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Form 8.5 (EPT/RI)

5th Aug 2014 10:59

RNS Number : 2833O
Bank of America Merrill Lynch
05 August 2014
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Balfour Beatty PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Balfour Beatty PLC

(d)

Date dealing undertaken:

04/08/2014

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0000961622

Purchase

170,392

2.474 GBP

2.435 GBP

Common - ISIN GB0000961622

Sale

179,565

2.47 GBP

2.435 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0000961622

Swaps

Long

9,392

2.455 GBP

Common - ISIN GB0000961622

Swaps

Long

1,203

2.46 GBP

Common - ISIN GB0000961622

Swaps

Short

2,981

2.446 GBP

Common - ISIN GB0000961622

Swaps

Short

6,412

2.446 GBP

Common - ISIN GB0000961622

Swaps

Short

1,596

2.446 GBP

Common - ISIN GB0000961622

Swaps

Long

1,596

2.449 GBP

Common - ISIN GB0000961622

Swaps

Long

464

2.465 GBP

Common - ISIN GB0000961622

Swaps

Short

1,203

2.446 GBP

Common - ISIN GB0000961622

Swaps

Long

3,568

2.458 GBP

Common - ISIN GB0000961622

Swaps

Short

10,577

2.446 GBP

Common - ISIN GB0000961622

Swaps

Short

544

2.452 GBP

Common - ISIN GB0000961622

Swaps

Short

587

2.452 GBP

Common - ISIN GB0000961622

Swaps

Short

1,985

2.454 GBP

Common - ISIN GB0000961622

Swaps

Short

464

2.446 GBP

Common - ISIN GB0000961622

Swaps

Long

6,412

2.455 GBP

Common - ISIN GB0000961622

Swaps

Short

960

2.447 GBP

Common - ISIN GB0000961622

Swaps

Long

15,745

2.445 GBP

Common - ISIN GB0000961622

Swaps

Short

59

2.455 GBP

Common - ISIN GB0000961622

Swaps

Long

3,523

2.445 GBP

Common - ISIN GB0000961622

Swaps

Short

15,745

2.455 GBP

Common - ISIN GB0000961622

Swaps

Short

43,742

2.44 GBP

Common - ISIN GB0000961622

Swaps

Long

75,486

2.449 GBP

Common - ISIN GB0000961622

Swaps

Short

70,762

2.461 GBP

Common - ISIN GB0000961622

Swaps

Long

2,395

2.44 GBP

Common - ISIN GB0000961622

Swaps

Long

4,742

2.44 GBP

Common - ISIN GB0000961622

Swaps

Long

2,340

2.44 GBP

Common - ISIN GB0000961622

Swaps

Short

8,240

2.464 GBP

Common - ISIN GB0000961622

Swaps

Short

312

2.453 GBP

Common - ISIN GB0000961622

Swaps

Long

23,340

2.44 GBP

Common - ISIN GB0000961622

Swaps

Long

29,099

2.44 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

05/08/2014

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Carillion PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Balfour Beatty PLC

(d)

Date dealing undertaken:

04/08/2014

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0007365546

Purchase

89,433

3.32 GBP

3.28 GBP

Common - ISIN GB0007365546

Sale

36,822

3.318 GBP

3.3 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0007365546

Swaps

Short

10,260

3.307 GBP

Common - ISIN GB0007365546

Swaps

Short

23,800

3.298 GBP

Common - ISIN GB0007365546

Swaps

Long

1,056

3.309 GBP

Common - ISIN GB0007365546

Swaps

Short

238

3.299 GBP

Common - ISIN GB0007365546

Swaps

Long

777

3.309 GBP

Common - ISIN GB0007365546

Swaps

Long

238

3.309 GBP

Common - ISIN GB0007365546

Swaps

Short

202

3.3 GBP

Common - ISIN GB0007365546

Swaps

Short

1,056

3.308 GBP

Common - ISIN GB0007365546

Swaps

Short

385

3.308 GBP

Common - ISIN GB0007365546

Swaps

Long

238

3.309 GBP

Common - ISIN GB0007365546

Swaps

Long

182

3.3 GBP

Common - ISIN GB0007365546

Swaps

Short

238

3.295 GBP

Common - ISIN GB0007365546

Swaps

Short

959

3.297 GBP

Common - ISIN GB0007365546

Swaps

Short

289

3.295 GBP

Common - ISIN GB0007365546

Swaps

Short

6,426

3.308 GBP

Common - ISIN GB0007365546

Swaps

Long

202

3.309 GBP

Common - ISIN GB0007365546

Swaps

Long

7,867

3.308 GBP

Common - ISIN GB0007365546

Swaps

Short

663

3.31 GBP

Common - ISIN GB0007365546

Swaps

Short

7,867

3.31 GBP

Common - ISIN GB0007365546

Swaps

Long

4,433

3.307 GBP

Common - ISIN GB0007365546

Swaps

Long

4,085

3.312 GBP

Common - ISIN GB0007365546

Swaps

Short

13,733

3.294 GBP

Common - ISIN GB0007365546

Swaps

Long

21,329

3.307 GBP

Common - ISIN GB0007365546

Swaps

Short

21,329

3.294 GBP

Common - ISIN GB0007365546

Swaps

Short

4,085

3.294 GBP

Common - ISIN GB0007365546

Swaps

Long

526

3.3 GBP

Common - ISIN GB0007365546

Swaps

Long

887

3.3 GBP

Common - ISIN GB0007365546

Swaps

Short

1,085

3.3 GBP

Common - ISIN GB0007365546

Swaps

Long

512

3.3 GBP

Common - ISIN GB0007365546

Swaps

Long

866

3.3 GBP

Common - ISIN GB0007365546

Swaps

Short

576

3.307 GBP

Common - ISIN GB0007365546

Swaps

Short

1,937

3.282 GBP

Common - ISIN GB0007365546

Swaps

Short

876

3.282 GBP

Common - ISIN GB0007365546

Swaps

Long

2,675

3.3 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

05/08/2014

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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