14th Aug 2017 09:12
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. |
(d) Date dealing undertaken: | 11 AUGUST 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 6,689,034 | 4.0940 GBP | 4.0100 GBP |
3p ordinary | SALES | 4,875,174 | 4.0940 GBP | 4.0090 GBP |
3p ordinary | SALES | 696,776 | 5.2979 USD | 5.2863 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 32,446 | 4.0142 GBP |
3p ordinary | CFD | LONG | 51,580 | 4.0149 GBP |
3p ordinary | CFD | LONG | 225 | 4.0166 GBP |
3p ordinary | CFD | LONG | 798 | 4.0194 GBP |
3p ordinary | CFD | LONG | 1,264 | 4.0194 GBP |
3p ordinary | CFD | LONG | 23 | 4.0195 GBP |
3p ordinary | CFD | LONG | 231 | 4.0210 GBP |
3p ordinary | CFD | LONG | 12 | 4.0225 GBP |
3p ordinary | CFD | LONG | 413 | 4.0225 GBP |
3p ordinary | CFD | LONG | 646 | 4.0226 GBP |
3p ordinary | CFD | LONG | 324 | 4.0315 GBP |
3p ordinary | CFD | LONG | 6,759 | 4.0344 GBP |
3p ordinary | CFD | LONG | 28,141 | 4.0344 GBP |
3p ordinary | CFD | LONG | 4,651 | 4.0344 GBP |
3p ordinary | CFD | LONG | 14,353 | 4.0344 GBP |
3p ordinary | CFD | LONG | 36,873 | 4.0349 GBP |
3p ordinary | CFD | LONG | 801 | 4.0399 GBP |
3p ordinary | CFD | LONG | 506 | 4.0399 GBP |
3p ordinary | CFD | LONG | 14 | 4.0400 GBP |
3p ordinary | CFD | LONG | 19,648 | 4.0408 GBP |
3p ordinary | CFD | LONG | 15,347 | 4.0462 GBP |
3p ordinary | CFD | LONG | 9,689 | 4.0462 GBP |
3p ordinary | CFD | LONG | 290 | 4.0464 GBP |
3p ordinary | CFD | LONG | 1,239 | 4.0468 GBP |
3p ordinary | CFD | LONG | 783 | 4.0468 GBP |
3p ordinary | CFD | LONG | 255,017 | 4.0477 GBP |
3p ordinary | CFD | LONG | 238,240 | 4.0477 GBP |
3p ordinary | CFD | LONG | 24 | 4.0487 GBP |
3p ordinary | CFD | LONG | 34,333 | 4.0545 GBP |
3p ordinary | CFD | LONG | 24 | 4.0545 GBP |
3p ordinary | CFD | LONG | 1,363 | 4.0546 GBP |
3p ordinary | CFD | LONG | 860 | 4.0546 GBP |
3p ordinary | CFD | LONG | 7,200 | 4.0556 GBP |
3p ordinary | CFD | LONG | 312,367 | 4.0579 GBP |
3p ordinary | CFD | LONG | 40,500 | 4.0579 GBP |
3p ordinary | CFD | LONG | 200,000 | 4.0585 GBP |
3p ordinary | CFD | LONG | 33,708 | 4.0621 GBP |
3p ordinary | CFD | LONG | 21,273 | 4.0621 GBP |
3p ordinary | CFD | LONG | 626 | 4.0621 GBP |
3p ordinary | CFD | LONG | 5,594 | 4.0629 GBP |
3p ordinary | CFD | LONG | 8,852 | 4.0629 GBP |
3p ordinary | CFD | LONG | 164 | 4.0629 GBP |
3p ordinary | CFD | LONG | 5,848 | 4.0635 GBP |
3p ordinary | CFD | LONG | 49,308 | 4.0669 GBP |
3p ordinary | CFD | LONG | 1,414 | 4.0670 GBP |
3p ordinary | CFD | LONG | 543 | 4.0677 GBP |
3p ordinary | CFD | LONG | 8,931 | 4.0709 GBP |
3p ordinary | CFD | LONG | 2,287 | 4.0712 GBP |
3p ordinary | CFD | LONG | 1,799 | 4.0723 GBP |
3p ordinary | CFD | LONG | 96,538 | 4.0724 GBP |
3p ordinary | CFD | LONG | 60,948 | 4.0724 GBP |
3p ordinary | CFD | LONG | 509 | 4.0728 GBP |
3p ordinary | CFD | LONG | 411,547 | 4.0746 GBP |
3p ordinary | CFD | LONG | 61 | 4.0747 GBP |
3p ordinary | CFD | LONG | 2,077 | 4.0748 GBP |
3p ordinary | CFD | LONG | 3,290 | 4.0748 GBP |
3p ordinary | CFD | LONG | 3,963 | 4.0773 GBP |
3p ordinary | CFD | LONG | 10,452 | 4.0790 GBP |
3p ordinary | CFD | LONG | 423 | 4.0854 GBP |
3p ordinary | CFD | LONG | 671 | 4.0854 GBP |
3p ordinary | CFD | LONG | 11 | 4.0900 GBP |
3p ordinary | CFD | SHORT | 5,704 | 4.0120 GBP |
3p ordinary | CFD | SHORT | 100,000 | 4.0148 GBP |
3p ordinary | CFD | SHORT | 37,982 | 4.0164 GBP |
3p ordinary | CFD | SHORT | 1,193 | 4.0217 GBP |
3p ordinary | CFD | SHORT | 100,000 | 4.0232 GBP |
3p ordinary | CFD | SHORT | 2,446 | 4.0298 GBP |
3p ordinary | CFD | SHORT | 1,975 | 4.0494 GBP |
3p ordinary | CFD | SHORT | 312,367 | 4.0509 GBP |
3p ordinary | CFD | SHORT | 20,758 | 4.0509 GBP |
3p ordinary | CFD | SHORT | 248,272 | 4.0519 GBP |
3p ordinary | CFD | SHORT | 197,456 | 4.0597 GBP |
3p ordinary | CFD | SHORT | 8,931 | 4.0599 GBP |
3p ordinary | CFD | SHORT | 18,929 | 4.0643 GBP |
3p ordinary | CFD | SHORT | 3,613 | 4.0722 GBP |
3p ordinary | CFD | SHORT | 45,346 | 4.0731 GBP |
3p ordinary | CFD | SHORT | 1,250,000 | 4.0740 GBP |
3p ordinary | CFD | SHORT | 94,411 | 4.0760 GBP |
3p ordinary | CFD | SHORT | 84,775 | 4.0760 GBP |
3p ordinary | CFD | SHORT | 132,005 | 4.0760 GBP |
3p ordinary | CFD | SHORT | 282,476 | 4.0760 GBP |
3p ordinary | CFD | SHORT | 305,641 | 4.0760 GBP |
3p ordinary | CFD | SHORT | 224,558 | 4.0771 GBP |
3p ordinary | CFD | SHORT | 10,092 | 4.0771 GBP |
3p ordinary | CFD | SHORT | 17,662 | 4.0771 GBP |
3p ordinary | CFD | SHORT | 856 | 4.0791 GBP |
3p ordinary | CFD | SHORT | 75,000 | 4.0799 GBP |
3p ordinary | CFD | SHORT | 500,000 | 4.0799 GBP |
3p ordinary | CFD | SHORT | 62 | 4.0800 GBP |
3p ordinary | CFD | SHORT | 164 | 4.0800 GBP |
3p ordinary | CFD | SHORT | 228 | 4.0805 GBP |
3p ordinary | CFD | SHORT | 90,000 | 4.0906 GBP |
3p ordinary | CFD | SHORT | 7,000 | 4.0925 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 AUGUST 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group