11th Nov 2015 11:36
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 10/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,325,124 | 17.14 GBP | 16.91 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,319,074 | 17.22 GBP | 16.89 GBP |
Common - ISIN GB00B03MM408 | Sale | 1 | 24.02 EUR | 24.02 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,452,171 | 17.05 GBP | 16.82 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 715,987 | 24.11 EUR | 23.91 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,260 | 25.95 CHF | 25.71 CHF |
Common - ISIN GB00B03MLX29 | Sale | 1,320,143 | 17.12 GBP | 16.83 GBP |
Common - ISIN GB00B03MLX29 | Sale | 866,360 | 24.2 EUR | 23.89 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,260 | 25.95 CHF | 25.71 CHF |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,283 | 16.875 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,495 | 16.878 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,264 | 16.876 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,310 | 16.911 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 896 | 23.926 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,708 | 24.001 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,914 | 16.862 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,932 | 16.892 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,329 | 23.976 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 55,682 | 16.914 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,005 | 16.884 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,586 | 16.884 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 448 | 17.003 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 173 | 16.826 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 220 | 16.826 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,223 | 16.85 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,367 | 16.826 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,913 | 16.85 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 403,989 | 24.014 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,393 | 16.89 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,024,155 | 16.89 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,350 | 16.926 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,536 | 16.912 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,704 | 23.985 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 169 | 24.011 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 207 | 23.919 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 375 | 23.919 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,503 | 16.898 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 26,366 | 23.997 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 333 | 24.024 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,763 | 16.886 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,586 | 16.897 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,403 | 16.844 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 403,989 | 24.015 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,067 | 24.015 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 528 | 24.015 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,023,836 | 16.891 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,024 | 16.916 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,350 | 16.915 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,512 | 16.915 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,650 | 24.198 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 165 | 24.204 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 54 | 24.204 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 283 | 23.968 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 193 | 24.184 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 182 | 23.968 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 169 | 23.968 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,704 | 23.985 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,204 | 24.005 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 23.974 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 244 | 16.85 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,731 | 16.977 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,160 | 16.974 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 132,305 | 23.999 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 36,283 | 23.999 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,388 | 23.999 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,113 | 23.999 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,828 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,795 | 16.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,156 | 16.99 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,905 | 16.946 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,379 | 17.111 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 383 | 17.085 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,940 | 16.904 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 100 | 17.02 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,400 | 17.009 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 794,637 | 16.982 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 404 | 17.112 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 17,790 | 16.995 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 35,195 | 16.991 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 119 | 17.003 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 190 | 16.991 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 198 | 16.981 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 200 | 17.003 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,691 | 16.995 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7 | 17.122 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 239 | 17.122 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,646 | 16.968 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 439 | 17.109 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 302 | 16.918 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1 | 24.024 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 81 | 16.955 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,335 | 16.963 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,373 | 16.921 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,037 | 16.921 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,500 | 17.038 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 794,637 | 16.986 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,144 | 16.986 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 500 | 16.986 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 35,195 | 16.994 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,419 | 16.994 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,371 | 17.022 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 248 | 17.039 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,691 | 16.995 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,431 | 17.079 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 948 | 17.079 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 20,049 | 16.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 27,764 | 16.962 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19,689 | 17.114 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 11/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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