8th Jul 2010 10:45
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|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
|
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
07/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0009697037 |
Purchase |
148,116 |
GBP 6.24 |
GBP 6.13 |
|
|
Common - GB0009697037 |
Sale |
331,243 |
GBP 6.24 |
GBP 6.18 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
LONG |
17204 |
GBP 6.19 |
|
|
Common - GB0009697037 |
Swap |
LONG |
249 |
GBP 6.13 |
|
|
Common - GB0009697037 |
Swap |
LONG |
249 |
GBP 6.20 |
|
|
Common - GB0009697037 |
Swap |
LONG |
406 |
GBP 6.19 |
|
|
Common - GB0009697037 |
Swap |
LONG |
455 |
GBP 6.20 |
|
|
Common - GB0009697037 |
Swap |
LONG |
566 |
GBP 6.13 |
|
|
Common - GB0009697037 |
Swap |
LONG |
678 |
GBP 6.14 |
|
|
Common - GB0009697037 |
Swap |
LONG |
727 |
GBP 6.19 |
|
|
Common - GB0009697037 |
Swap |
LONG |
152 |
GBP 6.14 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1576 |
GBP 6.19 |
|
|
Common - GB0009697037 |
Swap |
LONG |
20029 |
GBP 6.18 |
|
|
Common - GB0009697037 |
Swap |
LONG |
966 |
GBP 6.20 |
|||||
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
||||
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
SHORT |
580 |
GBP 6.14 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
215000 |
GBP 6.18 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
3090 |
GBP 6.19 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
2369 |
GBP 6.18 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
2214 |
GBP 6.24 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1911 |
GBP 6.21 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1220 |
GBP 6.18 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
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|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
08/07/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management |
|
|
|
LLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
07/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
11,080 |
GBP 9.30 |
GBP 9.04 |
|
|
Common - NL0009347863 |
Sale |
10,424 |
GBP 9.29 |
GBP 9.08 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
1617 |
GBP 9.21 |
|
|
Common - NL0009347863 |
Swap |
LONG |
12 |
GBP 9.12 |
|
|
Common - NL0009347863 |
Swap |
LONG |
15 |
GBP 9.04 |
|
|
Common - NL0009347863 |
Swap |
LONG |
344 |
GBP 9.04 |
|
|
Common - NL0009347863 |
Swap |
LONG |
743 |
GBP 9.21 |
|
|
Common - NL0009347863 |
Swap |
LONG |
747 |
GBP 9.21 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1 |
GBP 9.21 |
|
|
Common - NL0009347863 |
Swap |
LONG |
921 |
GBP 9.21 |
|
|
Common - NL0009347863 |
Swap |
LONG |
3648 |
GBP 9.21 |
|
|
Common - NL0009347863 |
Swap |
LONG |
826 |
GBP 9.21 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1 |
GBP 9.17 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
6640 |
GBP 9.25 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
835 |
GBP 9.15 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
747 |
GBP 9.24 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
743 |
GBP 9.17 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
344 |
GBP 9.15 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
08/07/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
|
Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
07/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
704,874 |
GBP 6.94 |
GBP 6.90 |
|
|
Common - GB0001411924 |
Sale |
515,456 |
GBP 6.93 |
GBP 6.90 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
08/07/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil |
|
|
|
Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
07/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
32,712 |
GBP 14.24 |
GBP 13.89 |
|
|
Common - GB0033252056 |
Sale |
91,338 |
GBP 14.51 |
GBP 14.06 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
211 |
GBP 14.03 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1782 |
GBP 14.04 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1127 |
GBP 14.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
879 |
GBP 13.92 |
|
|
Common - GB0033252056 |
Swap |
LONG |
754 |
GBP 14.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
741 |
GBP 14.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
719 |
GBP 14.03 |
|
|
Common - GB0033252056 |
Swap |
LONG |
692 |
GBP 14.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
445 |
GBP 14.06 |
|
|
Common - GB0033252056 |
Swap |
LONG |
13 |
GBP 14.20 |
|
|
Common - GB0033252056 |
Swap |
LONG |
326 |
GBP 14.20 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2432 |
GBP 14.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
190 |
GBP 14.20 |
|
|
Common - GB0033252056 |
Swap |
LONG |
153 |
GBP 14.24 |
|
|
Common - GB0033252056 |
Swap |
LONG |
132 |
GBP 14.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
100 |
GBP 14.21 |
|
|
Common - GB0033252056 |
Swap |
LONG |
100 |
GBP 14.19 |
|
|
Common - GB0033252056 |
Swap |
LONG |
100 |
GBP 14.08 |
|
|
Common - GB0033252056 |
Swap |
LONG |
40 |
GBP 14.08 |
|
|
Common - GB0033252056 |
Swap |
LONG |
23 |
GBP 14.20 |
|
|
Common - GB0033252056 |
Swap |
LONG |
350 |
GBP 13.92 |
|
|
Common - GB0033252056 |
Swap |
LONG |
3408 |
GBP 13.90 |
|
|
Common - GB0033252056 |
Swap |
LONG |
6514 |
GBP 14.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
7513 |
GBP 14.06 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1863 |
GBP 14.15 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1786 |
GBP 14.20 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
SHORT |
2926 |
GBP 14.13 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
174 |
GBP 14.06 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
317 |
GBP 14.10 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
351 |
GBP 14.51 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
380 |
GBP 14.18 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
545 |
GBP 14.07 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
570 |
GBP 14.18 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
615 |
GBP 14.22 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
635 |
GBP 14.10 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1147 |
GBP 14.07 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
3000 |
GBP 14.22 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
4922 |
GBP 14.19 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
7513 |
GBP 14.06 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
11848 |
GBP 14.07 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
55000 |
GBP 14.51 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
23 |
GBP 14.18 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1053 |
GBP 14.07 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
|
3. OTHER INFORMATION |
|||
|
|
(a) Indemnity and other dealing arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the |
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disclosure and any party to the offer or any person acting in concert with a party to the |
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offer: |
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NONE |
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(b) Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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Date of disclosure: |
08/07/2010 |
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Contact name: |
Bhavika Mistry |
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Telephone number: |
+44 207 995 4747 |
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