30th Nov 2017 16:22
AMENDMENT
INCREASED EQUITY PURCHASES BY 334,862 TO 841,145
ADDED EQUITY SWAP SALES OF 334,862
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Worldpay Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Worldpay Group plc |
(d) Date dealing undertaken: | 28 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Vantiv, Inc. and Vantiv UK Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP)
| Lowest price per unit paid/received (GBP)
|
Ordinary Shares
| Purchases
Sales | 841,145
1,208,664 | 4.3538
4.3510 | 4.2120
4.2124 |
|
|
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps | Long
Short | 917 311 781 1,242 7,968 19,387 72,804 4,637 21,227 18,424 13,645 209,220 595 21,070 2,334 1,072 2,390 3,746 506,569 109,207 1,702 3,997 6,749
1,670 1,227 1,583 6,515 55,072 1,828 136,242 25,054 16,425 4,518 7,519 6,529 100,000 2,476 279,790 1,008,792 | 4.2123 GBP 4.2150 GBP 4.2160 GBP 4.2245 GBP 4.2301 GBP 4.2447 GBP 4.2474 GBP 4.2560 GBP 4.2631 GBP 4.2699 GBP 4.2706 GBP 4.2949 GBP 4.3257 GBP 4.3258 GBP 4.3272 GBP 4.3300 GBP 4.3301 GBP 4.3327 GBP 4.3331 GBP 4.3381 GBP 4.3419 GBP 4.3446 GBP 4.3469 GBP
4.2130 GBP 4.2146 GBP 4.2147 GBP 4.2151 GBP 4.2332 GBP 4.2533 GBP 4.2951 GBP 4.2968 GBP 4.3027 GBP 4.3118 GBP 4.3130 GBP 4.3224 GBP 4.3395 GBP 4.3396 GBP 5.7529 USD 5.7723 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 30 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Worldpay Group