20th Jul 2021 17:35
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Wm Morrison Supermarkets plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Financial adviser to Clayton, Dubilier & Rice, LLC as manager of Clayton, Dubilier & Rice Funds XI |
(d) Date dealing undertaken: | 30 June 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Purchase
Sale | 4,814,941
5,900,480 | 2.4860 GBP
2.4860 GBP | 2.3530 GBP
2.3540 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position
| 91 28,552 4,412 7,783 152,726 101,818 8,978 180 3,559 229,634
45 20,000 13,761 529,165 16
3,841 91 4,706 389 6,767 1 1 149 275 495 140 11,125 331 211 2,387 274 4,160 5,737 14,000 7 907 529 18,101 6,928 890 2,261 52 472 39 1,384 17,638 524 4,972 264 6,312 1,209 2,639 38,274 63,568 45,737 4,208 105,592 327 26,600 315,000
953 2,982 22,255 300,000 36,857 65,490 25,000 14,371 35,399
20,000 20,000 10,000
10,000 20,000 20,000 | 2.3630 GBP 2.3680 GBP 2.3700 GBP 2.3743 GBP 2.3771 GBP 2.3779 GBP 2.4009 GBP 2.4452 GBP 2.4560 GBP 2.4564 GBP
2.3639 GBP 2.3698 GBP 2.3989 GBP 2.4244 GBP 2.4571 GBP
2.3628 GBP 2.3630 GBP 2.3640 GBP 2.3641 GBP 2.3643 GBP 2.3694 GBP 2.3698 GBP 2.3700 GBP 2.3738 GBP 2.3740 GBP 2.3751 GBP 2.3754 GBP 2.3756 GBP 2.3757 GBP 2.3761 GBP 2.3764 GBP 2.3776 GBP 2.3777 GBP 2.3849 GBP 2.3873 GBP 2.3921 GBP 2.4036 GBP 2.4037 GBP 2.4050 GBP 2.4097 GBP 2.4226 GBP 2.4241 GBP 2.4243 GBP 2.4257 GBP 2.4269 GBP 2.4271 GBP 2.4331 GBP 2.4332 GBP 2.4335 GBP 2.4371 GBP 2.4372 GBP 2.4407 GBP 2.4493 GBP 2.4560 GBP 2.4630 GBP 2.4631 GBP 2.4632 GBP 2.4654 GBP 2.4670 GBP 2.4731 GBP
2.3658 GBP 2.3838 GBP 2.4234 GBP 2.4297 GBP 2.4488 GBP 2.4673 GBP 2.4794 GBP 2.4820 GBP 2.4834 GBP
2.4582 GBP 2.4583 GBP 2.4880 GBP
2.4382 GBP 2.4702 GBP 2.4703 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 July 2021 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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