18th Aug 2010 10:42
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FORM 8.5 (EPT/RI) |
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PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
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|
CAPACITY |
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|
Rule 8.5 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management LLC |
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principal trader is connected: |
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(d) Date dealing undertaken: |
17/08/2010 |
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|
(e) Has the EPT previously disclosed, or is it today |
NO |
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|
disclosing, under the Code in respect of any other |
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party to this offer? |
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
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|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
3,087 |
GBP 9.88 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Sale |
1,100 |
GBP 9.87 |
GBP 9.87 |
|
|
(b) Derivatives transactions (other than options) |
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|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
1370 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Swap |
LONG |
1295 |
GBP 9.88 |
|
|
Common - NL0009347863 |
Swap |
LONG |
422 |
GBP 9.88 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
20 |
GBP 9.87 |
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|
Common - NL0009347863 |
Swap |
SHORT |
1080 |
GBP 9.87 |
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|
(c) Options transactions in respect of existing securities |
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|
(i) Writing, selling, purchasing or varying |
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|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
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3. OTHER INFORMATION |
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(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
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NONE |
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|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
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|
NONE |
|
|
Date of disclosure: |
18/08/2010 |
|
|
Contact name: Bhavika Mistry |
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|
Telephone number: 020 7995 4747 |
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|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
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principal trader is connected: |
Group Plc |
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|
(d) Date dealing undertaken: |
17/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
184,311 |
GBP 7.12 |
GBP 7.10 |
|
|
Common - GB0001411924 |
Sale |
183,511 |
GBP 7.12 |
GBP 7.09 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
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|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
18/08/2010 |
|
|
Contact name: Bhavika Mistry |
|
|
Telephone number: 020 7995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
17/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
201,083 |
GBP 16.89 |
GBP 16.74 |
|
|
Common - GB0033252056 |
Sale |
211,482 |
GBP 16.91 |
GBP 16.75 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
10000 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
237 |
GBP 16.80 |
|
|
Common - GB0033252056 |
Swap |
LONG |
263 |
GBP 16.80 |
|
|
Common - GB0033252056 |
Swap |
LONG |
341 |
GBP 16.76 |
|
|
Common - GB0033252056 |
Swap |
LONG |
424 |
GBP 16.76 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1360 |
GBP 16.74 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2554 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
LONG |
3881 |
GBP 16.80 |
|
|
Common - GB0033252056 |
Swap |
LONG |
4821 |
GBP 16.80 |
|
|
Common - GB0033252056 |
Swap |
LONG |
7154 |
GBP 16.76 |
|
|
Common - GB0033252056 |
Swap |
LONG |
9581 |
GBP 16.80 |
|
|
Common - GB0033252056 |
Swap |
LONG |
44 |
GBP 16.81 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
SHORT |
13964 |
GBP 16.91 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
68 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
7308 |
GBP 16.76 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
4681 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
3607 |
GBP 16.91 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
2025 |
GBP 16.83 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1643 |
GBP 16.78 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1176 |
GBP 16.90 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1063 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
400 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
341 |
GBP 16.81 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
196 |
GBP 16.91 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
180 |
GBP 16.90 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
14233 |
GBP 16.91 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
18/08/2010 |
|
|
Contact name: Bhavika Mistry |
|
|
Telephone number:020 7995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Tomkins Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Pinafore LLC and Pinafore, Inc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
17/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0008962655 |
Purchase |
2,619,038 |
GBP 3.22 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Sale |
9,694,312 |
GBP 3.21 |
GBP 3.21 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
LONG |
901760 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
1010 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
1297 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
7870 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
9897 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
28031 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
56300 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
66141 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
73393 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
85421 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
698240 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
963 |
GBP 3.22 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
SHORT |
1900000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
8 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
750000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
650000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
500000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
500000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
500000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
424764 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
250000 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
13604 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
7870 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
7745 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
466 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
3500000 |
GBP 3.21 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
|
3. OTHER INFORMATION |
|||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
18/08/2010 |
|
|
Contact name: Bhavika Mistry |
|
|
Telephone number:020 7995 4747 |
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