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Form 8.5 (EPT/RI) Xstrata Plc Replacement

8th Mar 2012 11:09

RNS Number : 9595Y
Morgan Stanley Securities Limited
08 March 2012
 



AMENDMENT

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date dealing undertaken:

29th February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

 

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ORD USD

PURCHASES

4,482,621

12.3800 GBP

12.0000 GBP

ORD USD

SALES

4,321,567

12.3750 GBP

11.9820 GBP

(b) Derivatives transactions (other than options)

Class of relevant security

Product description e.g CFD

 

Nature of dealing

e.g

opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

ORD USD

CFD

LONG

3,143

11.9796

 

ORD USD

CFD

LONG

5

11.9796

 

ORD USD

CFD

LONG

112

11.9796

 

ORD USD

CFD

LONG

10,882

11.9796

 

ORD USD

CFD

LONG

5,483

11.9989

 

ORD USD

CFD

LONG

21,546

12.0170

 

ORD USD

CFD

LONG

1,678

12.0603

 

ORD USD

CFD

LONG

636

12.0603

 

ORD USD

CFD

LONG

15,000

12.1779

 

ORD USD

CFD

LONG

68

12.2040

 

ORD USD

CFD

LONG

1,748

12.2142

 

ORD USD

CFD

LONG

774

12.2389

 

ORD USD

CFD

LONG

409

12.2439

 

ORD USD

CFD

LONG

10,541

12.2439

 

ORD USD

CFD

LONG

1,959

12.2439

 

ORD USD

CFD

LONG

4,680

12.2549

 

ORD USD

CFD

LONG

1,320

12.2549

 

ORD USD

CFD

LONG

67,504

12.2592

 

ORD USD

CFD

LONG

21,200

12.2592

 

ORD USD

CFD

LONG

4,195

12.2600

 

ORD USD

CFD

LONG

1,811

12.2763

 

ORD USD

CFD

LONG

100,000

12.2884

 

ORD USD

CFD

LONG

1,035

12.3166

 

ORD USD

CFD

LONG

1,043

12.3166

 

ORD USD

CFD

SHORT

4,505

12.0000

 

ORD USD

CFD

SHORT

27,482

12.0000

 

ORD USD

CFD

SHORT

27,534

12.0000

 

ORD USD

CFD

SHORT

190

12.0010

 

ORD USD

CFD

SHORT

1,678

12.0013

 

ORD USD

CFD

SHORT

1,498

12.0055

 

ORD USD

CFD

SHORT

3,985

12.0078

 

ORD USD

CFD

SHORT

6,111

12.0204

 

ORD USD

CFD

SHORT

24

12.0204

 

ORD USD

CFD

SHORT

3,809

12.0595

 

ORD USD

CFD

SHORT

14,655

12.0595

 

ORD USD

CFD

SHORT

794

12.0595

 

ORD USD

CFD

SHORT

2,084

12.1085

 

ORD USD

CFD

SHORT

3,721

12.1500

 

ORD USD

CFD

SHORT

68

12.2010

 

ORD USD

CFD

SHORT

3,267

12.2093

 

ORD USD

CFD

SHORT

2,919

12.2148

 

ORD USD

CFD

SHORT

2,418

12.2530

 

ORD USD

CFD

SHORT

2,120

12.2530

 

ORD USD

CFD

SHORT

1,043

12.2700

 

ORD USD

CFD

SHORT

15,951

12.2749

 

ORD USD

CFD

SHORT

1,262

12.2749

 

ORD USD

CFD

SHORT

2,026

12.2883

 

ORD USD

CFD

SHORT

25,000

12.3023

 

ORD USD

CFD

SHORT

1,201

12.3190

 

ORD USD

CFD

SHORT

4,680

12.3351

 

ORD USD

CFD

SHORT

1,320

12.3351

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (GBP)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (GBP)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

8th March 2012

Contact name:

Jenna Harrison

Telephone number:

0207 677 5870

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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