2nd Nov 2015 11:42
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 30/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,918,949 | 17.28 GBP | 16.95 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,979,821 | 17.28 GBP | 16.94 GBP |
Common - ISIN GB00B03MM408 | Purchase | 2 | 24.01 EUR | 24.01 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 1,830,638 | 17.13 GBP | 16.84 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 853,349 | 24 EUR | 23.58 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,800,852 | 17.05 GBP | 16.88 GBP |
Common - ISIN GB00B03MLX29 | Sale | 742,099 | 23.88 EUR | 23.61 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 21,784 | 23.798 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 37,822 | 16.994 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4 | 16.901 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,803 | 16.901 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,198 | 16.901 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 26 | 16.9 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 181 | 23.855 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 390 | 23.855 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,760 | 23.855 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 798 | 16.889 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,512 | 16.889 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 520,086 | 23.752 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,208,555 | 16.944 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 85 | 16.933 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,080 | 16.988 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,166 | 16.933 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,200 | 23.803 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 47,739 | 23.833 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 429 | 16.96 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,773 | 23.72 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,215 | 23.72 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,241 | 23.72 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 42,592 | 23.72 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 728 | 23.834 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 23.784 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 40 | 17.007 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5 | 23.736 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16 | 16.868 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,762 | 23.879 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,328 | 23.877 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,410 | 17.043 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,240 | 17.038 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,581 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,185 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,067 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 800 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 733 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 706 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 692 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 600 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 568 | 23.842 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 463 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 463 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 462 | 23.842 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 428 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 383 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 141 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 124 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 104 | 23.842 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6 | 23.907 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 520,094 | 23.754 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,746 | 23.754 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,207,585 | 16.946 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,166 | 16.943 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,165 | 17.007 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,500 | 23.79 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,350 | 23.79 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 23.789 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,470 | 23.798 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,521 | 23.81 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 800 | 23.777 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 424 | 23.798 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 135 | 23.798 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,042 | 23.796 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,912 | 23.813 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 23.829 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,019 | 16.899 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 54 | 23.827 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 48 | 16.898 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,548 | 16.947 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,595 | 23.825 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 299 | 17.252 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,420 | 16.999 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,951 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2 | 24.006 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,361 | 17.09 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,598 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,598 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,598 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,598 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 26,400 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 33,959 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 39,600 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 39,600 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 193,600 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,849 | 17.001 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 606 | 16.977 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 220 | 16.985 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9,849 | 17.031 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 400 | 17.045 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,060 | 17.047 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 870,226 | 17.04 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 106,985 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,665 | 17.068 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 15,452 | 17.056 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 536 | 17.005 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 41 | 16.978 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,064 | 17.086 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 232 | 17.086 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 84,229 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,849 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,338 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,494 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,318 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,208 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 815 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 719 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 658 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 510 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 478 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 459 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 268 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 227 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 207 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 115 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 93 | 17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,408 | 17.106 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,352 | 17.106 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,275 | 17.073 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,850 | 17.044 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,296 | 17.146 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 870,226 | 17.041 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 701 | 17.041 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,226 | 17.077 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,665 | 17.056 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,226 | 17.056 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 566 | 17.004 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 540 | 17.014 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,618 | 17.142 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,135 | 16.939 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 58,868 | 17.014 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 411,551 | 17 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 02/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L