19th Jul 2017 09:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Vantiv, Inc |
(d) Date dealing undertaken: | 18 JULY 2017 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
3p ordinary | PURCHASES | 2,242,319 | 3.8080 GBP | 3.7610 GBP |
3p ordinary | SALES | 1,476,511 | 3.7980 GBP | 3.7600 GBP |
3p ordinary | PURCHASES | 27,501 | 4.9244 USD | 4.9244 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
3p ordinary | CFD | LONG | 4,438 | 3.7860 GBP |
3p ordinary | CFD | LONG | 11,027 | 3.7860 GBP |
3p ordinary | CFD | LONG | 624 | 3.7687 GBP |
3p ordinary | CFD | LONG | 132 | 3.7687 GBP |
3p ordinary | CFD | LONG | 155 | 3.7698 GBP |
3p ordinary | CFD | LONG | 109 | 3.7732 GBP |
3p ordinary | CFD | LONG | 96 | 3.7737 GBP |
3p ordinary | CFD | LONG | 50 | 3.7744 GBP |
3p ordinary | CFD | LONG | 305 | 3.7763 GBP |
3p ordinary | CFD | LONG | 933 | 3.7766 GBP |
3p ordinary | CFD | LONG | 188 | 3.7767 GBP |
3p ordinary | CFD | LONG | 2,279 | 3.7768 GBP |
3p ordinary | CFD | LONG | 463 | 3.7768 GBP |
3p ordinary | CFD | LONG | 787 | 3.7770 GBP |
3p ordinary | CFD | LONG | 85 | 3.7770 GBP |
3p ordinary | CFD | LONG | 3,872 | 3.7770 GBP |
3p ordinary | CFD | LONG | 72 | 3.7772 GBP |
3p ordinary | CFD | LONG | 187 | 3.7773 GBP |
3p ordinary | CFD | LONG | 38,190 | 3.7782 GBP |
3p ordinary | CFD | LONG | 85,938 | 3.7782 GBP |
3p ordinary | CFD | LONG | 38 | 3.7784 GBP |
3p ordinary | CFD | LONG | 139 | 3.7794 GBP |
3p ordinary | CFD | LONG | 686 | 3.7794 GBP |
3p ordinary | CFD | LONG | 22 | 3.7800 GBP |
3p ordinary | CFD | LONG | 473 | 3.7804 GBP |
3p ordinary | CFD | LONG | 237 | 3.7808 GBP |
3p ordinary | CFD | LONG | 1,169 | 3.7808 GBP |
3p ordinary | CFD | LONG | 4,524 | 3.7811 GBP |
3p ordinary | CFD | LONG | 3,020 | 3.7812 GBP |
3p ordinary | CFD | LONG | 264,400 | 3.7815 GBP |
3p ordinary | CFD | LONG | 10,235 | 3.7835 GBP |
3p ordinary | CFD | LONG | 53,351 | 3.7835 GBP |
3p ordinary | CFD | LONG | 25,000 | 3.7840 GBP |
3p ordinary | CFD | LONG | 2,139 | 3.7843 GBP |
3p ordinary | CFD | LONG | 10,521 | 3.7843 GBP |
3p ordinary | CFD | LONG | 17,730 | 3.7845 GBP |
3p ordinary | CFD | LONG | 81,006 | 3.7858 GBP |
3p ordinary | CFD | LONG | 1,179 | 3.7871 GBP |
3p ordinary | CFD | LONG | 239 | 3.7871 GBP |
3p ordinary | CFD | LONG | 4,700 | 3.7882 GBP |
3p ordinary | CFD | LONG | 6 | 3.7900 GBP |
3p ordinary | CFD | LONG | 55 | 3.7905 GBP |
3p ordinary | CFD | LONG | 270 | 3.7906 GBP |
3p ordinary | CFD | SHORT | 37,005 | 3.7652 GBP |
3p ordinary | CFD | SHORT | 1,742 | 3.7764 GBP |
3p ordinary | CFD | SHORT | 123,243 | 3.7766 GBP |
3p ordinary | CFD | SHORT | 9,065 | 3.7772 GBP |
3p ordinary | CFD | SHORT | 8,581 | 3.7776 GBP |
3p ordinary | CFD | SHORT | 112,369 | 3.7777 GBP |
3p ordinary | CFD | SHORT | 28,327 | 3.7780 GBP |
3p ordinary | CFD | SHORT | 8,678 | 3.7780 GBP |
3p ordinary | CFD | SHORT | 65,869 | 3.7784 GBP |
3p ordinary | CFD | SHORT | 2,624 | 3.7786 GBP |
3p ordinary | CFD | SHORT | 272,974 | 3.7791 GBP |
3p ordinary | CFD | SHORT | 40,255 | 3.7792 GBP |
3p ordinary | CFD | SHORT | 13,034 | 3.7796 GBP |
3p ordinary | CFD | SHORT | 74,298 | 3.7796 GBP |
3p ordinary | CFD | SHORT | 17,016 | 3.7796 GBP |
3p ordinary | CFD | SHORT | 38,498 | 3.7796 GBP |
3p ordinary | CFD | SHORT | 22,280 | 3.7821 GBP |
3p ordinary | CFD | SHORT | 43,000 | 3.7821 GBP |
3p ordinary | CFD | SHORT | 9,849 | 3.7821 GBP |
3p ordinary | CFD | SHORT | 7,544 | 3.7821 GBP |
3p ordinary | CFD | SHORT | 8,690 | 3.7823 GBP |
3p ordinary | CFD | SHORT | 11,343 | 3.7823 GBP |
3p ordinary | CFD | SHORT | 49,534 | 3.7823 GBP |
3p ordinary | CFD | SHORT | 25,664 | 3.7823 GBP |
3p ordinary | CFD | SHORT | 25,000 | 3.7830 GBP |
3p ordinary | CFD | SHORT | 33,606 | 3.7837 GBP |
3p ordinary | CFD | SHORT | 7,099 | 3.7843 GBP |
3p ordinary | CFD | SHORT | 80 | 3.7850 GBP |
3p ordinary | CFD | SHORT | 420 | 3.7859 GBP |
3p ordinary | CFD | SHORT | 4,540 | 3.7860 GBP |
3p ordinary | CFD | SHORT | 68,506 | 3.7860 GBP |
3p ordinary | CFD | SHORT | 774 | 3.7872 GBP |
3p ordinary | CFD | SHORT | 42,737 | 3.7882 GBP |
3p ordinary | CFD | SHORT | 88,144 | 3.7882 GBP |
3p ordinary | CFD | SHORT | 29,382 | 3.7882 GBP |
3p ordinary | CFD | SHORT | 3,100 | 3.7900 GBP |
3p ordinary | CFD | SHORT | 2,022 | 3.7904 GBP |
3p ordinary | CFD | SHORT | 15,921 | 3.7904 GBP |
3p ordinary | CFD | SHORT | 18,096 | 3.7904 GBP |
3p ordinary | CFD | SHORT | 100,000 | 3.7912 GBP |
3p ordinary | CFD | SHORT | 50,000 | 3.7929 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19 JULY 2017 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group