29th Nov 2017 09:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc. and Vantiv UK Limited |
(d) Date dealing undertaken: | 28 NOVEMBER 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 1,713,516 | 4.3610 GBP | 4.2125 GBP |
3p ordinary | SALES | 3,000,709 | 4.3600 GBP | 4.1628 GBP |
3p ordinary | PURCHASES | 93,871 | 5.7443 USD | 5.6157 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 70 | 4.2160 GBP |
3p ordinary | CFD | LONG | 1,000 | 4.2206 GBP |
3p ordinary | CFD | LONG | 57 | 4.2457 GBP |
3p ordinary | CFD | LONG | 844 | 4.2509 GBP |
3p ordinary | CFD | LONG | 6,451 | 4.2788 GBP |
3p ordinary | CFD | LONG | 78,300 | 4.2803 GBP |
3p ordinary | CFD | LONG | 944 | 4.2835 GBP |
3p ordinary | CFD | LONG | 186 | 4.2993 GBP |
3p ordinary | CFD | LONG | 10,699 | 4.3217 GBP |
3p ordinary | CFD | LONG | 7,880 | 4.3260 GBP |
3p ordinary | CFD | LONG | 47,086 | 4.3265 GBP |
3p ordinary | CFD | LONG | 43,157 | 4.3282 GBP |
3p ordinary | CFD | LONG | 6,871 | 4.3282 GBP |
3p ordinary | CFD | LONG | 112,822 | 4.3292 GBP |
3p ordinary | CFD | LONG | 327,905 | 4.3369 GBP |
3p ordinary | CFD | LONG | 454 | 4.3430 GBP |
3p ordinary | CFD | LONG | 49,730 | 4.3449 GBP |
3p ordinary | CFD | LONG | 310 | 4.3462 GBP |
3p ordinary | CFD | LONG | 166 | 4.3472 GBP |
3p ordinary | CFD | LONG | 40 | 4.3492 GBP |
3p ordinary | CFD | LONG | 14,427 | 4.3492 GBP |
3p ordinary | CFD | LONG | 3,744 | 4.3492 GBP |
3p ordinary | CFD | LONG | 1,771 | 4.3492 GBP |
3p ordinary | CFD | LONG | 6,081 | 4.3492 GBP |
3p ordinary | CFD | SHORT | 3,534 | 4.2268 GBP |
3p ordinary | CFD | SHORT | 4,188 | 4.2268 GBP |
3p ordinary | CFD | SHORT | 1,202 | 4.2268 GBP |
3p ordinary | CFD | SHORT | 10,170 | 4.2268 GBP |
3p ordinary | CFD | SHORT | 3,705 | 4.2268 GBP |
3p ordinary | CFD | SHORT | 4,226 | 4.2515 GBP |
3p ordinary | CFD | SHORT | 40,000 | 4.2563 GBP |
3p ordinary | CFD | SHORT | 24,685 | 4.2590 GBP |
3p ordinary | CFD | SHORT | 69,226 | 4.2724 GBP |
3p ordinary | CFD | SHORT | 50,000 | 4.2840 GBP |
3p ordinary | CFD | SHORT | 825 | 4.2990 GBP |
3p ordinary | CFD | SHORT | 644 | 4.2991 GBP |
3p ordinary | CFD | SHORT | 825 | 4.2998 GBP |
3p ordinary | CFD | SHORT | 681 | 4.3013 GBP |
3p ordinary | CFD | SHORT | 25,000 | 4.3019 GBP |
3p ordinary | CFD | SHORT | 25,000 | 4.3019 GBP |
3p ordinary | CFD | SHORT | 1,288 | 4.3029 GBP |
3p ordinary | CFD | SHORT | 1,097 | 4.3030 GBP |
3p ordinary | CFD | SHORT | 676 | 4.3030 GBP |
3p ordinary | CFD | SHORT | 1,208 | 4.3030 GBP |
3p ordinary | CFD | SHORT | 1,000 | 4.3057 GBP |
3p ordinary | CFD | SHORT | 1,588 | 4.3063 GBP |
3p ordinary | CFD | SHORT | 431 | 4.3200 GBP |
3p ordinary | CFD | SHORT | 95,932 | 4.3217 GBP |
3p ordinary | CFD | SHORT | 1,488 | 4.3241 GBP |
3p ordinary | CFD | SHORT | 1,023 | 4.3250 GBP |
3p ordinary | CFD | SHORT | 7,880 | 4.3260 GBP |
3p ordinary | CFD | SHORT | 340,454 | 4.3280 GBP |
3p ordinary | CFD | SHORT | 1,146 | 4.3320 GBP |
3p ordinary | CFD | SHORT | 1,208 | 4.3330 GBP |
3p ordinary | CFD | SHORT | 1,105 | 4.3330 GBP |
3p ordinary | CFD | SHORT | 112,822 | 4.3332 GBP |
3p ordinary | CFD | SHORT | 2,691 | 4.3348 GBP |
3p ordinary | CFD | SHORT | 43,157 | 4.3361 GBP |
3p ordinary | CFD | SHORT | 2,396 | 4.3370 GBP |
3p ordinary | CFD | SHORT | 150,000 | 4.3382 GBP |
3p ordinary | CFD | SHORT | 49,730 | 4.3440 GBP |
3p ordinary | CFD | LONG | 120,528 | 5.7451 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 NOVEMBER 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group