8th Aug 2017 10:04
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc |
(d) Date dealing undertaken: | 07 AUGUST 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 3,667,439 | 3.7661 GBP | 3.7010 GBP |
3p ordinary | SALES | 2,207,600 | 3.7660 GBP | 3.6953 GBP |
3p ordinary | PURCHASES | 86,688 | 4.8654 USD | 4.8654 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 10,534 | 3.6953 GBP |
3p ordinary | CFD | LONG | 50,686 | 3.6953 GBP |
3p ordinary | CFD | LONG | 8,396 | 3.6953 GBP |
3p ordinary | CFD | LONG | 25,885 | 3.6953 GBP |
3p ordinary | CFD | LONG | 24,635 | 3.7133 GBP |
3p ordinary | CFD | LONG | 29,683 | 3.7133 GBP |
3p ordinary | CFD | LONG | 1,203 | 3.7221 GBP |
3p ordinary | CFD | LONG | 14,574 | 3.7249 GBP |
3p ordinary | CFD | LONG | 165,342 | 3.7249 GBP |
3p ordinary | CFD | LONG | 125,511 | 3.7276 GBP |
3p ordinary | CFD | LONG | 188,690 | 3.7305 GBP |
3p ordinary | CFD | LONG | 24,578 | 3.7331 GBP |
3p ordinary | CFD | LONG | 10,586 | 3.7352 GBP |
3p ordinary | CFD | LONG | 25,481 | 3.7380 GBP |
3p ordinary | CFD | LONG | 11,924 | 3.7486 GBP |
3p ordinary | CFD | LONG | 527 | 3.7515 GBP |
3p ordinary | CFD | LONG | 131 | 3.7530 GBP |
3p ordinary | CFD | LONG | 6,148 | 3.7530 GBP |
3p ordinary | CFD | LONG | 117 | 3.7540 GBP |
3p ordinary | CFD | SHORT | 1,358 | 3.7076 GBP |
3p ordinary | CFD | SHORT | 10,593 | 3.7076 GBP |
3p ordinary | CFD | SHORT | 6,791 | 3.7076 GBP |
3p ordinary | CFD | SHORT | 17,091 | 3.7081 GBP |
3p ordinary | CFD | SHORT | 5,895 | 3.7085 GBP |
3p ordinary | CFD | SHORT | 1,385 | 3.7118 GBP |
3p ordinary | CFD | SHORT | 13,400 | 3.7121 GBP |
3p ordinary | CFD | SHORT | 9,759 | 3.7123 GBP |
3p ordinary | CFD | SHORT | 23,694 | 3.7140 GBP |
3p ordinary | CFD | SHORT | 2,917 | 3.7141 GBP |
3p ordinary | CFD | SHORT | 552,112 | 3.7148 GBP |
3p ordinary | CFD | SHORT | 43,424 | 3.7148 GBP |
3p ordinary | CFD | SHORT | 24,814 | 3.7148 GBP |
3p ordinary | CFD | SHORT | 2,367 | 3.7165 GBP |
3p ordinary | CFD | SHORT | 1,407 | 3.7167 GBP |
3p ordinary | CFD | SHORT | 574,130 | 3.7180 GBP |
3p ordinary | CFD | SHORT | 233 | 3.7205 GBP |
3p ordinary | CFD | SHORT | 915 | 3.7218 GBP |
3p ordinary | CFD | SHORT | 7,300 | 3.7224 GBP |
3p ordinary | CFD | SHORT | 1,909 | 3.7225 GBP |
3p ordinary | CFD | SHORT | 165,342 | 3.7233 GBP |
3p ordinary | CFD | SHORT | 2,648 | 3.7233 GBP |
3p ordinary | CFD | SHORT | 4,884 | 3.7234 GBP |
3p ordinary | CFD | SHORT | 430,118 | 3.7237 GBP |
3p ordinary | CFD | SHORT | 1,358 | 3.7254 GBP |
3p ordinary | CFD | SHORT | 133 | 3.7273 GBP |
3p ordinary | CFD | SHORT | 108 | 3.7327 GBP |
3p ordinary | CFD | SHORT | 1,047 | 3.7370 GBP |
3p ordinary | CFD | SHORT | 883 | 3.7417 GBP |
3p ordinary | CFD | SHORT | 11,696 | 3.7430 GBP |
3p ordinary | CFD | SHORT | 116,440 | 3.7473 GBP |
3p ordinary | CFD | SHORT | 342 | 3.7497 GBP |
3p ordinary | CFD | SHORT | 3,941 | 3.7503 GBP |
3p ordinary | CFD | SHORT | 4,064 | 3.7509 GBP |
3p ordinary | CFD | SHORT | 106,028 | 3.7517 GBP |
3p ordinary | CFD | SHORT | 42 | 3.7535 GBP |
3p ordinary | CFD | SHORT | 458 | 3.7536 GBP |
3p ordinary | CFD | SHORT | 487 | 3.7536 GBP |
3p ordinary | CFD | SHORT | 1,700 | 3.7590 GBP |
3p ordinary | CFD | SHORT | 240,165 | 3.7661 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 AUGUST 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group