 8,587 | 1.51 GBP |
Common - ISIN GB00B19NKB218 | Swaps | Short | 15,826 | 1.51 GBP |
Common - ISIN GB00B19NKB219 | Swaps | Short | 21,001 | 1.52 GBP |
Common - ISIN GB00B19NKB220 | Swaps | Short | 30,217 | 1.51 GBP |
Common - ISIN GB00B19NKB221 | Swaps | Short | 8 | 1.49 GBP |
Common - ISIN GB00B19NKB222 | Swaps | Short | 180 | 1.53 GBP |
Common - ISIN GB00B19NKB223 | Swaps | Short | 215 | 1.50 GBP |
Common - ISIN GB00B19NKB224 | Swaps | Short | 264 | 1.48 GBP |
Common - ISIN GB00B19NKB225 | Swaps | Short | 352 | 1.49 GBP |
Common - ISIN GB00B19NKB226 | Swaps | Short | 354 | 1.51 GBP |
Common - ISIN GB00B19NKB227 | Swaps | Short | 472 | 1.52 GBP |
Common - ISIN GB00B19NKB228 | Swaps | Short | 644 | 1.53 GBP |
Common - ISIN GB00B19NKB229 | Swaps | Short | 856 | 1.51 GBP |
Common - ISIN GB00B19NKB230 | Swaps | Short | 1,579 | 1.51 GBP |
Common - ISIN GB00B19NKB231 | Swaps | Short | 2,100 | 1.52 GBP |
Common - ISIN GB00B19NKB232 | Swaps | Short | 3,020 | 1.51 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 15/01/2016 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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